TIDMGEC
RNS Number : 5206V
General Electric Company
05 April 2023
4
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable)X Director 10% Owner
(*)GARDEN EDWARD P Trading Symbol Officer (give title below) Other (specify below)
GENERAL ELECTRIC
(Last) (First) (Middle) CO [ GE ]
223 SUNSET AVENUE
(Street)PALM BEACH FL 33480
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/31/2023
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person
Date of Original X Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
Security Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
(Instr. 3) (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Month/Day/Year) Owned Direct Ownership
Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Common 4,016,414 I Please see
Stock, par explanation
value $0.01 below (1)(2)
per share
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Following Indirect
Security 5) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Deferred
Fee
Phantom
Stock Common
Units (3) (4) 03/31/2023 A 495 (5) (5) Stock 495 $ 91 12,584 D
1. Name and Address of Reporting Person (*)GARDEN EDWARD P
(Last) (First) (Middle)
223 SUNSET AVENUE
(Street)PALM BEACH FL 33480
(City) (State) (Zip)
1. Name and Address of Reporting Person (*)TRIAN FUND MANAGEMENT, L.P.
(Last) (First) (Middle)
280 PARK AVENUE, 41ST FLOOR
(Street)NEW YORK NY 10017
(City) (State) (Zip)
Explanation of Responses:
1. Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian
SPV (Sub) X, L.P. ("Trian SPV X") and as such determines the investment and voting decisions
of Trian SPV X with respect to the shares of the Issuer held by Trian SPV X. Mr. Garden is
a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management,
and therefore is in a position to determine the investment and voting decisions made by and
on behalf of Trian SPV X. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly
beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act
of 1934) the shares beneficially owned by Trian SPV X.
2. (FN 1, contd.) The Reporting Persons disclaim beneficial ownership of such shares except
to the extent of its respective pecuniary interests therein and this report shall not be deemed
an admission that the Reporting Persons are the beneficial owner of such securities for purposes
of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.
3. Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive
Plan.
4. Each unit of phantom stock is the economic equivalent of one share of common stock.
5. Payable beginning one year after termination of service as a director.
Remarks:
/s/ Daniel R. Marx, Attorney-In-Fact for Edward P. Garden 04/04/2023
/s/ Daniel R. Marx, Attorney-In-Fact for Trian Fund Management, L.P. 04/04/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable)X Director 10% Owner
(*)Seidman Leslie Trading Symbol Officer (give title below) Other (specify below)
GENERAL ELECTRIC
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/31/2023
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Following Indirect
Security 5) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Deferred
Fee
Phantom
Stock Common
Units (1) (2) 03/31/2023 A 511 (3) (3) Stock 511 $ 91 16,099 D
Explanation of Responses:
1. Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive
Plan.
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common
stock.
3. Payable beginning one year after termination of service as a director.
Remarks:
/s/ Brandon Smith, attorney in fact for Leslie Seidman 04/04/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Leslie F. Seidman, hereby appoint GE to assist me in the
preparation and filing of Section 16 reports, and execute the below
Power of
Attorney for this purpose.
I am Director of General Electric Company (GE) and, until
further written notice, I hereby individually authorize each of
Brandon Smith, Astrid
Tsang and Kira Schwartz, with full power of substitution to
each, to sign on my behalf any Form 3, Form 4, Form 5, Form 144 or
related form
that I have filed or may file hereafter in connection with my
direct or indirect beneficial ownership of GE securities, and to
take any other action
of any type whatsoever in connection with the foregoing that in
his or her opinion may be for the benefit of, in the best interest
of, or legally
required by me.
Date:
November 8, 2022
Signature:
Leslie F. Seidman
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable)X Director 10% Owner
(*)Reynolds Paula Rosput Trading Symbol Officer (give title below) Other (specify below)
GENERAL ELECTRIC
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/31/2023
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Following Indirect
Security 5) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Deferred
Fee
Phantom
Stock Common
Units (1) (2) 03/31/2023 A 616 (3) (3) Stock 616 $ 91 12,291 D
Explanation of Responses:
1. Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive
Plan.
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common
stock.
3. Payable beginning one year after termination of service as a director.
Remarks:
/s/ Brandon Smith, attorney in fact for Paula Rosput Reynolds 04/04/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Paula Rosput Reynolds, hereby appoint GE to assist me in the
preparation and filing of Section 16 reports, and execute the below
Power of
Attorney for this purpose.
I am Director of General Electric Company (GE) and, until
further written notice, I hereby individually authorize each of
Brandon Smith, Astrid
Tsang and Kira Schwartz, with full power of substitution to
each, to sign on my behalf any Form 3, Form 4, Form 5, Form 144 or
related form
that I have filed or may file hereafter in connection with my
direct or indirect beneficial ownership of GE securities, and to
take any other action
of any type whatsoever in connection with the foregoing that in
his or her opinion may be for the benefit of, in the best interest
of, or legally
required by me.
Date:
December 6, 2022
Signature:
Paula R Reynolds
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable)X Director 10% Owner
(*)McDew Darren W Trading Symbol Officer (give title below) Other (specify below)
GENERAL ELECTRIC
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/31/2023
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Following Indirect
Security 5) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Deferred
Fee
Phantom
Stock Common
Units (1) (2) 03/31/2023 A 10 (3) (3) Stock 10 $ 91 10 D
Explanation of Responses:
1. Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive
Plan.
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common
stock.
3. Payable beginning one year after termination of service as a director.
Remarks:
/s/ Brandon Smith, attorney in fact for Darren W. McDew 04/04/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Darren W. McDew, hereby appoint GE to assist me in the
preparation and filing of Section 16 reports, and execute the below
Power of Attorney for this purpose.
I am a director of General Electric Company (GE) and, until
further written notice, I hereby individually authorize each of
Brandon Smith, Astrid Tsang and Kira Schwartz, with full power of
substitution to each, to sign on my behalf any Form 3, Form 4, Form
5, Form 144 or related form that I have filed or may file hereafter
in connection with my direct or indirect beneficial ownership of GE
securities, and to take any other action of any type whatsoever in
connection with the foregoing that in his or her opinion may be for
the benefit of, in the best interest of, or legally required by
me.
Date: 03/28/2023
Signature: Darren W. McDew
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable)X Director 10% Owner
(*)LESJAK CATHERINE A Trading Symbol Officer (give title below) Other (specify below)
GENERAL ELECTRIC
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/31/2023
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Following Indirect
Security 5) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Deferred
Fee
Phantom
Stock Common
Units (1) (2) 03/31/2023 A 527 (3) (3) Stock 527 $ 91 10,112 D
Explanation of Responses:
1. Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive
Plan.
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common
stock.
3. Payable beginning one year after termination of service as a director.
Remarks:
/s/ Brandon Smith, attorney in fact for Catherine A. Lesjak 04/04/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Catherine Lesjak, hereby appoint GE to assist me in the
preparation and filing of Section 16 reports, and execute the below
Power of
Attorney for this purpose.
I am Director of General Electric Company (GE) and, until
further written notice, I hereby individually authorize each of
Brandon Smith, Astrid
Tsang and Kira Schwartz, with full power of substitution to
each, to sign on my behalf any Form 3, Form 4, Form 5, Form 144 or
related form
that I have filed or may file hereafter in connection with my
direct or indirect beneficial ownership of GE securities, and to
take any other action
of any type whatsoever in connection with the foregoing that in
his or her opinion may be for the benefit of, in the best interest
of, or legally
required by me.
Date:
December 3, 2022
Signature:
Catherine Lesjak
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable)X Director 10% Owner
(*)HORTON THOMAS W Trading Symbol Officer (give title below) Other (specify below)
GENERAL ELECTRIC
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/31/2023
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Following Indirect
Security 5) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Deferred
Fee
Phantom
Stock Common
Units (1) (2) 03/31/2023 A 552 (3) (3) Stock 552 $ 91 13,709 D
Explanation of Responses:
1. Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive
Plan.
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common
stock.
3. Payable beginning one year after termination of service as a director.
Remarks:
/s/ Brandon Smith, attorney in fact for Thomas W. Horton 04/04/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Thomas Warren Horton, hereby appoint GE to assist me in the
preparation and filing of Section 16 reports, and execute the below
Power of
Attorney for this purpose.
I am Director of General Electric Company (GE) and, until
further written notice, I hereby individually authorize each of
Brandon Smith, Astrid
Tsang and Kira Schwartz, with full power of substitution to
each, to sign on my behalf any Form 3, Form 4, Form 5, Form 144 or
related form
that I have filed or may file hereafter in connection with my
direct or indirect beneficial ownership of GE securities, and to
take any other action
of any type whatsoever in connection with the foregoing that in
his or her opinion may be for the benefit of, in the best interest
of, or legally
required by me.
Date:
November 11, 2022
Signature:
Thomas W Horton
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable)X Director 10% Owner
(*)Goren Isabella D Trading Symbol Officer (give title below) Other (specify below)
GENERAL ELECTRIC
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/31/2023
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Following Indirect
Security 5) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Deferred
Fee
Phantom
Stock Common
Units (1) (2) 03/31/2023 A 511 (3) (3) Stock 511 $ 91 2,489 D
Explanation of Responses:
1. Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive
Plan.
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common
stock.
3. Payable beginning one year after termination of service as a director.
Remarks:
/s/ Brandon Smith, attorney in fact for Isabella D. Goren 04/04/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Isabella Goren, hereby appoint GE to assist me in the
preparation and filing of Section 16 reports, and execute the below
Power of Attorney
for this purpose.
I am of General Electric Company (GE) and, until further written
notice, I hereby individually authorize each of Brandon Smith,
Astrid Tsang and
Kira Schwartz, with full power of substitution to each, to sign
on my behalf any Form 3, Form 4, Form 5, Form 144 or related form
that I have
filed or may file hereafter in connection with my direct or
indirect beneficial ownership of GE securities, and to take any
other action of any type
whatsoever in connection with the foregoing that in his or her
opinion may be for the benefit of, in the best interest of, or
legally required by me.
Date:
11/14/2022
Signature:
Isabella Goren
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable)X Director 10% Owner
(*)DSOUZA FRANCISCO Trading Symbol Officer (give title below) Other (specify below)
GENERAL ELECTRIC
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/31/2023
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Following Indirect
Security 5) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Deferred
Fee
Phantom
Stock Common
Units (1) (2) 03/31/2023 A 920 (3) (3) Stock 920 $ 91 28,924 D
Explanation of Responses:
1. Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive
Plan.
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common
stock.
3. Payable beginning one year after termination of service as a director.
Remarks:
/s/ Brandon Smith, attorney in fact for Francisco D'Souza 04/04/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Francisco D'Souza, hereby appoint GE to assist me in the
preparation and filing of Section 16 reports, and execute the below
Power of
Attorney for this purpose.
I am Director of General Electric Company (GE) and, until
further written notice, I hereby individually authorize each of
Brandon Smith, Astrid
Tsang and Kira Schwartz, with full power of substitution to
each, to sign on my behalf any Form 3, Form 4, Form 5, Form 144 or
related form
that I have filed or may file hereafter in connection with my
direct or indirect beneficial ownership of GE securities, and to
take any other action
of any type whatsoever in connection with the foregoing that in
his or her opinion may be for the benefit of, in the best interest
of, or legally
required by me.
Date:
nov 27
Signature:
Francisco D'Souza
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable)X Director 10% Owner
(*)Bazin Sebastien Trading Symbol Officer (give title below) Other (specify below)
GENERAL ELECTRIC
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/31/2023
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Following Indirect
Security 5) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Deferred
Fee
Phantom
Stock Common
Units (1) (2) 03/31/2023 A 852 (3) (3) Stock 852 $ 91 23,157 D
Explanation of Responses:
1. Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive
Plan.
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common
stock.
3. Payable beginning one year after termination of service as a director.
Remarks:
/s/ Brandon Smith, attorney in fact for Sebastien Bazin 04/04/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Sbastien M. Bazin, hereby appoint GE to assist me in the
preparation and filing of Section 16 reports, and execute the below
Power of
Attorney for this purpose.
I am Director of General Electric Company (GE) and, until
further written notice, I hereby individually authorize each of
Brandon Smith, Astrid
Tsang and Kira Schwartz, with full power of substitution to
each, to sign on my behalf any Form 3, Form 4, Form 5, Form 144 or
related form
that I have filed or may file hereafter in connection with my
direct or indirect beneficial ownership of GE securities, and to
take any other action
of any type whatsoever in connection with the foregoing that in
his or her opinion may be for the benefit of, in the best interest
of, or legally
required by me.
Date:
08/12/2022
Signature:
Sbastien Bazin
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable)X Director 10% Owner
(*)ANGEL STEPHEN F Trading Symbol Officer (give title below) Other (specify below)
GENERAL ELECTRIC
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/31/2023
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Following Indirect
Security 5) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Deferred
Fee
Phantom
Stock Common
Units (1) (2) 03/31/2023 A 824 (3) (3) Stock 824 $ 91 3,965 D
Explanation of Responses:
1. Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive
Plan.
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common
stock.
3. Payable beginning one year after termination of service as a director.
Remarks:
/s/ Brandon Smith, attorney in fact for Stephen F. Angel 04/04/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Stephen Angel, hereby appoint GE to assist me in the
preparation and filing of Section 16 reports, and execute the below
Power of Attorney
for this purpose.
I am of General Electric Company (GE) and, until further written
notice, I hereby individually authorize each of Brandon Smith,
Astrid Tsang and
Kira Schwartz, with full power of substitution to each, to sign
on my behalf any Form 3, Form 4, Form 5, Form 144 or related form
that I have
filed or may file hereafter in connection with my direct or
indirect beneficial ownership of GE securities, and to take any
other action of any type
whatsoever in connection with the foregoing that in his or her
opinion may be for the benefit of, in the best interest of, or
legally required by me.
Date:
November 29, 2022
Signature:
Stephen F. Angel
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Estimated average burden
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Reporting Person Requiring GENERAL ELECTRIC CO [ GE ]
(*)McDew Darren W Statement
(Month/Day/Year)
(Last) (First) (Middle) 03/30/2023
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
4. Relationship of Reporting Person(s) to Issuer 5. If Amendment, Date of Original Filed (Month/Day/Year)
(Check all applicable)X Director 10% Owner
Officer (give title below) Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of Securities 3. Ownership Form: Direct 4. Nature of Indirect
(Instr. 4) Beneficially Owned (Instr. (D) or Indirect (I) (Instr. Beneficial Ownership
4) 5) (Instr. 5)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title 2. Date Exercisable and 3. Title and Amount of 4. 5. Ownership 6. Nature of
of Expiration Date Securities Underlying Conversion Form: Direct Indirect
Derivative (Month/Day/Year) Derivative Security or Exercise (D) or Beneficial
Security (Instr. 4) Price of Indirect (I) Ownership
(Instr. 4) Derivative (Instr. 5) (Instr. 5)
Security
Amount or
Date Number of
Exercisable Expiration Date Title Shares
Explanation of Responses:
Remarks:
Exhibit 24.1 - Power of Attorney
/s/ Brandon Smith, attorney in fact for Darren W. McDew 04/04/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Darren W. McDew, hereby appoint GE to assist me in the
preparation and filing of Section 16 reports, and execute the below
Power of Attorney for this purpose.
I am a director of General Electric Company (GE) and, until
further written notice, I hereby individually authorize each of
Brandon Smith, Astrid Tsang and Kira Schwartz, with full power of
substitution to each, to sign on my behalf any Form 3, Form 4, Form
5, Form 144 or related form that I have filed or may file hereafter
in connection with my direct or indirect beneficial ownership of GE
securities, and to take any other action of any type whatsoever in
connection with the foregoing that in his or her opinion may be for
the benefit of, in the best interest of, or legally required by
me.
Date: 03/28/2023
Signature: Darren W. McDew
This information is provided by RNS, the news service of the
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END
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April 05, 2023 09:14 ET (13:14 GMT)
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