Barclays PLC Form8.5(EPT/NON-RI)Capital&Counties Properties plc (4658W)
August 18 2022 - 4:59AM
UK Regulatory
TIDMBARC TIDMCAPC
RNS Number : 4658W
Barclays PLC
18 August 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE
BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY
("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL
SECURITIES LTD
--------------------------------------------------------
(b) Name of offeror/offeree in relation to CAPITAL & COUNTIES
whose PROPERTIES PLC
--------------------------
relevant securities this form relates:
------- -------------------------------------------------------- ----------- ---- ---
(c) Name of the party to the offer with which Capital & Counties
exempt Properties plc
--------------------------
principal trader is connected
------- -------------------------------------------------------- ----------- ---- ---
(d) Date position held/dealing undertaken: 17 August 2022
------- -------------------------------------------------------- --------------------------
(e) In addition to the company in 1(b) above, YES:
is the exempt principal
trader making disclosures in respect of SHAFTESBURY
any other party to the offer? PLC
------- -------------------------------------------------------- --------------------- ---
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 25p ordinary
------------------------ ---------------------
Interests Short Positions
------------------------ ---------------------
Number (%) Number (%)
--------------------------------------- --------------- ------- ----------- --------
(1) Relevant securities
owned
and/or controlled: 8,860,471 1.04% 5,293,566 0.62%
(2) Cash-settled derivatives:
4,989,049 0.59% 7,529,202 0.88%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 13,849,520 1.63% 12,822,768 1.51%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in relation
to
-------
which subscription right exists
-------------------------------------------------------- -----------------------------------
Details, including nature of the rights
-------
concerned and relevant percentages:
-------------------------------------------------------- -----------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
------------- ---------------------------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
25p ordinary Purchase 260,679 1.3611 GBP 1.3389 GBP
25p ordinary Sale 138,704 1.3594 GBP 1.3389 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------- -------------------------------------------------- ------------
Class Product Nature of Number Price per
of dealing of
relevant description reference unit
security securities
------------- -------------- -------------- ------------ ------------
25p ordinary SWAP Decreasing 3 1.3850 GBP
Long
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 68 27.1805 ZAR
Long
---------------- ---------------- ------------ ------------
25p ordinary SWAP Decreasing 135 27.3000 ZAR
Long
---------------- ---------------- ------------ ------------
25p ordinary SWAP Decreasing 491 27.4400 ZAR
Long
---------------- ---------------- ------------ ------------
25p ordinary SWAP Decreasing 509 1.3520 GBP
Long
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 688 1.3390 GBP
Long
---------------- ---------------- ------------ ------------
25p ordinary SWAP Decreasing 1,225 27.2960 ZAR
Long
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 2,656 27.1391 ZAR
Long
---------------- ---------------- ------------ ------------
25p ordinary SWAP Decreasing 4,000 1.3611 GBP
Long
---------------- ---------------- ------------ ------------
25p ordinary SWAP Decreasing 10,754 1.3604 GBP
Long
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 14,724 27.1114 ZAR
Long
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 15,364 27.2062 ZAR
Long
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 19,688 27.3000 ZAR
Long
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 19,688 27.3000 ZAR
Long
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 28,364 1.3545 GBP
Long
---------------- ---------------- ------------ ------------
25p ordinary SWAP Decreasing 47,554 1.3455 GBP
Long
---------------- ---------------- ------------ ------------
25p ordinary SWAP Decreasing 52,687 27.2646 ZAR
Long
---------------- ---------------- ------------ ------------
25p ordinary SWAP Decreasing 61,115 1.3471 GBP
Long
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 157,916 1.3391 GBP
Long
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 210,748 27.2565 ZAR
Long
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 210,748 1.3544 GBP
Long
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 68 27.1805 ZAR
Short
---------------- ---------------- ------------ ------------
25p ordinary SWAP Decreasing 135 27.3000 ZAR
Short
---------------- ---------------- ------------ ------------
25p ordinary SWAP Decreasing 491 27.4400 ZAR
Short
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 688 1.3390 GBP
Short
---------------- ---------------- ------------ ------------
25p ordinary SWAP Decreasing 1,225 27.2960 ZAR
Short
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 2,656 27.1391 ZAR
Short
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 14,724 27.1114 ZAR
Short
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 15,364 27.2062 ZAR
Short
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 19,688 27.3000 ZAR
Short
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 19,688 27.3000 ZAR
Short
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 28,364 1.3545 GBP
Short
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 157,916 1.3391 GBP
Short
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 210,748 27.2565 ZAR
Short
---------------- ---------------- ------------ ------------
25p ordinary CFD Decreasing 210,748 1.3544 GBP
Short
---------------- ---------------- ------------ ------------
25p ordinary SWAP Increasing 200 1.3550 GBP
Short
---------------- ---------------- ------------ ------------
25p ordinary SWAP Increasing 23,035 1.3652 GBP
Short
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Long 68 27.1805 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Long 688 1.3390 GBP
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Long 2,656 27.1391 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Long 14,724 27.1114 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Long 15,364 27.2062 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Long 19,688 27.3000 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Long 19,688 27.3000 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Long 28,364 1.3545 GBP
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Long 157,916 1.3391 GBP
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Long 210,748 27.2565 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Long 210,748 1.3544 GBP
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Short 68 27.1805 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Short 688 1.3390 GBP
---------------- ---------------- ------------ ------------
25p ordinary SWAP Opening Short 1,750 1.3567 GBP
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Short 2,656 27.1391 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Short 14,724 27.1114 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Short 15,364 27.2062 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Short 19,688 27.3000 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Short 19,688 27.3000 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Short 28,364 1.3545 GBP
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Short 157,916 1.3391 GBP
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Short 210,748 27.2565 ZAR
---------------- ---------------- ------------ ------------
25p ordinary CFD Opening Short 210,748 1.3544 GBP
---------------- ---------------- ------------ ------------
25p ordinary SWAP Opening Long 412 1.3471 GBP
---------------- ---------------- ------------ ------------
25p ordinary SWAP Opening Long 1,750 1.3598 GBP
---------------- ---------------- ------------ ------------
25p ordinary SWAP Opening Long 2,217 1.3479 GBP
---------------- ---------------- ------------ ------------
25p ordinary SWAP Opening Long 4,340 1.3569 GBP
---------------- ---------------- ------------ ------------
25p ordinary SWAP Opening Long 5,767 1.3566 GBP
---------------- ---------------- ------------ ------------
25p ordinary SWAP Opening Long 15,237 1.3389 GBP
---------------- ---------------- ------------ ------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
-------------------------------------------------------------------------------------------------------------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
--------------------------------------------------------------------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 18 Aug 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
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END
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