- Statement of Changes in Beneficial Ownership (4)
August 02 2010 - 7:22PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Banker, Jeffrey
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2. Issuer Name
and
Ticker or Trading Symbol
INTERACTIVE DATA CORP/MA/
[
IDC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP, Real-Time Market Data
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(Last)
(First)
(Middle)
C/O INTERACTIVE DATA CORPORATION, 32 CROSBY DRIVE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
7/29/2010
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(Street)
BEDFORD, MA 01730
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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7/29/2010
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D
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6130
(1)
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D
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$33.86
(2)
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Company Stock Option
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$16.97
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7/29/2010
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D
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382
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(3)
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6/16/2013
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Common Stock
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382
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(3)
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0
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D
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Company Stock Option
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$16.97
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7/29/2010
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D
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550
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(3)
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6/16/2013
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Common Stock
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550
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(3)
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0
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D
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Company Stock Option
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$17.47
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7/29/2010
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D
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1010
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(3)
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7/1/2014
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Common Stock
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1010
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(3)
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0
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D
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Company Stock Option
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$17.47
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7/29/2010
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D
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2340
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(3)
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7/1/2014
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Common Stock
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2340
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(3)
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0
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D
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Company Stock Option
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$27.17
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7/29/2010
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D
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4500
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(3)
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7/16/2017
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Common Stock
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4500
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(3)
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0
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D
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Company Stock Option
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$24.94
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7/29/2010
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D
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4500
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(3)
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7/18/2018
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Common Stock
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4500
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(3)
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0
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D
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Company Stock Option
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$20.52
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7/29/2010
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D
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4750
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(3)
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7/18/2016
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Common Stock
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4750
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(3)
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0
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D
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Company Stock Option
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$21.39
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7/29/2010
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D
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6000
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(3)
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7/19/2015
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Common Stock
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6000
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(3)
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0
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D
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Company Stock Option
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$23.23
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7/29/2010
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D
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8230
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(3)
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7/14/2019
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Common Stock
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8230
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(3)
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0
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D
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Explanation of Responses:
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(
1)
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Includes 3,340 Restricted Stock Units, each representing the right to receive one share of Common Stock.
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(
2)
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Disposed of pursuant to Agreement and Plan of Merger, dated as of May 3, 2010, among the Company, Hg Investors LLC and Igloo Merger Corporation in exchange for $33.86 per share. This transaction is exempt under Rule 16(b)-3.
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(
3)
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Option cancelled pursuant to merger in exchange for cash consideration equal to the difference between $33.86 and the exercise price, multiplied by the number of options cancelled. This transaction is exempt under Rule 16(b)-3.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Banker, Jeffrey
C/O INTERACTIVE DATA CORPORATION
32 CROSBY DRIVE
BEDFORD, MA 01730
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EVP, Real-Time Market Data
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Signatures
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/s/ Andrea H. Loew, Attorney-in-Fact for Jeffrey Banker
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8/2/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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