Statement of Changes in Beneficial Ownership (4)
September 17 2019 - 4:16PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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SCF Partners, Inc. |
2. Issuer Name and Ticker or Trading Symbol
FORUM ENERGY TECHNOLOGIES, INC.
[
FET
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Member of Group
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(Last)
(First)
(Middle)
600 TRAVIS STREET, SUITE 6600 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/13/2019
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(Street)
HOUSTON, TX 77002
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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9/13/2019
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J(1)
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2752045
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D
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$1.99
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4166574
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I
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SCF-V, L.P. (2)
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Common Stock
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4046515
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I
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SCF-VI, L.P. (2)
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Common Stock
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6512720
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I
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SCF-VII, L.P. (2)
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Common Stock
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1941403
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I
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SCF 2012A, L.P. (2)
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Common Stock
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1113543
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I
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SCF 2012B, L.P. (2)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code (Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
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8. Price of Derivative Security (Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. (SCF-V). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership (SCF 2012A), SCF-VI, L.P., a Delaware limited partnership (SCF-VI), SCF 2012B, L.P., a Delaware limited partnership (SCF 2012B) and SCF-VII, L.P., a Delaware limited partnership (SCF-VII), in the aggregate own 17,780,755 shares of common stock.
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(2)
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SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SCF Partners, Inc. 600 TRAVIS STREET SUITE 6600 HOUSTON, TX 77002
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X
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Member of Group
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SCF V LP 600 TRAVIS STREET SUITE 6600 HOUSTON, TX 77002
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X
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Member of Group
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SCF-V, G.P., Limited Partnership 600 TRAVIS STREET SUITE 6600 HOUSTON, TX 77002
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X
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Member of Group
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SCF VI LP 600 TRAVIS STREET SUITE 6600 HOUSTON, TX 77002
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X
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Member of Group
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SCF-VI, G.P., Limited Partnership 600 TRAVIS STREET SUITE 6600 HOUSTON, TX 77002
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X
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Member of Group
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SCF-VII, L.P. 600 TRAVIS STREET SUITE 6600 HOUSTON, TX 77002
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X
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Member of Group
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SCF-VII, G.P., Limited Partnership 600 TRAVIS STREET SUITE 6600 HOUSTON, TX 77002
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X
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Member of Group
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Signatures
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Anthony F. DeLuca/Officer of Reporting Person
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9/17/2019
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**Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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