Statement of Changes in Beneficial Ownership (4)
April 07 2022 - 06:22PM
Edgar (US Regulatory)
FORM 4
[X] Check this box if no longer subject to
Section 16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Cama
Domenick A |
2. Issuer Name and Ticker or Trading
Symbol Investors Bancorp, Inc. [ ISBC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
President and COO |
(Last)
(First)
(Middle)
101 JFK PARKWAY |
3. Date of Earliest Transaction (MM/DD/YYYY)
4/6/2022
|
(Street)
SHORT HILLS, NJ 07078
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
4/6/2022 |
|
J |
|
1196633 |
D |
(1) |
0 |
D |
|
Common Stock |
4/6/2022 |
|
J |
|
72391 |
D |
(1) |
0 |
I |
By Trust |
Common Stock |
4/6/2022 |
|
J |
|
12888 |
D |
(1) |
0 |
I |
By 401K |
Common Stock |
4/6/2022 |
|
J |
|
50375 |
D |
(1) |
0 |
I |
By ESOP |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options |
$12.54 |
4/6/2022 |
|
J |
|
|
420096 |
7/22/2019 |
6/23/2025 |
Common Stock |
420096.0 |
(2) |
0 |
D |
|
Explanation of
Responses: |
(1) |
Each share of common stock
was converted into and became exchangeable for the right to receive
(i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial
Group. Inc. common stock. |
(2) |
Each option was converted
into an option to purchase a number of shares of Citizens Financial
Group Inc.'s common stock (rounded down to the nearest whole share)
determined by multiplying (i) the number of shares of Investors
Bancorp Inc. common stock subject to such stock option by (ii)
0.3272, at a per share exercise price (rounded up to the nearest
whole cent) equal to the quotient obtained by dividing (a) the per
share exercise price for each share of Investors Bancorp, Inc.
common stock subject to such option by (b) 0.0302. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Cama Domenick A
101 JFK PARKWAY
SHORT HILLS, NJ 07078 |
X |
|
President and COO |
|
Signatures
|
/s/ Brian Doran, pursuant to power of
attorney |
|
4/7/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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