Current Report Filing (8-k)
October 07 2021 - 5:17PM
Edgar (US Regulatory)
NASDAQ
NASDAQ
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MN
MN
0000943034
AUTOSCOPE TECHNOLOGIES CORP
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0000943034
2021-10-01
2021-10-01
0000943034
us-gaap:CommonStockMember
2021-10-01
2021-10-01
0000943034
us-gaap:RightsMember
2021-10-01
2021-10-01
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 Or 15(d) of The Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported) October 1, 2021
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Autoscope Technologies Corporation
(Exact name of registrant as specified in its charter)
Minnesota
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0-26056
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86-3685595
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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Spruce Tree Centre, Suite 400, 1600 University Avenue West, St. Paul, Minnesota
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55104
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code (612) 438-2363
(Former name or former address, if changed since last report.)
________________________
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.01 par value
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AATC
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The Nasdaq Capital Market
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Preferred Stock Purchase Rights
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AATC
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The Nasdaq Capital Market
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Section 5 – Corporate Governance and Management
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) On October 1, 2021, Chad A. Stelzig notified the Board of Directors of Autoscope Technologies Corporation (the "Company") that he was resigning as the President and Chief Executive Officer of Image Sensing Systems, Inc. (“ISNS”). ISNS is a wholly-owned subsidiary of the Company.
Section 9 – Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits. The following exhibit is being filed with and incorporated into this Current Report on Form 8-K:
Exhibit No.
99.1 Press Release dated October 7, 2021.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: October 7, 2021
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Autoscope Technologies Corporation
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By:
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/s/ Frank G. Hallowell
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Frank G. Hallowell
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Chief Financial Officer
(Principal Financial Officer and
Principal Accounting Officer)
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