Statement of Ownership (sc 13g)
February 14 2013 - 10:09AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Full Circle Capital Corporation
_______________________________________________________________
(Name of Issuer)
Common Stock
_______________________________________________________________
(Title of Class of Securities)
359671104
______________________________________________________________
(CUSIP Number)
December 31, 2012
______________________________________________________________
(Date of Event Which Requires Filing of
this Statement)
Check the appropriate box to designate
the rule pursuant to which the Schedule is filed:
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¨
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Rule 13d-1(b)
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¨
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Rule 13d-1(c)
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x
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Rule 13d-1(d)
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CUSIP No. 359671104
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13G
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Page 2 of 6 Pages
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1.
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NAMES OF REPORTING PERSONS
Solid Rock Management Limited
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
¨
(b)
¨
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
0
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6.
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SHARED VOTING POWER
0
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7.
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SOLE DISPOSITIVE POWER
0
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8.
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SHARED DISPOSITIVE POWER
0
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES*
¨
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0
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12.
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TYPE OF REPORTING PERSON*
OO
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CUSIP No. 359671104
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13G
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Page 3 of 6 Pages
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Item 1(a).
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Name of Issuer:
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Full Circle Capital Corporation
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Item 1(b).
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Address of Issuer’s Principal Executive Offices:
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800 Westchester Avenue, Suite S-620
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Rye Brook, NY 10573
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Item 2(b).
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Name of Person Filing:
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(a) Solid Rock Management Limited
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Item 2(b).
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Address of Principal Business Office:
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(a) Nerine Chambers, Road Town, Tortola, British Virgin Islands
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Item 2(c).
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Citizenship:
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(a) British Virgin Islands
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Item 2(d).
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Title of Class of Securities
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Common Stock, par value $0.01 per share
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Item 2(e).
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CUSIP Number:
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359671104
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CUSIP No. 359671104
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13G
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Page 4 of 6 Pages
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Item 3.
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If this statement is filed pursuant to rule 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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¨
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Broker or dealer registered under Section 15 of the Act.
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(b)
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¨
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Bank as defined in Section 3(a)(6) of the Act.
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(c)
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¨
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Insurance company as defined in Section 3(a)(19) of the Act.
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(d)
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¨
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Investment company registered under Section 8 of the Investment Company Act of 1940.
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(e)
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¨
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An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E).
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(f)
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¨
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An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F).
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(g)
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¨
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A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G).
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(h)
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
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(i)
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940.
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(j)
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Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
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Item 4.
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Ownership
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As of the date of this filing, Solid Rock Management Limited (“Solid Rock”) may be deemed to be the beneficial owner of 0 shares of the common stock, par value $0.01 per share (the “Common Stock”), of Full Circle Capital Corporation (“Full Circle”). Solid Rock has sole power to vote and dispose of approximately 0 shares of Common Stock, and shared power to vote and dispose of approximately
0
shares of Common Stock.
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Item 5.
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Ownership of Five Percent or Less of Class
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X ].
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Item 6.
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Ownership of More Than 5 Percent on Behalf of Another Person
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CUSIP No. 359671104
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13G
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Page 5 of 6 Pages
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
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Not Applicable.
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Item 8.
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Identification and Classification of Members of the Group
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Not Applicable.
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Item 9.
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Notice of Dissolution of Group
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Not Applicable.
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Item 10.
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Certification
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Not Applicable.
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[Remainder of Page Intentionally Left Blank]
CUSIP No. 359671104
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13G
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Page 6 of 6 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this statement is true, complete and correct.
DATED: February 14, 2013
Solid Rock Management Limited
By:
/s/ Kevin McAuliffe
Name: Kevin McAuliffe
Title: Director
Full Circle Capital Corp. (MM) (NASDAQ:FULL)
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