Initial Statement of Beneficial Ownership (3)
January 14 2021 - 3:45PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Buckner Stephanie |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/4/2021
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3. Issuer Name and Ticker or Trading Symbol
Altair Engineering Inc. [ALTR]
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(Last)
(First)
(Middle)
C/O ALTAIR ENGINEERING INC., 1820 E. BIG BEAVER ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) See Remarks / |
(Street)
TROY, MI 48083
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 5988 (1) | D | |
Class A Common Stock | 3543 (2) | I | By husband |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | (3) | 6/9/2027 | Class A Common Stock | 300 | $5.18 | D | |
Stock Option (right to buy) | (4) | 3/11/2030 | Class A Common Stock | 935 | $30.15 | D | |
Stock Option (right to buy) | (5) | 6/2/2030 | Class A Common Stock | 22500 | $39.82 | D | |
Stock Option (right to buy) | (6) | 12/2/2030 | Class A Common Stock | 22500 | $52.03 | D | |
Stock Option (right to buy) | (7) | 6/2/2030 | Class A Common Stock | 6000 | $39.82 | I | By husband |
Stock Option (right to buy) | (8) | 12/2/2030 | Class A Common Stock | 6000 | $52.03 | I | By husband |
Explanation of Responses: |
(1) | Includes 2,250 Class A Common Stock restricted stock units that are unvested. |
(2) | Includes 3,050 Class A Common Stock restricted stock units that are unvested. |
(3) | The options vest in 4 equal annual installments commencing on June 9, 2018. |
(4) | The options vest in 4 equal annual installments commencing on March 11, 2021. |
(5) | On June 2, 2020, the Reporting Person was granted options covering 22,500 shares of Class A Common Stock. Of such options, options covering 11,250 shares vest on June 2, 2022 and options covering 11,250 shares vest on June 2, 2023. |
(6) | On December 2, 2020, the Reporting Person was granted options covering 22,500 shares of Class A Common Stock. Of such options, options covering 11,250 shares vest on December 2, 2022 and options covering 11,250 shares vest on December 2, 2023. |
(7) | On June 2, 2020, the Reporting Person's husband was granted options covering 6,000 shares of Class A Common Stock. Of such options, options covering 3,000 shares vest on June 2, 2022 and options covering 3,000 shares vest on June 2, 2023. |
(8) | On December 2, 2020, the Reporting Person's huband was granted options covering 6,000 shares of Class A Common Stock. Of such options, options covering 3,000 shares vest on December 2, 2022 and options covering 3,000 shares vest on December 2, 2023. |
Remarks: Senior Vice President, Customer Engagement & Corporate Development
Exhibit List Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Buckner Stephanie C/O ALTAIR ENGINEERING INC. 1820 E. BIG BEAVER ROAD TROY, MI 48083 |
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| See Remarks |
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Signatures
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/s/ Raoul Maitra, attorney-in-fact for Stephanie Buckner | | 1/14/2021 |
**Signature of Reporting Person | Date |
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