upon conversion of 12,000 shares of Series B Convertible Preferred Stock that was sold to Energy Capital, LLC on November 7, 2022 pursuant to an Equity Line Agreement dated November 9, 2020. Such shares of Series B Convertible Preferred Stock are convertible into an aggregate of up to 30,372,057 shares of common stock, but the conversion of such Series B Convertible Preferred Stock is subject to a limitation that would limit the holder’s ability to convert the shares to the extent such conversion would result in beneficial ownership in excess of 9.90% of the outstanding common stock. Robert J. Smith is the sole Managing Member of Energy Capital, LLC and Plato & Associates, LLC and may be deemed to have voting and dispositive power over the shares held by both entities. This information has been obtained from, among other sources, a Schedule 13D/A filed on January 28, 2020 by Robert J. Smith. The principal business address of Robert J. Smith is 13650 Fiddlesticks Blvd., Suite 202-324, Ft. Myers, FL 33912.
(3)
Consists of 32,405,894 shares of common stock. BlackRock, Inc. may be deemed to have sole voting power over 31,916,503 shares of common stock and sole dispositive power over all 32,405,894 shares of common stock, which are held by the following subsidiaries: BlackRock Advisors, LLC; Aperio Group, LLC; BlackRock Investment Management (UK) Limited; BlackRock Asset Management Canada Limited; Blackrock (Netherlands) B.V.; BlackRock Fund Advisors; BlackRock Asset Management Ireland Limited; BlackRock Institutional Trust Company, National Association; BlackRock Financial Management, Inc.; BlackRock Fund Managers Ltd; BlackRock Asset Management Schweiz AG; and BlackRock Investment Management, LLC. This information has been obtained from a Schedule 13G/A filed on February 1, 2023 by BlackRock Inc. The address of BlackRock, Inc. is 55 East 52nd Street New York, NY 10055.
(4)
Consists of 24,013,935 shares of common stock. The Vanguard Group may be deemed to have shared voting power over 767,540 shares of Common Stock, shared dispositive power over 1,131,039 shares of common stock and sole dispositive power over 22,882,896 shares of common stock, which are held by The Vanguard Group subsidiaries. This information has been obtained from a Schedule 13G filed on February 9, 2023 by The Vanguard Group. The address of The Vanguard Group is 100 Vanguard Blvd, Malvern, PA 19355.
(5)
Consists of (a) 6,342,601 shares of common stock, (b) 2,848,562 shares of common stock underlying options that are exercisable within 60 days of April 1, 2023 and (c) 1,174,052 shares issuable upon the vesting of restricted stock units that vest within 60 days of April 1, 2023.
(6)
Consists of (a) 1,648,030 shares of common stock, (b) 537,500 shares of common stock underlying options that are exercisable within 60 days of April 1, 2023 and (c) 341,204 shares issuable upon the vesting of restricted stock units that vest within 60 days of April 1, 2023.
(7)
Consists of (a) 2,556,156 shares of common stock, (b) 2,041,955 shares of common stock underlying options that are exercisable within 60 days of April 1, 2023 and (c) 515,400 shares issuable upon the vesting of restricted stock units that vest within 60 days of April 1, 2023.
(8)
Consists of (a) 1,373,637 shares of common stock, (b) 321,223 shares of common stock underlying options that are exercisable within 60 days of April 1, 2023 and (c) 99,557 shares issuable upon the vesting of restricted stock units that vest within 60 days of April 1, 2023.
(9)
Consists of (a) 572,919 shares of common stock, (b) 321,223 shares of common stock underlying options that are exercisable within 60 days of April 1, 2023 and (c) 99,557 shares issuable upon the vesting of restricted stock units that vest within 60 days of April 1, 2023.
(10)
Consists of (a) 430,919 shares of common stock, (b) 405,123 shares of common stock underlying options that are exercisable within 60 days of April 1, 2023 and (c) 99,557 shares issuable upon the vesting of restricted stock units that vest within 60 days of April 1, 2023.
(11)
Consists of (a) 160,040 shares of common stock, (b) 105,476 shares of common stock underlying options that are exercisable within 60 days of April 1, 2023 and (c) 99,557 shares issuable upon the vesting of restricted stock units that vest within 60 days of April 1, 2023.
(12)
Consists of (a) 520,340 shares of common stock, (b) 361,193 shares of common stock underlying options that are exercisable within 60 days of April 1, 2023 and (c) 99,557 shares issuable upon the vesting of restricted stock units that vest within 60 days of April 1, 2023.
(13)
Consists of (a) 316,579 shares of common stock and (b) 99,557 shares issuable upon the vesting of restricted stock units that vest within 60 days of April 1, 2023.