Statement of Changes in Beneficial Ownership (4)
March 24 2021 - 7:45PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Dageville Benoit |
2. Issuer Name and Ticker or Trading Symbol
Snowflake Inc.
[
SNOW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President of Products |
(Last)
(First)
(Middle)
C/O SNOWFLAKE INC., 450 CONCAR DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/22/2021 |
(Street)
SAN MATEO, CA 94402
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 3/22/2021 | | S(1) | | 3309 | D | $221.051 (2) | 6235191 | I | Trust (3) |
Class A Common Stock | 3/22/2021 | | S(1) | | 11485 | D | $222.014 (4) | 6223706 | I | Trust (3) |
Class A Common Stock | 3/22/2021 | | S(1) | | 15530 | D | $223.074 (5) | 6208176 | I | Trust (3) |
Class A Common Stock | 3/22/2021 | | S(1) | | 244 | D | $223.615 (6) | 6207932 | I | Trust (3) |
Class A Common Stock | | | | | | | | 350000 | I | Trust (7) |
Class A Common Stock | | | | | | | | 50000 | I | Trust (8) |
Class A Common Stock | | | | | | | | 50000 | I | Trust (9) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. |
(2) | The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $220.455 to $221.45, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set fort in these footnotes. |
(3) | Shares held by The Snow Trust UTA dated 9/10/19 for the which Reporting Person is a trustee. |
(4) | The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $221.495 to $222.47, inclusive. |
(5) | The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $222.52 to $223.50, inclusive. |
(6) | The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $223.525 to $223.64, inclusive. |
(7) | Shares held by The Snow 2020 Grantor Retained Annuity Trust UTA dated March 24, 2020 for which the Reporting Person is a trustee. |
(8) | Shares held by The Cedric Dageville GST Exempt Trust created under the Snow 2020 Irrevocable Trust UTA dated March 24, 2020 for which the Reporting Person is a trustee. |
(9) | Shares held by The Marine Dageville GST Exempt Trust created under the Snow 2020 Irrevocable Trust UTA dated March 24, 2020 for which the Reporting Person is a trustee. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Dageville Benoit C/O SNOWFLAKE INC. 450 CONCAR DRIVE SAN MATEO, CA 94402 | X |
| President of Products |
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Signatures
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/s/ Amanda Baratz, Attorney-in-Fact | | 3/24/2021 |
**Signature of Reporting Person | Date |
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