Initial Statement of Beneficial Ownership (3)
February 09 2021 - 5:20PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Sun Pei |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/5/2021
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3. Issuer Name and Ticker or Trading Symbol
BEAZER HOMES USA INC [BZH]
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(Last)
(First)
(Middle)
1000 ABERNATHY ROAD, SUITE 260 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) VP & Chief Accounting Officer / |
(Street)
ATLANTA, GA 30328
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 8091 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option Right to Buy | (2) | 11/15/2026 | Common Stock | 5000.0 | $9.82 | D | |
Explanation of Responses: |
(1) | Includes unvested restricted stock awards for 2,410 shares pursuant to the Company's 2014 Long-Term Incentive Plan. Awards vest ratably on an annual basis over a three-year period. |
(2) | Represents matching options to purchase shares of the Company's common stock granted to the reporting person equal to the number of shares purchased by the reporting person on November 15, 2018 (the "Purchased Shares") pursuant to the Company's 2018 Employee Stock Option Grant Program. The options will vest on the second anniversary of the grant date, provided the reporting person remains a full-time employee of the Company and continues to hold the Purchased Shares, in each case, through the vesting date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Sun Pei 1000 ABERNATHY ROAD SUITE 260 ATLANTA, GA 30328 |
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| VP & Chief Accounting Officer |
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Signatures
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/s/ Kristi O. Craword, Attorney-in-Fact | | 2/9/2021 |
**Signature of Reporting Person | Date |
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