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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934
 
 
Date of Report: June 8, 2020
(Date of earliest event reported)
 
 
Umpqua Holdings Corporation
(Exact Name of Registrant as Specified in Its Charter)
 
 
Oregon 001-34624 93-1261319

(State or Other Jurisdiction of Incorporation or Organization)

(Commission File Number)

(I.R.S. Employer Identification Number)
 
One SW Columbia, Suite 1200
Portland, Oregon 97258
(address of Principal Executive Offices)(Zip Code)
 
(503) 727-4100
(Registrant's Telephone Number, Including Area Code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ]    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ]    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ]    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ]    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
TITLE OF EACH CLASS TRADING SYMBOL NAME OF EXCHANGE
Common Stock UMPQ The NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company [ ☐]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act [ ]




Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
b) On June 8, 2020, the Company eliminated the position of EVP/Chief Strategy Officer, held by Rilla Delorier.

(c) On June 11, 2020, Umpqua Holdings Corporation (the “Company”) announced that Umpqua Bank promoted Senior Executive Vice President/Chief Banking Officer Tory Nixon to the position of President of Umpqua Bank. Cort O’Haver continues to serve as President/CEO of Umpqua Holdings Corporation and CEO of Umpqua Bank.
 

Item 9.01 Financial Statements and Exhibits
   
(d) Exhibits.
 
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)





SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
  UMPQUA HOLDINGS CORPORATION
(Registrant)
 
 
Dated: June 11, 2020
By:/s/ Andrew H. Ognall
     Andrew H. Ognall
     Executive Vice President, General Counsel and Secretary


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