Amended Statement of Ownership (sc 13g/a)
December 18 2019 - 3:45PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G/A
Under
the Securities Exchange Act of 1934
(Amendment
No. 1)
Dragon
Victory International Limited
(Name
of Issuer)
Ordinary
Share
(Title
of Class of Securities)
G28365107
(CUSIP
Number)
December
4, 2019
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
*The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided
in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE
13G/A
|
(1)
|
NAME
OF REPORTING PERSON
Guomiao
Chen
|
|
|
|
|
(2)
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a) ☐
|
|
|
(b) ☒
|
|
|
|
|
(3)
|
SEC
USE ONLY
|
|
|
|
|
(4)
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
People’s
Republic of China
|
|
|
(5)
Sole Voting Power:
|
|
|
385,000
|
|
|
|
|
NUMBER
OF SHARES
|
(6)
Shared Voting Power:
|
|
BENEFICIALLY
|
0
|
|
OWNED
BY
|
|
|
EACH
REPORTING
|
(7)
Sole Dispositive Power:
|
|
PERSON
WITH
|
385,000
|
|
|
|
|
|
(8)
Shared Dispositive Power:
|
|
|
0
|
|
(9)
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY THE REPORTING PERSON
|
|
|
385,000
|
|
|
|
|
(10)
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS
|
|
|
☐
|
|
|
|
|
(11)
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
3.4%
|
|
|
|
|
(12)
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
IN
|
Item
1.
Dragon
Victory International Limited
|
|
(b)
|
Address
of Issuer’s Principal Executive Offices
|
Hanshi
Tower 22nd Floor, No.1786 Binsheng Road,
Binjiang
District, Hangzhou, People’s Republic of China
Telephone:
+86-571-82213772
Item
2.
|
|
(a)
|
Name
of Person Filing
|
Guomiao
Chen
|
|
(b)
|
Address
of Principal Business Office, or if none, Residence
|
No.
14, Group 5, Xiaosibu Village, Yipeng Town, Xiaoshan District, Hangzhou, China.
People’s
Republic of China.
|
|
(d)
|
Title
of Class of Securities
|
Ordinary
Shares, $.0001 par value
G28365107
Item
3. If this statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is
a:
Not
Applicable
Item
4. Ownership
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
|
Reporting Person
|
|
Amount
beneficially
owned:
|
|
|
Percent
of
class: (1)
|
|
|
Sole power
to vote or
direct the
vote:
|
|
|
Shared
power to
vote or to
direct
the vote:
|
|
|
Sole power to
dispose or to
direct the
disposition of:
|
|
|
Shared power
to dispose or to
direct the
disposition of:
|
|
|
Guomiao Chen
|
|
|
385,000
|
|
|
|
3.4
|
%
|
|
|
385,000
|
|
|
|
0
|
|
|
|
385,000
|
|
|
|
0
|
|
|
(1)
|
Based on the number of Ordinary Shares outstanding as
of December 18, 2019.
|
Item
5. Ownership of five percent or less of a class.
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than 5 percent of the class of securities, check the following ☒.
Item
6. Ownership of more than five percent on behalf of another person.
If
any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from
the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates
to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company
registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment
fund is not required.
Not
applicable.
Item
7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company.
If
a parent holding company or control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item
3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding
company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification
of the relevant subsidiary.
Not
applicable.
Item
8. Identification and classification of members of the group.
If
a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating
the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c)
or Rule 13d-1(d), attach an exhibit stating the identity of each member of the group.
Not
applicable.
Item
9. Notice of dissolution of group.
Notice
of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with
respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity.
See Item 5.
Not
applicable.
Item
10. Certifications.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than
activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
|
|
Date:
December 18, 2019
|
|
|
|
|
|
/s/
Guomiao Chen
|
|
|
Name:
Guomiao Chen
|
The
original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If
the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner
of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement,
provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated
by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
5
Dragon Victory (NASDAQ:LYL)
Historical Stock Chart
From Mar 2024 to Apr 2024
Dragon Victory (NASDAQ:LYL)
Historical Stock Chart
From Apr 2023 to Apr 2024
