Current Report Filing (8-k)
November 13 2019 - 5:26PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 13, 2019 (October 1, 2019)
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GIGGLES
N’ HUGS, INC.
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(Exact
name of registrant as specified in its charter)
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Nevada
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000-53948
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20-1681362
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification No.)
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3222
Galleria Way, Glendale, CA 91210
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(Address
of principal executive offices)
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(818)
956-4847
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(Registrant’s
telephone number, including area code)
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(Former
name or former address, if changed since last report.)
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities
registered pursuant to Section 12(b) of the Act: None
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Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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ITEM
5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS
OF CERTAIN OFFICERS.
On October 1, 2019, Sean Richards, the then Chief Officer of Operations and Secretary of Giggles N’ Hugs, Inc.
(the “Company”), resigned from those positions with the Company. Mr. Richards’ resignation was not in
connection with any known disagreement with the Company on any matter.
ITEM
8.01 OTHER EVENTS.
Recent
Press Releases
On
November 12, 2019, the Company issued a press release relating to an upcoming shareholder conference call on November 20, 2019.
Previously,
the Company issued a press release on August 13, 2019, relating to the engagement of Veera Hospitality Group to lead the Company’s
franchise and business development efforts, and one on August 1, 2019, relating to the engagement of Maxim Group LLC, a leading
investment banking, securities, and investment management firm, to provide strategic corporate advisory and investment banking
services to the Company.
Copies
of these press releases are attached hereto as Exhibits 99.1, 99.2 and 99.3.
ITEM
9.01. FINANCIAL STATEMENT AND EXHIBITS
(d)
Exhibits
The
following exhibits are filed herewith:
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Date:
November 13, 2019
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GIGGLES
N’ HUGS, INC.
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/s/
Joey Parsi
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Name:
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Joey
Parsi
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Title:
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Co-Chief
Executive Officer
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