Small Company Offering and Sale of Securities Without Registration (d)
October 09 2019 - 4:02PM
Edgar (US Regulatory)
x
NoneEntity Type | 0001574186 | |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other |
| Name of Issuer |
Zero Gravity Solutions, Inc. |
| Jurisdiction of Incorporation/Organization |
| NEVADA |
| |
| Year of Incorporation/Organization |
| |
x
| Over Five Years Ago |
| |
o
| Within Last Five Years (Specify Year) | |
| |
o
| Yet to Be Formed | |
| 2. Principal Place of Business and Contact Information |
| Name of Issuer | |
| Zero Gravity Solutions, Inc. | |
| Street Address 1 | Street Address 2 |
| 190 NW SPANISH RIVER BLVD., SUITE 101 | |
| City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
| BOCA RATON | FLORIDA | 33431 | 561-416-0400 |
| Last Name | First Name | Middle Name |
| Klebanoff | Harvey | |
| Street Address 1 | Street Address 2 |
| 190 NW Spanish River Blvd. | Suite 101 |
| City | State/Province/Country | ZIP/Postal Code |
| Boca Raton | FLORIDA | 33431 |
| Relationship: |
x
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | Chairman of the Board and Director |
| Last Name | First Name | Middle Name |
| Peach | Timothy | A. |
| Street Address 1 | Street Address 2 |
| 190 NW Spanish River Blvd. | Suite 101 |
| City | State/Province/Country | ZIP/Postal Code |
| Boca Raton | FLORIDA | 33431 |
| Relationship: |
x
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | Chief Executive Officer and Chief Financial Officer; Director |
| Last Name | First Name | Middle Name |
| Kennedy | Patrick | |
| Street Address 1 | Street Address 2 |
| 1409 East Elliot Street | |
| City | State/Province/Country | ZIP/Postal Code |
| Breckenridge | TEXAS | 76424 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Cowle | Edward | F. |
| Street Address 1 | Street Address 2 |
| 1 Renaissance Square | Apt 17F |
| City | State/Province/Country | ZIP/Postal Code |
| White Plains | NEW YORK | 10601 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Smith | Michael | T. |
| Street Address 1 | Street Address 2 |
| 190 NW Spanish River Blvd. | Suite 101 |
| City | State/Province/Country | ZIP/Postal Code |
| Boca Raton | FLORIDA | 33431 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Sarkar | Soumyo | |
| Street Address 1 | Street Address 2 |
| 190 NW Spanish River Blvd. | Suite 101 |
| City | State/Province/Country | ZIP/Postal Code |
| Boca Raton | FLORIDA | 33431 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Boies | Alexander | M. |
| Street Address 1 | Street Address 2 |
| 190 NW Spanish River Blvd. | Suite 101 |
| City | State/Province/Country | ZIP/Postal Code |
| Boca Raton | FLORIDA | 33431 |
| Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | |
| Last Name | First Name | Middle Name |
| Pottathil | Raveendran | |
| Street Address 1 | Street Address 2 |
| 190 NW Spanish River Blvd. | Suite 101 |
| City | State/Province/Country | ZIP/Postal Code |
| Boca Raton | FLORIDA | 33431 |
| Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
| Clarification of Response (if Necessary) |
| | Chief Operating Officer |
|
o
| Agriculture | | Health Care |
o
| Retailing |
| | Banking & Financial Services | |
o
| Biotechnology |
o
| Restaurants |
| |
o
| Commercial Banking | |
o
| Health Insurance | | Technology |
| |
o
| Insurance | |
o
| Hospitals & Physicians | |
o
| Computers |
| |
o
| Investing | |
o
| Pharmaceuticals | |
o
| Telecommunications |
| |
o
| Investment Banking | |
o
| Other Health Care | |
x
| Other Technology |
| |
o
| Pooled Investment Fund
| | | | | Travel |
| |
o
| Other Banking & Financial Services |
o
| Manufacturing | |
o
| Airlines & Airports |
| | Real Estate | |
o
| Lodging & Conventions |
| |
o
| Commercial | |
o
| Tourism & Travel Services |
| |
o
| Construction | |
o
| Other Travel |
| |
o
| REITS & Finance |
o
| Other |
| |
o
| Residential | |
| |
o
| Other Real Estate | |
|
o
| Business Services | |
| | Energy | |
| |
o
| Coal Mining | |
| |
o
| Electric Utilities | |
| |
o
| Energy Conservation | |
| |
o
| Environmental Services | |
| |
o
| Oil & Gas | |
| |
o
| Other Energy | |
| Revenue Range | Aggregate Net Asset Value Range |
|
o
| No Revenues |
o
| No Aggregate Net Asset Value |
|
o
| $1 - $1,000,000 |
o
| $1 - $5,000,000 |
|
o
| $1,000,001 - $5,000,000 |
o
| $5,000,001 - $25,000,000 |
|
o
| $5,000,001 - $25,000,000 |
o
| $25,000,001 - $50,000,000 |
|
o
| $25,000,001 - $100,000,000 |
o
| $50,000,001 - $100,000,000 |
|
o
| Over $100,000,000 |
o
| Over $100,000,000 |
|
x
| Decline to Disclose |
o
| Decline to Disclose |
|
o
| Not Applicable |
o
| Not Applicable |
| 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) |
|
o
| Rule 504(b)(1) (not (i), (ii) or (iii)) |
o
| Rule 505 |
|
o
| Rule 504 (b)(1)(i) |
x
| Rule 506(b) |
|
o
| Rule 504 (b)(1)(ii) |
o
| Rule 506(c) |
|
o
| Rule 504 (b)(1)(iii) |
x
| Securities Act Section 4(a)(5) |
| |
o
| Investment Company Act Section 3(c) |
|
x
| New Notice | Date of First Sale | 2019-04-30 |
o
| First Sale Yet to Occur |
| Does the Issuer intend this offering to last more than one year? |
o
| Yes |
x
| No |
| 9. Type(s) of Securities Offered (select all that apply) |
|
o
| Pooled Investment Fund Interests |
o
| Equity |
|
o
| Tenant-in-Common Securities |
x
| Debt |
|
o
| Mineral Property Securities |
x
| Option, Warrant or Other Right to Acquire Another Security |
|
x
| Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security |
o
| Other (describe) |
| | |
| 10. Business Combination Transaction |
| Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
o
| Yes |
x
| No |
| |
| Clarification of Response (if Necessary) | |
| |
| Minimum investment accepted from any outside investor | $ 0 USD |
| Recipient | Recipient CRD Number |
o
| None |
| Livingston Securities, LLC | 147364 |
| (Associated) Broker or Dealer |
o
| None | (Associated) Broker or Dealer CRD Number |
o
| None |
| Livingston Securities, LLC | 147364 |
| Street Address 1 | Street Address 2 |
| 825 Third Avenue | Suite 223 |
| City | State/Province/Country | ZIP/Postal Code |
| New York | NEW YORK | 10022 |
| State(s) of Solicitation |
o
| All States |
o
| Foreign/Non-US |
ALABAMA
ARKANSAS
CALIFORNIA
COLORADO
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
ILLINOIS
INDIANA
KANSAS
KENTUCKY
LOUISIANA
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEVADA
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WISCONSIN
WYOMING
|
| 13. Offering and Sales Amounts |
| Total Offering Amount | $ USD |
x
Indefinite |
| Total Amount Sold | $ 3326427 USD | |
| Total Remaining to be Sold | $ USD |
x
Indefinite |
| |
| Clarification of Response (if Necessary) |
| |
|
o
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
| |
| | Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 10 |
| 15. Sales Commissions & Finders' Fees Expenses |
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
|
| Sales Commissions | $ 99645 USD |
o
| Estimate |
| Finders' Fees | $ 0 USD |
o
| Estimate |
| |
| Clarification of Response (if Necessary) |
| Broker received commissions equal to 3% of principal |
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
|
| | $ 359000 USD |
x
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