Report of Foreign Issuer (6-k)
November 28 2018 - 5:24PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
6-K
REPORT
OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of November, 2018
Commission File Number:
000-55135
POET TECHNOLOGIES
INC.
(Translation of registrant’s name into English)
120 Eglinton
Avenue East, Ste. 1107
Toronto, Ontario M4P 1E2, Canada
(Address of principal executive office)
Indicate by check mark whether the registrant files or will
file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F [ X ] Form 40-F [ ]
Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
□
Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
□
INCORPORATION BY REFERENCE
This report on Form 6-K, including the
unaudited condensed consolidated financial statements for the three and nine months ended September 30, 2018 and management’s
discussion and analysis for the three and nine months ended September 30, 2018, shall be deemed to be incorporated by reference
as exhibits to the Registration Statement of POET Technologies Inc. on Form F-10 (File No. 333-213422) and to be a part thereof
from the date on which this report was furnished, to the extent not superseded by documents or reports subsequently filed or furnished.
EXHIBIT LIST
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99.1
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Unaudited condensed consolidated Financial Statements for the Three and Nine Months Ended September
30, 2018
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99.2
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Management’s Discussion and Analysis for the Three and Nine Months Ended September 30, 2018
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99.3
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Certification of Interim Filings by Chief Executive Officer, dated November 28, 2018
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99.4
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Certification of Interim Filings by Chief Financial Officer, dated November 28, 2018
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: November 28, 2018
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POET TECHNOLOGIES INC.
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By:
/s/ John F. O’Donnell
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Name: John F. O’Donnell
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Title: Director and Corporate Secretary
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