Current Report Filing (8-k)
November 07 2018 - 7:08AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 7, 2018
Recro Pharma, Inc.
(Exact name of registrant as specified in its charter)
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Pennsylvania
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001-36329
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26-1523233
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(State or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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490 Lapp Road, Malvern, Pennsylvania
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19355
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (484)
395-2470
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions (see General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17
CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Item 2.02
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Results of Operations and Financial Condition.
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On November 7, 2018, Recro Pharma, Inc. (the
Company
) issued a press release announcing its financial results for the third quarter
ended September 30, 2018. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form
8-K.
The Company has scheduled a conference call and webcast for 8:00 a.m. Eastern time on
November 7, 2018 to discuss these financial results and business updates.
The information in Item 8.01 below regarding certain financial information
contained in slides 3, 28, 29, and 30 of the updated slide presentation attached hereto as Exhibit 99.2 is incorporated into this Item 2.02 by reference.
The information disclosed under Item 2.02, including Exhibit 99.1, is being furnished and shall not be deemed filed for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the
Exchange Act
), or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference in any filing under the
Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.
On November 7, 2018, the Company updated information reflected in a slide presentation, including certain financial information, which is attached as
Exhibit 99.2 to this Current Report on
Form 8-K and
is incorporated herein by reference. Representatives of the Company will use the updated presentation in various meetings with investors from time
to time.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
The following exhibits are being filed
herewith:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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Recro Pharma, Inc.
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By:
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/s/ Gerri A. Henwood
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Name:
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Gerri A. Henwood
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Title:
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Chief Executive Officer
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Date: November 7, 2018
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