Current Report Filing (8-k)
August 17 2018 - 5:29PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 13, 2018
Diego
Pellicer Worldwide, Inc.
(Exact
Name of Registrant as Specified in Charter)
Delaware
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000-55815
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33-1223037
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(State
or other jurisdiction
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(Commission
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(IRS
Employer
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of
incorporation)
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File
Number)
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Identification
No.)
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9030
Seward Park Ave S. #501, Seattle, WA 98118
Registrant’s
telephone number, including area code:
(516) 900-3799
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 DFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. .
On
August 13, 2018, Diego Pellicer Worldwide, Inc. (“Registrant”) received notice from the OTC Markets (the “Notice”)
that the bid price for the Registrant’s publicly traded common shares closed below one-cent for more than 30 consecutive
days and no longer met the Standards for Continued Eligibility for OTCQB as per the
OTCQB Standards,
Section 2.3(2). Accordingly, pursuant to the Notice, the Registrant has 90 calendar days
during which the minimum closing
bid price for the Registrant’s common stock must be $.01 or greater for ten consecutive trading days in order to continue
trading on the OTCQB marketplace. If this requirement is not met by November 11, 2018, the Registrant will be removed from the
OTCQB marketplace. Management of Registrant is considering various options to maintain its listing.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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Diego Pellicer Worldwide, Inc.
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Date:
August 17, 2018
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By:
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/s/
Ron Throgmartin
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