Current Report Filing (8-k)
June 11 2018 - 10:14AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 5, 2018
AMERICAN ELECTRIC TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
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Florida
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000-24575
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59-3410234
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1250 Wood Branch Park Drive, Ste 600
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77079
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code 713-644-8182
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07
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Submission of Matters to a Vote of Security Holders
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The voting results on the matters considered by the
stockholders of American Electric Technologies, Inc., (the Company) at the Annual Meeting held on June 5, 2018 were as follows:
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1.
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To elect five members to the Companys Board of Directors
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Director Nominee
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Votes For
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Votes Withheld
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Broker Non-Votes
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Charles M. Dauber
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4,676,680
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967,827
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1,239,220
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Neal Dikeman
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4,677,881
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600,259
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1,605,787
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Peter Menikoff
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4,677,991
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599,940
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1,605,996
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J. Hoke Peacock II
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4,564,847
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713,092
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1,602,988
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Edward L. Kuntz
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4,669,501
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608,438
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1,605,988
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2.
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To ratify the selection of the independent registered public accounting firm for the fiscal year ending December 31, 2018. There were no Broker Non-Votes.
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Votes For
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Votes Against
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Votes
Withheld
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7,745,115
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100,027
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6,612
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3.
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Advisory resolution to approve executive compensation.
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Votes For
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Votes Against
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Votes Withheld
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Broker Non-Votes
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4,226,124
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789,519
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256,228
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1,612,056
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4.
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Frequency of advisory vote to approve executive compensation
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1 Year
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2 Years
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3 Years
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Votes Withheld
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1,784,486
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15,713
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3,465,416
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12,324
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5.
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To approve the potential issuance of shares of Common Stock equal to 20% or more of our outstanding Common Stock upon conversion of and payment of dividends on our Series A Convertible Preferred Stock and exercise of
our Series A and Series B Common Stock Purchase Warrants.
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Votes For
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Votes Against
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Votes Withheld
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Broker Non-Votes
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4,919,533
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349,553
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258,469
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748,350
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6.
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To approve amendment of the 2007 Employee Stock Incentive Plan to authorize the issuance of an additional 500,000 shares of common stock under the plan and to
make non-employee directors
eligible to receive awards under the plan.
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Votes For
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Votes Against
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Votes Withheld
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Broker Non-Votes
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4,630,366
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632,010
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265,209
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748,320
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The Board of Directors has considered the outcome of the advisory vote with respect to the frequency of the stockholder
advisory vote to approve executive compensation and has determined that the Company will hold future votes to approve executive compensation every three years.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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AMERICAN ELECTRIC TECHNOLOGIES, INC.
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Date: June 11, 2018
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By:
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/s/ Charles M. Dauber
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President and CEO
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