Current Report Filing (8-k)
December 08 2017 - 5:11PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
8-K
Current
Report
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 4, 2017
NEOTHETICS, INC.
(Exact
name of registrant as specified in its charter)
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Delaware
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001-36754
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20-8527075
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification Number)
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9171 Towne Centre Drive, Suite 250, San Diego, CA 92122
(Address of principal executive offices, with zip code)
(858)
750-1008
(Registrants telephone number, including area code)
9171 Towne Centre Drive, Suite 270, San Diego, CA 92122
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§ 240.12b-2
of
this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Item 1.01
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Entry into a Material Definitive Agreement.
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On December 7, 2017, Neothetics, Inc.
(the
Company
) entered into a Twelfth Amendment to the Lease (the
Lease Amendment
) with LJ Gateway Office LLC (the
Landlord
), dated December 4,
2017. The Lease Amendment amends the Lease dated July 3, 2008, as amended (collectively, the
Lease
), for the office space located at Suite No. 270, 9171 Towne Centre Drive, San Diego,
California containing approximately 11,107 rentable square feet (the
Original Premises
) and additional space consisting of approximately 3,580 rentable square feet located at Suite No. 250, 9171 Towne Centre Drive, San
Diego, California (the
New Premises
). The Company currently occupies the New Premises as its headquarters while subleasing the entire Original Premises to Abacus Data Systems, Inc. (
Abacus
)
pursuant to the terms of the Sublease Agreement dated January 31, 2017.
The Lease Amendment provides for a termination of the lease
with respect to the approximately 11,107 rentable square feet located at Suite No. 270, 9171 Towne Centre Drive, San Diego, California. The termination is contingent upon the mutual execution and delivery of a new lease between an affiliate of
Landlord and Abacus, which the Company expects to occur in the first quarter of 2018..
The foregoing description of the terms of the
Lease Amendment and Sublease does not purport to be complete and is qualified in its entirety by reference to the full text of the Lease, which has been filed previously by the Company with the Securities and Exchange Commission (the
SEC
) as an exhibit to its Registration Statement on Form
S-1
filed on October 17, 2014, the Eleventh Amendment to the Lease and Sublease, which has been filed previously by the
Company with the SEC as an exhibit to its Form
8-K
filed on February 10, 2017, and the Lease Amendment, of which a copy is filed as an exhibit hereto.
Item 9.01.
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Financial Statements and Exhibits
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(d)
Exhibits
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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NEOTHETICS, INC.
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Date: December 8, 2017
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By:
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/s/ Susan A. Knudson
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Susan A. Knudson
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Chief Financial Officer
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