Current Report Filing (8-k)
December 04 2017 - 6:04AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported):
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December
4, 2017
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ECO-STIM
ENERGY SOLUTIONS, INC.
(Exact
name of registrant as specified in its charter)
Nevada
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36909
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20-8203420
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(State
or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(I.R.S.
Employer
Identification No.)
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2930
W. Sam Houston Pkwy N., Suite 275
Houston,
TX
(Address of principal executive offices)
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77043
(Zip Code)
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281-531-7200
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
7.01 Regulation FD Disclosure.
Eco-Stim
Energy Solutions, Inc. (the “Company”) intends to give a presentation at the Cowen and Company 7
th
Annual
Energy & Natural Resources Conference on December 5, 2017. The Company’s press release announcing its participation
in the conference is furnished as Exhibit 99.1 hereto. The slide presentation that the Company intends to use at the conference
is furnished as Exhibit 99.2 hereto.
The
information furnished in this Item 7.01, including Exhibits 99.1 and 99.2 attached hereto, shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that
section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended,
regardless of any general incorporation language in such filing, except as shall be expressly set forth by specific reference
in such filing.
The
foregoing contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. The
words “believe,” “expect,” “anticipate,” “plan,” “intend,” “foresee,”
“should,” “would,” “could” or other similar expressions are intended to identify forward-looking
statements, which are generally not historical in nature. All statements, other than statements of historical facts, that address
activities, events or developments that the Company expects, believes or anticipates will or may occur in the future are forward-looking
statements. These statements are based on certain assumptions made by the Company based on management’s experience, expectations
and perception of historical trends, current conditions, anticipated future developments and other factors believed to be appropriate.
Forward-looking
statements are not guarantees of performance. Although the Company believes the expectations reflected in its forward-looking
statements are reasonable and are based on reasonable assumptions at the time the statements are made, no assurance can be given
that these assumptions are accurate or that any of these expectations will be achieved (in full or at all) or will prove to have
been correct. For additional information regarding known material factors that could cause the Company’s actual results
to differ from its projected results, please see the Company’s filings with SEC, including its Annual Report on Form 10-K
and Quarterly Reports on Form 10-Q.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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ECO-STIM
ENERGY SOLUTIONS, INC.
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By:
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/s/
Jon Christopher Boswell
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Jon
Christopher Boswell
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President
and Chief Executive Officer
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Date:
December 4, 2017
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