Statement of Changes in Beneficial Ownership (4)
December 01 2017 - 3:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
MORRIS DAVID F
|
2. Issuer Name
and
Ticker or Trading Symbol
Aegion Corp
[
AEGN
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP, Interim CFO & GC
|
(Last)
(First)
(Middle)
17988 EDISON AVE.
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/29/2017
|
(Street)
CHESTERFIELD, MO 63005
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common
|
11/29/2017
|
|
S
(1)
|
|
4039
|
D
|
$28.0509
(2)
|
154159
|
D
|
|
Common Stock
|
11/29/2017
|
|
S
(3)
|
|
5000
|
D
|
$28.0555
(2)
|
26135
|
I
|
By spouse
(4)
|
Common
|
11/30/2017
|
|
S
(1)
|
|
200
|
D
|
$28
|
153959
|
D
|
|
Common Stock
|
|
|
|
|
|
|
|
3500
|
I
|
Individual Retirement Account
|
Common Stock
|
|
|
|
|
|
|
|
2950
|
I
|
By spouse in Individual Retirement Account
(4)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(1)
|
The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in May 2017.
|
(2)
|
The price reported in Column 4 of this line item is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.19, inclusive. The reporting person undertakes to provide Aegion Corporation, any security holder of Aegion Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
|
(3)
|
The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse in May 2017.
|
(4)
|
The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares. The reporting person disclaims that he is the beneficial owner of these shares.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
MORRIS DAVID F
17988 EDISON AVE.
CHESTERFIELD, MO 63005
|
|
|
EVP, Interim CFO & GC
|
|
Signatures
|
/s/ Mark A. Menghini, as Attorney-in-Fact for David F. Morris
|
|
12/1/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Aegion (NASDAQ:AEGN)
Historical Stock Chart
From Mar 2024 to Apr 2024
Aegion (NASDAQ:AEGN)
Historical Stock Chart
From Apr 2023 to Apr 2024