- Fidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940 (40-17G)
March 15 2012 - 4:00PM
Edgar (US Regulatory)
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CURIAN SERIES TRUST
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CURIAN VARAIBLE SERIES TRUST
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7601 Technology Way, Denver, Colorado 80237
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(877) 847-4143
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March 15, 2012
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VIA EDGAR
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Securities and Exchange Commission
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100 F Street, N.E.
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Washington, D.C. 20549
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Re:
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Curian Series Trust - File Nos: 333-170606 and 811-22495
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Curian Variable Series Trust - File Nos: 333-177369 and 811-22613
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(ALL OF THE ABOVE HEREINAFTER ARE REFERRED TO AS THE “ASSUREDS”)
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Dear Sir/Madam:
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On behalf of the Assureds, enclosed herewith for electronic filing pursuant to Rule 17g-1 of the Investment Company Act of 1940, as amended, please find Exhibits 99-1 through 99-4, which collectively meet the requirements of romanettes (a) - (e) of Rule 17g-1, as outlined herein below:
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(a)
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A copy of the CNA Investment Company Fidelity Bond Endorsements (“Fidelity Bond”) insuring the above referenced Assureds, in the amount of $3 million, with the addition of Curian Variable Series Trust effective November 30, 2011, and further extending the Policy Period Expiration date to September 1, 2012, are attached as EXHIBIT 99-1;
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(b)
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A copy of the Secretary Certificate reflecting the approval of the resolutions of a majority of Trustees of the Board of the Assured who are not “interested persons” of the Trust, approving the form and amount of the Bond is attached as EXHIBIT 99-2;
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(c)
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A statement showing the amount of a single insured bond, which each Assured would have been required to provide and maintain had each Assured not been named as a joint insured under the Bond (attached as EXHIBIT 99-3);
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(d)
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Premiums for the Bond have been appropriately paid from March 25, 2011 through the period ending March 25, 2012, and for the extended period through September 1, 2012.
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(e)
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A copy of the executed joint Fidelity Bond Agreement between the joint Assureds in accordance with Rule 17g-1 (f) is attached under EXHIBIT 99-4.
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If there are any questions regarding this filing, please contact the undersigned, at (517) 367-4336.
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Sincerely yours,
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/s/ Susan S. Rhee
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Susan S. Rhee
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Vice President, Chief Legal Officer & Secretary
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Enclosures
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