JPMorgan Securities Plc Form 8.5 (EPT/RI) - Shaftesbury plc (5950O)
February 01 2023 - 5:56AM
UK Regulatory
TIDMSHB
RNS Number : 5950O
JPMorgan Securities Plc
01 February 2023
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this Shaftesbury plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Shaftesbury plc
connected:
---------------------------------------
(d) Date dealing undertaken: 31 January 2023
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Capital & Counties Properties plc
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 512,567 3.9362 GBP 3.8752 GBP
Sale 413,573 3.9360 GBP 3.8580 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
25p ordinary Equity Swap Decrease Short 6,172 3.8838 GBP
794 3.8911 GBP
653 3.9019 GBP
1,142 3.9026 GBP
474 3.9120 GBP
311 3.9126 GBP
663 3.9140 GBP
222 3.9354 GBP
54 3.9357 GBP
2,073 3.9358 GBP
Increase Short 249 3.8752 GBP
430 3.8759 GBP
1,445 3.8828 GBP
142 3.8841 GBP
1,104 3.8872 GBP
476 3.8888 GBP
23 3.8902 GBP
342 3.8940 GBP
2,208 3.8963 GBP
69,088 3.9160 GBP
35,708 3.9360 GBP
692 3.9362 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 1 February 2023
Contact name: Natasha Mondon
----------------
Telephone number: 01202 325175
----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FERUAVRROOUURAR
(END) Dow Jones Newswires
February 01, 2023 05:56 ET (10:56 GMT)
Shaftesbury (LSE:SHB)
Historical Stock Chart
From May 2024 to Jun 2024
Shaftesbury (LSE:SHB)
Historical Stock Chart
From Jun 2023 to Jun 2024
