UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
Date: 30 June 2023
 
Commission File Number: 001-14958
 
 
 
NATIONAL GRID plc
 
(Translation of registrant’s name into English)
 
England and Wales
 
(Jurisdiction of Incorporation) 
 
 
 
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address of principal executive office)
 
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
  Form 20-F        Form 40-F
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  
 
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934.    Yes      No
 
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
 
 
 

 
 
EXHIBIT INDEX
 
Exhibit No.
 
 
Description
 
 
99.1
 
Exhibit 99.1 Announcement sent to the London Stock Exchange on 01 June 2023 — Total Voting Rights
 
99.2
 
Exhibit 99.2 Announcement sent to the London Stock Exchange on 05 June 2023 — Director/PDMR Shareholding
99.3
 
Exhibit 99.3 Announcement sent to the London Stock Exchange on 05 June 2023 — Holding(s) in Company
99.4
 
Exhibit 99.4 Announcement sent to the London Stock Exchange on 06 June 2023 — Holding(s) in Company
99.5
 
Exhibit 99.5 Announcement sent to the London Stock Exchange on 07 June 2023 — Holding(s) in Company
99.6
 
Exhibit 99.6 Announcement sent to the London Stock Exchange on 08 June 2023 — Director/PDMR Shareholding
99.7
 
Exhibit 99.7 Announcement sent to the London Stock Exchange on 08 June 2023 — Scrip Dividend for 2022/23 Final Dividend
99.8
 
Exhibit 99.8 Announcement sent to the London Stock Exchange on 09 June 2023 — Director/PDMR Shareholding
99.9
 
Exhibit 99.9 Announcement sent to the London Stock Exchange on 16 June 2023 — Director/PDMR Shareholding
 
 
Exhibit 99.1
 
1 June 2023  
 
National Grid plc ('National Grid' or 'Company')
 
Voting Rights update
 
 
National Grid's registered capital as of 31 May 2023 consisted of 3,930,371,661 ordinary shares, of which, 252,094,533 were held as treasury shares; leaving a balance of 3,678,277,128 with voting rights.
 
The figure of 3,678,277,128 may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, National Grid under the FCA's Disclosure Guidance and Transparency Rules.
 
 
Pritti Patel
General Counsel, Corporate and Deputy Company Secretary
 
 
 
 
 
Exhibit 99.2
 
5 June 2023
 
National Grid plc ('National Grid' or 'Company')
 
Notification of Transaction of Person Discharging Managerial Responsibilities ('PDMR')
 
 
This announcement is made in accordance with Article 19 of the Market Abuse Regulation ('MAR') and relates to the National Grid US Employee Stock Purchase Plan ('ESPP') monthly purchase on behalf of a PDMR. The relevant FCA notification is set out below.
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Adriana Karaboutis
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Information and Digital Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
 
Description of the financial instrument, type of instrument
 
Identification code
American Depository Shares
 
 
 
US 6362744095
b)
 
Nature of the transaction
 
 
Monthly purchase of securities under the National Grid US Employee Stock Purchase Plan
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
$56.870930
 
34.846449
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
e)
Date of the transaction
2023.06.02
 
f)
Place of the transaction
Outside a trading venue
 
 
 
 
 
 
Exhibit 99.3
 
5 June 2023
 
National Grid plc ('National Grid' or 'Company')
 
Notification of Major Interest in National Grid Ordinary Shares
 
National Grid has received a notification on Form TR-1 from Bank of America Corporation that its total interest in National Grid voting ordinary shares is as shown below.
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
 
GB00BDR05C01
 
 
Issuer Name
 
NATIONAL GRID PLC
 
 
UK or Non-UK Issuer
 
UK
 
 
2. Reason for Notification
 
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
 
 
3. Details of person subject to the notification obligation
 
Name
 
Bank of America Corporation
 
 
City of registered office (if applicable)
 
 
 
Country of registered office (if applicable)
 
US
 
 
4. Details of the shareholder
 
Name
City of registered office
Country of registered office
Merrill Lynch International
 
London
 
United Kingdom
 
 
5. Date on which the threshold was crossed or reached
 
31-May-2023
 
 
6. Date on which Issuer notified
 
02-Jun-2023
 
 
7. Total positions of person(s) subject to the notification obligation
 
 
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
3.592377
 
3.274687
 
6.867064
 
252589720
 
Position of previous notification (if applicable)
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
 
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00BDR05C01
 
 
113909919
 
 
3.096828
 
US6362744095
 
 
18227657
 
 
0.495549
 
Sub Total 8.A
132137576
 
3.592377%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Right to Recall
 
N/A
 
N/A
 
1387794
 
0.037729
 
Physical Put Option
 
16/06/2023
 
N/A
 
385000
 
0.010467
 
Sub Total 8.B1
 
1772794
 
0.048196%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Swaps
 
13/06/2023
 
N/A
 
Cash
 
135108
 
0.003673
 
Swaps
 
10/07/2023
 
N/A
 
Cash
 
26381
 
0.000717
 
Swaps
 
17/07/2023
 
N/A
 
Cash
 
32231
 
0.000876
 
Swaps
 
29/09/2023
 
N/A
 
Cash
 
24992
 
0.000679
 
Swaps
 
30/11/2023
 
N/A
 
Cash
 
38822
 
0.001055
 
Swaps
 
15/02/2024
 
N/A
 
Cash
 
49988
 
0.001359
 
Swaps
 
01/03/2024
 
N/A
 
Cash
 
5733554
 
0.155876
 
Swaps
 
17/04/2024
 
N/A
 
Cash
 
250000
 
0.006797
 
Swaps
 
17/05/2024
 
N/A
 
Cash
 
3729
 
0.000101
 
Swaps
 
31/05/2024
 
N/A
 
Cash
 
63001707
 
1.712805
 
Swaps
 
24/06/2024
 
N/A
 
Cash
 
17684
 
0.000481
 
Swaps
 
25/06/2024
 
N/A
 
Cash
 
1675
 
0.000046
 
Swaps
 
26/06/2024
 
N/A
 
Cash
 
1170
 
0.000032
 
Swaps
 
31/07/2024
 
N/A
 
Cash
 
3475622
 
0.094490
 
Swaps
 
08/08/2024
 
N/A
 
Cash
 
143171
 
0.003892
 
Swaps
 
30/08/2024
 
N/A
 
Cash
 
116170
 
0.003158
 
Swaps
 
18/11/2024
 
N/A
 
Cash
 
2015331
 
0.054790
 
Swaps
 
22/11/2024
 
N/A
 
Cash
 
11500000
 
0.312646
 
Swaps
 
25/11/2024
 
N/A
 
Cash
 
24000000
 
0.652479
 
Swaps
 
29/11/2024
 
N/A
 
Cash
 
2878967
 
0.078269
 
Swaps
 
12/12/2024
 
N/A
 
Cash
 
11280
 
0.000307
 
Swaps
 
25/02/2025
 
N/A
 
Cash
 
754189
 
0.020504
 
Swaps
 
02/05/2025
 
N/A
 
Cash
 
1150
 
0.000031
 
Swaps
 
06/05/2025
 
N/A
 
Cash
 
198216
 
0.005389
 
Swaps
 
16/03/2026
 
N/A
 
Cash
 
1566829
 
0.042597
 
Swaps
 
18/03/2026
 
N/A
 
Cash
 
56823
 
0.001545
 
Swaps
 
26/05/2026
 
N/A
 
Cash
 
1006898
 
0.027374
 
Swaps
 
15/09/2027
 
N/A
 
Cash
 
5247
 
0.000143
 
Swaps
 
15/12/2027
 
N/A
 
Cash
 
470
 
0.000013
 
Swaps
 
15/02/2028
 
N/A
 
Cash
 
238946
 
0.006496
 
Equity Options
 
15/12/2023
 
N/A
 
Cash
 
650000
 
0.017671
 
Equity Options
 
21/07/2023
 
N/A
 
Cash
 
743000
 
0.020200
 
Sub Total 8.B2
 
118679350
 
3.226491%
 
 
9. Information in relation to the person subject to the notification obligation
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
 
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation
 
Bank of America, NA
 
 
 
 
Bank of America Corporation
 
BofA Securities, Inc.
 
 
 
 
Bank of America Corporation
 
BofA Securities Europe, SA
 
 
 
 
Bank of America Corporation
 
Managed Account Advisors, LLC
 
 
 
 
Bank of America Corporation
 
Merrill Lynch International
 
3.072269
 
3.104430
 
6.176700%
 
Bank of America Corporation
 
Merrill Lynch, Pierce, Fenner & Smith Inc.
 
 
 
 
Bank of America Corporation
 
U.S. Trust Co of Delaware
 
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
 
 
The number and % of voting rights held
 
 
 
 
The date until which the voting rights will be held
 
 
 
 
11. Additional Information
 
 
 
 
12. Date of Completion
 
 
 
 
13. Place Of Completion
 
United Kingdom
 
 
 
This notice is in compliance with National Grid's obligations under the Disclosure and Transparency Rules. 
 
Pritti Patel  
General Counsel, Corporate and Deputy Company Secretary  
 
 
 
Exhibit 99.4
 
6 June 2023
 
National Grid plc ('National Grid' or 'Company')
 
Notification of Major Interest in National Grid Ordinary Shares
 
National Grid has received a notification on Form TR-1 from BlackRock, Inc. that its total interest in National Grid voting ordinary shares is as shown below.
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
 
GB00BDR05C01
 
 
Issuer Name
 
NATIONAL GRID PLC
 

UK or Non-UK Issuer

UK
 
 
2. Reason for Notification
 
An acquisition or disposal of voting rights
 
 
3. Details of person subject to the notification obligation
 
Name
 
BlackRock, Inc.
 
 
City of registered office (if applicable)
 
Wilmington
 
 
Country of registered office (if applicable)
 
USA
 
 
4. Details of the shareholder
 
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
 
 
 
City of registered office (if applicable)
 
 
 
Country of registered office (if applicable)
 
 
 
5. Date on which the threshold was crossed or reached
 
05-Jun-2023
 
 
6. Date on which Issuer notified
 
06-Jun-2023
 
 
7. Total positions of person(s) subject to the notification obligation
 
 
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
6.370000
 
0.930000
 
7.300000
 
269485379
 
Position of previous notification (if applicable)
 
4.190000
 
3.030000
 
7.220000
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
 
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00BDR05C01
 
 
234665239
 
 
6.370000
 
Sub Total 8.A
234665239
 
6.370000%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
American Depository Receipt
 
 
 
2841507
 
0.070000
 
Securities Lending
 
 
 
31546128
 
0.850000
 
Sub Total 8.B1
 
34387635
 
0.920000%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
CFD
 
 
 
Cash
 
432505
 
0.010000
 
Sub Total 8.B2
 
432505
 
0.010000%
 
 
9. Information in relation to the person subject to the notification obligation
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
BlackRock, Inc. (Chain 1)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock HK Holdco Limited
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock Lux Finco S.a.r.l.
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock Japan Holdings GK
 
 
 
 
BlackRock, Inc. (Chain 1)
 
BlackRock Japan Co., Ltd.
 
 
 
 
BlackRock, Inc. (Chain 2)
 
Trident Merger, LLC
 
 
 
 
BlackRock, Inc. (Chain 2)
 
BlackRock Investment Management, LLC
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Cayman 1 LP
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Cayman West Bay Finco Limited
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Cayman West Bay IV Limited
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Group Limited
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Finance Europe Limited
 
 
 
 
BlackRock, Inc. (Chain 3)
 
BlackRock Investment Management (UK) Limited
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock Australia Holdco Pty. Ltd.
 
 
 
 
BlackRock, Inc. (Chain 4)
 
BlackRock Investment Management (Australia) Limited
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Cayman 1 LP
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Cayman West Bay Finco Limited
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Cayman West Bay IV Limited
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock Group Limited
 
 
 
 
BlackRock, Inc. (Chain 5)
 
BlackRock International Limited
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Holdco 4, LLC
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Holdco 6, LLC
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Delaware Holdings Inc.
 
 
 
 
BlackRock, Inc. (Chain 6)
 
BlackRock Institutional Trust Company, National Association
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Holdco 4, LLC
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Holdco 6, LLC
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Delaware Holdings Inc.
 
 
 
 
BlackRock, Inc. (Chain 7)
 
BlackRock Fund Advisors
 
 
 
 
BlackRock, Inc. (Chain 8)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 8)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock HK Holdco Limited
 
 
 
 
BlackRock, Inc. (Chain 9)
 
BlackRock Asset Management North Asia Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Cayman 1 LP
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Cayman West Bay Finco Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Cayman West Bay IV Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Group Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Finance Europe Limited
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock (Netherlands) B.V.
 
 
 
 
BlackRock, Inc. (Chain 10)
 
BlackRock Asset Management Deutschland AG
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Canada Holdings LP
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Canada Holdings ULC
 
 
 
 
BlackRock, Inc. (Chain 11)
 
BlackRock Asset Management Canada Limited
 
 
 
 
BlackRock, Inc. (Chain 12)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 12)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 12)
 
BlackRock Capital Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 12)
 
BlackRock Advisors, LLC
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Holdco 3, LLC
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Cayman 1 LP
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Cayman West Bay Finco Limited
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Cayman West Bay IV Limited
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Group Limited
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Finance Europe Limited
 
 
 
 
BlackRock, Inc. (Chain 13)
 
BlackRock Advisors (UK) Limited
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock Holdco 2, Inc.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock Financial Management, Inc.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock International Holdings, Inc.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BR Jersey International Holdings L.P.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
 
BlackRock, Inc. (Chain 14)
 
BlackRock (Singapore) Limited
 
 
 
 
BlackRock, Inc. (Chain 15)
 
Trident Merger, LLC
 
 
 
 
BlackRock, Inc. (Chain 15)
 
BlackRock Investment Management, LLC
 
 
 
 
BlackRock, Inc. (Chain 15)
 
Amethyst Intermediate, LLC
 
 
 
 
BlackRock, Inc. (Chain 15)
 
Aperio Holdings, LLC
 
 
 
 
BlackRock, Inc. (Chain 15)
 
Aperio Group, LLC
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
 
The number and % of voting rights held
 
 
 
The date until which the voting rights will be held
 
 
 
11. Additional Information
 
BlackRock Regulatory Threshold Reporting TeamJana Blumenstein020 7743 3650
 
 
12. Date of Completion
 
06th June 2023
 
 
13. Place Of Completion
 
12 Throgmorton Avenue, London, EC2N 2DL, U.K.
 
 
 
This notice is in compliance with National Grid's obligations under the Disclosure and Transparency Rules. 
 
Pritti Patel  
General Counsel, Corporate and Deputy Company Secretary  
 
 
 
 
Exhibit 99.5
 
7 June 2023 
 
National Grid plc ('National Grid' or 'Company') 
 
Notification of Major Interest in National Grid Ordinary Shares 
 
National Grid has received a notification on Form TR-1 from Bank of America Corporation that its total interest in National Grid voting ordinary shares is as shown below. 
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
 
GB00BDR05C01
 
 
Issuer Name
 
NATIONAL GRID PLC
 
 
UK or Non-UK Issuer
 
UK
 
 
2. Reason for Notification
 
An acquisition or disposal of voting rights
 
 
3. Details of person subject to the notification obligation
 
Name
 
Bank of America Corporation
 
 
City of registered office (if applicable)
 
 
 
Country of registered office (if applicable)
 
US
 
 
4. Details of the shareholder
 
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
 
 
 
City of registered office (if applicable)
 
 
 
Country of registered office (if applicable)
 
 
 
5. Date on which the threshold was crossed or reached
 
 
02-Jun-2023
 
 
6. Date on which Issuer notified
 
06-Jun-2023
 
 
7. Total positions of person(s) subject to the notification obligation
 
 
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
2.353862
 
3.536233
 
5.890095
 
216654059
 
Position of previous notification (if applicable)
 
2.550385
 
3.534363
 
6.084748
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
 
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00BDR05C01
 
 
67755626
 
 
1.842048
 
US6362744095
 
 
18825947
 
 
0.511814
 
Sub Total 8.A
86581573
 
2.353862%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Right to Recall
 
N/A
 
N/A
 
411118
 
0.011177
 
Physical Call Options
 
15/12/2023
 
N/A
 
650000
 
0.017671
 
Physical Call Options
 
21/07/2023
 
N/A
 
743000
 
0.020200
 
Physical Swap
 
15/06/2023
 
N/A
 
3068740
 
0.083429
 
Sub Total 8.B1
 
4872858
 
0.132477%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Swaps
 
29/09/2023
 
N/A
 
Cash
 
24992
 
0.000679
 
Swaps
 
01/03/2024
 
N/A
 
Cash
 
2866777
 
0.077938
 
Swaps
 
03/06/2024
 
N/A
 
Cash
 
3953630
 
0.107486
 
Swaps
 
31/07/2024
 
N/A
 
Cash
 
1576449
 
0.042858
 
Swaps
 
02/05/2025
 
N/A
 
Cash
 
526
 
0.000014
 
Swaps
 
06/05/2025
 
N/A
 
Cash
 
99108
 
0.002694
 
Swaps
 
26/05/2026
 
N/A
 
Cash
 
646598
 
0.017579
 
Swaps
 
15/02/2028
 
N/A
 
Cash
 
9598
 
0.000261
 
Swaps
 
13/06/2023
 
N/A
 
Cash
 
135108
 
0.003673
 
Swaps
 
10/07/2023
 
N/A
 
Cash
 
14474
 
0.000393
 
Swaps
 
17/07/2023
 
N/A
 
Cash
 
33193
 
0.000902
 
Swaps
 
15/02/2024
 
N/A
 
Cash
 
16696
 
0.000454
 
Swaps
 
01/03/2024
 
N/A
 
Cash
 
2866777
 
0.077938
 
Swaps
 
17/04/2024
 
N/A
 
Cash
 
250000
 
0.006797
 
Swaps
 
31/05/2024
 
N/A
 
Cash
 
62962253
 
1.711732
 
Swaps
 
03/06/2024
 
N/A
 
Cash
 
3953630
 
0.107486
 
Swaps
 
24/06/2024
 
N/A
 
Cash
 
17684
 
0.000481
 
Swaps
 
25/06/2024
 
N/A
 
Cash
 
1675
 
0.000046
 
Swaps
 
26/06/2024
 
N/A
 
Cash
 
1835
 
0.000050
 
Swaps
 
02/07/2024
 
N/A
 
Cash
 
47121
 
0.001281
 
Swaps
 
31/07/2024
 
N/A
 
Cash
 
1748729
 
0.047542
 
Swaps
 
08/08/2024
 
N/A
 
Cash
 
143171
 
0.003892
 
Swaps
 
30/08/2024
 
N/A
 
Cash
 
114574
 
0.003115
 
Swaps
 
18/11/2024
 
N/A
 
Cash
 
1204826
 
0.032755
 
Swaps
 
22/11/2024
 
N/A
 
Cash
 
11258988
 
0.306094
 
Swaps
 
25/11/2024
 
N/A
 
Cash
 
24000000
 
0.652479
 
Swaps
 
29/11/2024
 
N/A
 
Cash
 
2997067
 
0.081480
 
Swaps
 
02/12/2024
 
N/A
 
Cash
 
119079
 
0.003237
 
Swaps
 
12/12/2024
 
N/A
 
Cash
 
14080
 
0.000383
 
Swaps
 
24/01/2025
 
N/A
 
Cash
 
2517
 
0.000068
 
Swaps
 
25/02/2025
 
N/A
 
Cash
 
754189
 
0.020504
 
Swaps
 
02/05/2025
 
N/A
 
Cash
 
526
 
0.000014
 
Swaps
 
06/05/2025
 
N/A
 
Cash
 
99108
 
0.002694
 
Swaps
 
07/11/2025
 
N/A
 
Cash
 
256440
 
0.006972
 
Swaps
 
06/03/2026
 
N/A
 
Cash
 
62992
 
0.001713
 
Swaps
 
16/03/2026
 
N/A
 
Cash
 
1622469
 
0.044109
 
Swaps
 
18/03/2026
 
N/A
 
Cash
 
56823
 
0.001545
 
Swaps
 
26/05/2026
 
N/A
 
Cash
 
646598
 
0.017579
 
Swaps
 
15/09/2027
 
N/A
 
Cash
 
5247
 
0.000143
 
Swaps
 
15/12/2027
 
N/A
 
Cash
 
470
 
0.000013
 
Swaps
 
15/02/2028
 
N/A
 
Cash
 
205663
 
0.005591
 
Physical Put Option
 
16/06/2023
 
N/A
 
Physical
 
385000
 
0.010467
 
Cash Equity Option
 
21/07/2023
 
N/A
 
Cash
 
13262
 
0.000361
 
Cash Equity Option
 
16/06/2023
 
N/A
 
Cash
 
690
 
0.000019
 
Cash Equity Option
 
18/08/2023
 
N/A
 
Cash
 
8996
 
0.000245
 
Sub Total 8.B2
 
125199628
 
3.403756%
 
 
9. Information in relation to the person subject to the notification obligation
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
 
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation
 
Bank of America, NA
 
 
 
 
Bank of America Corporation
 
BofA Securities, Inc.
 
 
 
 
Bank of America Corporation
 
BofA Securities Europe, SA
 
 
 
 
Bank of America Corporation
 
Managed Account Advisors, LLC
 
 
 
 
Bank of America Corporation
 
Merrill Lynch International
 
 
3.215681
 
5.033011%
 
Bank of America Corporation
 
Merrill Lynch, Pierce, Fenner & Smith Inc.
 
 
 
 
Bank of America Corporation
 
U.S. Trust Co of Delaware
 
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
 
The number and % of voting rights held
 
 
 
The date until which the voting rights will be held
 
11. Additional Information
 
 
 
12. Date of Completion
 
06-Jun-2023
 
 
13. Place Of Completion
 
United Kingdom                                             
 
 
This notice is in compliance with National Grid's obligations under the Disclosure and Transparency Rules.  
  
Pritti Patel   
General Counsel, Corporate and Deputy Company Secretary   
 
 
 
 
 
 
 
 
 
Exhibit 99.6
 
8 June 2023
 
National Grid plc ('National Grid' or 'Company')
 
Notification of Transaction of Person Discharging Managerial Responsibilities ('PDMR')
 
 
This announcement is made in accordance with Article 19 of the Market Abuse Regulation ('MAR') and relates to the following PDMR acquiring shares following the partial vesting of an award under the Company's Retention Award Plan ('RAP').
 
This vesting relates to a RAP Award made to the PDMR in June 2022. The award was conditional on continued employment with the Company and on the satisfaction of the performance conditions approved by the Remuneration Committee, which (after tax on the gross award) must be retained until the shareholding requirement is met. This award is subject to malus and clawback provisions.
 
In accordance with MAR the relevant Financial Conduct Authority modification is set out below.
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Will Serle
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief People & Culture Officer 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
LEI
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 12 204/473p each
 
 
GB00BDR05C01
 
b)
 
Nature of the transaction
 
 
Vesting of the third tranche of shares in respect of the 1 June 2022 RAP Award.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
Nil
8,026
 
d)
 
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
e)
 
Date of the transaction
 
 
2023.06.07
 
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 12 204/473p each
 
 
GB00BDR05C01
 
b)
 
Nature of the transaction
 
 
Automatic disposal of shares resulting from RAP Award exercise to cover tax liabilities.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP
 
£10.5150
d)
 
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
e)
 
Date of the transaction
 
 
2023.06.07
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
 
 
Exhibit 99.7
 
8 June 2023
 
National Grid plc ('National Grid' or 'Company')
 
Scrip Dividend for 2022/23 Final Dividend
 
The optional scrip dividend, allowing shareholders to receive new fully paid ordinary shares in the Company, instead of a cash dividend, is available to ordinary shareholders on the register on 2 June 2023, the dividend record date. A timetable is provided below.
 
For ordinary shareholders, the scrip dividend reference price for the 2022/23 final dividend is 1,059.00 pence.  This is calculated as the average closing mid-market price of an ordinary share for the five dealing days commencing with, and including, the ordinary share ex-dividend date.
 
For American Depositary Receipt (ADR) holders, the scrip ADR reference price for the 2022/23 final dividend is US$65.9534. This is calculated by multiplying the scrip dividend reference price above by five (as there are five ordinary shares underlying each ADR) and by the average US$ rate for the equivalent dates.  
 
The current terms and conditions of the scrip dividend scheme are available in the Investors section on the Company's website and from Equiniti (0800 169 7775).
 
2022/23 final dividend timetable:
 
 
18 May 2023
 
2022/23 full year results and final dividend amount announced - 37.60 pence per ordinary share; US$2.3459 per ADR*
1 June 2023
Ordinary shares and ADRs go ex-dividend for 2022/23 final dividend
2 June 2023
Record date for 2023/23 final dividend
8 June 2023
Scrip reference price announced
12 July 2023
Scrip election date for 2022/23 final dividend (5pm London time)
9 August 2023
2022/23 final dividend paid to qualifying shareholders
 
 
*The figure shown is gross of a $0.02 per ADR interim dividend fee which will be applied to cash distributions made to ADR holders in relation to the 2022/23 final dividend.  This fee does not apply to ADRs received through the scrip dividend.
 
 
Pritti Patel
Deputy Company Secretary and General Counsel Corporate
National Grid plc
 
 
 
 
 
 
Exhibit 99.8
 
9 June 2023
 
National Grid plc ('National Grid' or 'Company')
 
Notification of Transactions of Persons Discharging Managerial Responsibilities ('PDMRs')
 
 
This announcement is made in accordance with Article 19 of the Market Abuse Regulation ('MAR') and relates to the National Grid Share Incentive Plan ('SIP') monthly purchases on behalf of PDMRs. 
 
 
In accordance with MAR the relevant Financial Conduct Authority ('FCA') notifications are set out below.
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Andy Agg
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Financial Officer
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 12 204/473p each
 
 
GB00BDR05C01
b)
 
Nature of the transaction
 
 
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP 10.6007
 
14
d)
 
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
e)
 
Date of the transaction
 
 
2023.06.07
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
John Pettigrew
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Executive Officer
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 12 204/473p each
 
 
GB00BDR05C01
b)
 
Nature of the transaction
 
 
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP 10.6007
14
 
d)
 
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
 
e)
 
Date of the transaction
 
 
2023.06.07
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Will Serle
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief People & Culture Officer
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 12 204/473p each
 
 
GB00BDR05C01
b)
 
Nature of the transaction
 
 
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP 10.6007
14
 
d)
 
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
 
e)
 
Date of the transaction
 
 
2023.06.07
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Ben Wilson
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Strategy and External Affairs Officer and Interim President, National Grid Ventures
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 12 204/473p each
 
 
GB00BDR05C01
b)
 
Nature of the transaction
 
 
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP 10.6007
14
 
d)
 
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
 
e)
 
Date of the transaction
 
 
2023.06.07
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
 
 
 
Exhibit 99.9
 
16 June 2023
 
National Grid plc ('National Grid' or 'Company')
 
Notification of Transactions of Persons Discharging Managerial Responsibilities ('PDMRs')
 
 
This announcement is made in accordance with Article 19 of the Market Abuse Regulation (MAR) and relates to the following Executive Directors and PDMRs being granted awards under the Company's Annual Performance Plan (APP) on 15 June 2023, which relates to a percentage of the award for 2022/23 being paid in shares, and which (after tax on the gross award) must be retained until the shareholding requirement is met, and in any event for two years after receipt. This award is subject to clawback and malus provisions.
 
For further details of the APP, please see the Company's 2022/23 Annual Report and Accounts.
 
In accordance with MAR the relevant Financial Conduct Authority (FCA) notifications are set out below.
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Andy Agg
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Financial Officer
 
b)
 
Initial notification /Amendment
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 12 204/473p each
 
 
GB00BDR05C01
b)
 
Nature of the transaction
 
 
Under the National Grid plc Annual Performance Plan (APP) Ordinary shares were purchased in the market, which relates to 50% of the APP for 2022/23 being paid in shares.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP 10.347915
 
18,726
d)
 
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
e)
 
Date of the transaction
 
 
2023.06.15
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Justine Campbell
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group General Counsel & Company Secretary
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 12 204/473p each
 
 
GB00BDR05C01
b)
 
Nature of the transaction
 
 
Under the National Grid plc Annual Performance Plan (APP) Ordinary shares were purchased in the market, which relates to 50% of the APP for 2022/23 being paid in shares.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP 10.347915
 
5,785
d)
 
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
e)
 
Date of the transaction
 
 
2023.06.15
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Adriana Karaboutis
 
2
 
Reason for the notification
 
a)
 
Position/status
Chief Information and Digital Officer
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
American Depository Shares
 
 
US 6362744095
b)
 
Nature of the transaction
 
 
Under the National Grid plc Annual Performance Plan (APP) American Depositary Shares (ADS)
were purchased in the market, which relates to 33.33% of the APP for 2022/23 being paid in shares.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
USD 66.989
 
2,206
d)
 
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
e)
 
Date of the transaction
 
 
2023.06.15
 
f)
 
Place of the transaction
 
 
Outside of a Trading Venue
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
John Pettigrew
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Executive
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 12 204/473p each
 
 
GB00BDR05C01
b)
 
Nature of the transaction
 
 
Under the National Grid plc Annual Performance Plan (APP) Ordinary shares were purchased in the market, which relates to 50% of the APP for 2022/23 being paid in shares.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP 10.347915
 
28,634
d)
 
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
e)
 
Date of the transaction
 
 
2023.06.15
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Ben Wilson
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Strategy and External Affairs Officer & Interim President, National Grid Ventures
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 12 204/473p each
 
 
GB00BDR05C01
b)
 
Nature of the transaction
 
 
Under the National Grid plc Annual Performance Plan (APP) Ordinary shares were purchased in the market, which relates to 50% of the APP for 2022/23 being paid in shares.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP 10.347915
 
5,553
d)
 
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
e)
 
Date of the transaction
 
 
2023.06.15
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Will Serle
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief People and Culture Officer
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 12 204/473p each
 
 
GB00BDR05C01
b)
 
Nature of the transaction
 
 
Under the National Grid plc Annual Performance Plan (APP) Ordinary shares were purchased in the market, which relates to 50% of the APP for 2022/23 being paid in shares.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP 10.347915
 
4,959
d)
 
Aggregated information
 
- Aggregated volume
 
 
- Price
 
 
e)
 
Date of the transaction
 
 
2023.06.15
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
 
NATIONAL GRID plc
 
 
 
 
 
By:
 
/s/Sally Kenward
_______________________
 
 
 
Sally Kenward
Senior Assistant Company Secretary
 
 
 
 
Date: 30 June 2023
 


National Grid (PK) (USOTC:NGGTF)
Historical Stock Chart
From Apr 2024 to May 2024 Click Here for more National Grid (PK) Charts.
National Grid (PK) (USOTC:NGGTF)
Historical Stock Chart
From May 2023 to May 2024 Click Here for more National Grid (PK) Charts.