UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 30 June 2023
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
EXHIBIT INDEX
Exhibit No.
|
Description
|
99.1
|
Exhibit
99.1 Announcement sent to the London Stock Exchange on 01 June
2023 —
Total Voting Rights
|
99.2
|
Exhibit
99.2 Announcement sent to the London Stock Exchange on 05 June
2023 —
Director/PDMR Shareholding
|
99.3
|
Exhibit
99.3 Announcement sent to the London Stock Exchange on 05 June
2023 —
Holding(s) in Company
|
99.4
|
Exhibit
99.4 Announcement sent to the London Stock Exchange on 06 June
2023 —
Holding(s) in Company
|
99.5
|
Exhibit
99.5 Announcement sent to the London Stock Exchange on 07 June
2023 —
Holding(s) in Company
|
99.6
|
Exhibit
99.6 Announcement sent to the London Stock Exchange on 08 June
2023 —
Director/PDMR Shareholding
|
99.7
|
Exhibit
99.7 Announcement sent to the London Stock Exchange on 08 June
2023 —
Scrip Dividend for 2022/23 Final Dividend
|
99.8
|
Exhibit
99.8 Announcement sent to the London Stock Exchange on 09 June
2023 —
Director/PDMR Shareholding
|
99.9
|
Exhibit
99.9 Announcement sent to the London Stock Exchange on 16 June
2023 —
Director/PDMR Shareholding
|
Exhibit
99.1
1 June 2023
National Grid plc ('National
Grid' or 'Company')
Voting Rights update
National Grid's registered capital as of 31 May 2023 consisted
of 3,930,371,661 ordinary shares, of which, 252,094,533 were
held as treasury shares; leaving a balance of 3,678,277,128 with
voting rights.
The figure of 3,678,277,128 may be used by shareholders as the
denominator for the calculations by which they will determine if
they are required to
notify their interest in, or a change to their interest in,
National Grid under the FCA's Disclosure Guidance and Transparency
Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company
Secretary
Exhibit
99.2
5 June 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transaction of Person Discharging Managerial
Responsibilities ('PDMR')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid US Employee Stock Purchase Plan ('ESPP') monthly purchase on
behalf of a PDMR. The relevant FCA notification is set out
below.
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Adriana
Karaboutis
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Information and Digital Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
American Depository Shares
US 6362744095
|
b)
|
Nature of the transaction
|
Monthly purchase of securities under the National Grid US Employee
Stock Purchase Plan
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
$56.870930
|
34.846449
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.02
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
Exhibit
99.3
5 June 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Major Interest in National Grid Ordinary
Shares
National Grid has received a notification on Form TR-1 from Bank of
America Corporation that its total interest in National Grid voting
ordinary shares is as shown below.
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
Issuer Name
UK or Non-UK Issuer
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or
disposal of financial instruments
|
3. Details of person subject to the notification
obligation
Name
Bank of America Corporation
|
City of registered office (if applicable)
Country of registered office (if applicable)
4. Details of the shareholder
Name
|
City
of registered office
|
Country
of registered office
|
Merrill
Lynch International
|
London
|
United
Kingdom
|
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification
obligation
|
%
of voting rights attached to shares (total of 8.A)
|
%
of voting rights through financial instruments (total of 8.B 1 +
8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights held in issuer
|
Resulting situation
on the date on which threshold was crossed or reached
|
3.592377
|
3.274687
|
6.867064
|
252589720
|
Position of
previous notification (if applicable)
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
|
Number of direct voting rights (DTR5.1)
|
Number of indirect voting rights (DTR5.2.1)
|
% of direct voting rights (DTR5.1)
|
% of indirect voting rights (DTR5.2.1)
|
GB00BDR05C01
|
|
113909919
|
|
3.096828
|
US6362744095
|
|
18227657
|
|
0.495549
|
Sub
Total 8.A
|
132137576
|
3.592377%
|
8B1. Financial Instruments according to (DTR5.3.1R.(1)
(a))
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Number of voting rights that may be acquired if the instrument is
exercised/converted
|
% of voting rights
|
Right
to Recall
|
N/A
|
N/A
|
1387794
|
0.037729
|
Physical Put
Option
|
16/06/2023
|
N/A
|
385000
|
0.010467
|
Sub
Total 8.B1
|
|
1772794
|
0.048196%
|
8B2. Financial Instruments with similar economic effect according
to (DTR5.3.1R.(1) (b))
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Physical or cash settlement
|
Number of voting rights
|
% of voting rights
|
Swaps
|
13/06/2023
|
N/A
|
Cash
|
135108
|
0.003673
|
Swaps
|
10/07/2023
|
N/A
|
Cash
|
26381
|
0.000717
|
Swaps
|
17/07/2023
|
N/A
|
Cash
|
32231
|
0.000876
|
Swaps
|
29/09/2023
|
N/A
|
Cash
|
24992
|
0.000679
|
Swaps
|
30/11/2023
|
N/A
|
Cash
|
38822
|
0.001055
|
Swaps
|
15/02/2024
|
N/A
|
Cash
|
49988
|
0.001359
|
Swaps
|
01/03/2024
|
N/A
|
Cash
|
5733554
|
0.155876
|
Swaps
|
17/04/2024
|
N/A
|
Cash
|
250000
|
0.006797
|
Swaps
|
17/05/2024
|
N/A
|
Cash
|
3729
|
0.000101
|
Swaps
|
31/05/2024
|
N/A
|
Cash
|
63001707
|
1.712805
|
Swaps
|
24/06/2024
|
N/A
|
Cash
|
17684
|
0.000481
|
Swaps
|
25/06/2024
|
N/A
|
Cash
|
1675
|
0.000046
|
Swaps
|
26/06/2024
|
N/A
|
Cash
|
1170
|
0.000032
|
Swaps
|
31/07/2024
|
N/A
|
Cash
|
3475622
|
0.094490
|
Swaps
|
08/08/2024
|
N/A
|
Cash
|
143171
|
0.003892
|
Swaps
|
30/08/2024
|
N/A
|
Cash
|
116170
|
0.003158
|
Swaps
|
18/11/2024
|
N/A
|
Cash
|
2015331
|
0.054790
|
Swaps
|
22/11/2024
|
N/A
|
Cash
|
11500000
|
0.312646
|
Swaps
|
25/11/2024
|
N/A
|
Cash
|
24000000
|
0.652479
|
Swaps
|
29/11/2024
|
N/A
|
Cash
|
2878967
|
0.078269
|
Swaps
|
12/12/2024
|
N/A
|
Cash
|
11280
|
0.000307
|
Swaps
|
25/02/2025
|
N/A
|
Cash
|
754189
|
0.020504
|
Swaps
|
02/05/2025
|
N/A
|
Cash
|
1150
|
0.000031
|
Swaps
|
06/05/2025
|
N/A
|
Cash
|
198216
|
0.005389
|
Swaps
|
16/03/2026
|
N/A
|
Cash
|
1566829
|
0.042597
|
Swaps
|
18/03/2026
|
N/A
|
Cash
|
56823
|
0.001545
|
Swaps
|
26/05/2026
|
N/A
|
Cash
|
1006898
|
0.027374
|
Swaps
|
15/09/2027
|
N/A
|
Cash
|
5247
|
0.000143
|
Swaps
|
15/12/2027
|
N/A
|
Cash
|
470
|
0.000013
|
Swaps
|
15/02/2028
|
N/A
|
Cash
|
238946
|
0.006496
|
Equity
Options
|
15/12/2023
|
N/A
|
Cash
|
650000
|
0.017671
|
Equity
Options
|
21/07/2023
|
N/A
|
Cash
|
743000
|
0.020200
|
Sub
Total 8.B2
|
|
118679350
|
3.226491%
|
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
|
Ultimate controlling person
|
Name of controlled undertaking
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
Bank of
America Corporation
|
Bank of
America, NA
|
|
|
|
Bank of
America Corporation
|
BofA
Securities, Inc.
|
|
|
|
Bank of
America Corporation
|
BofA
Securities Europe, SA
|
|
|
|
Bank of
America Corporation
|
Managed
Account Advisors, LLC
|
|
|
|
Bank of
America Corporation
|
Merrill
Lynch International
|
3.072269
|
3.104430
|
6.176700%
|
Bank of
America Corporation
|
Merrill
Lynch, Pierce, Fenner & Smith Inc.
|
|
|
|
Bank of
America Corporation
|
U.S.
Trust Co of Delaware
|
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
13. Place Of Completion
This notice is in compliance with National Grid's obligations under
the Disclosure and Transparency Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company
Secretary
Exhibit
99.4
6 June 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Major Interest in National Grid Ordinary
Shares
National Grid has received a notification on Form TR-1 from
BlackRock, Inc. that its total interest in National Grid voting
ordinary shares is as shown below.
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
Issuer Name
UK
or Non-UK Issuer
2. Reason for Notification
An acquisition or disposal of voting rights
|
3. Details of person subject to the notification
obligation
Name
City of registered office (if applicable)
Country of registered office (if applicable)
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject
to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification
obligation
|
%
of voting rights attached to shares (total of 8.A)
|
%
of voting rights through financial instruments (total of 8.B 1 +
8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights held in issuer
|
Resulting situation
on the date on which threshold was crossed or reached
|
6.370000
|
0.930000
|
7.300000
|
269485379
|
Position of
previous notification (if applicable)
|
4.190000
|
3.030000
|
7.220000
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
|
Number of direct voting rights (DTR5.1)
|
Number of indirect voting rights (DTR5.2.1)
|
% of direct voting rights (DTR5.1)
|
% of indirect voting rights (DTR5.2.1)
|
GB00BDR05C01
|
|
234665239
|
|
6.370000
|
Sub
Total 8.A
|
234665239
|
6.370000%
|
8B1. Financial Instruments according to (DTR5.3.1R.(1)
(a))
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Number of voting rights that may be acquired if the instrument is
exercised/converted
|
% of voting rights
|
American Depository
Receipt
|
|
|
2841507
|
0.070000
|
Securities
Lending
|
|
|
31546128
|
0.850000
|
Sub
Total 8.B1
|
|
34387635
|
0.920000%
|
8B2. Financial Instruments with similar economic effect according
to (DTR5.3.1R.(1) (b))
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Physical or cash settlement
|
Number of voting rights
|
% of voting rights
|
CFD
|
|
|
Cash
|
432505
|
0.010000
|
Sub
Total 8.B2
|
|
432505
|
0.010000%
|
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling person
|
Name of controlled undertaking
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
BlackRock, Inc.
(Chain 1)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock
International Holdings, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock HK Holdco
Limited
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock Lux Finco
S.a.r.l.
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock Japan
Holdings GK
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock Japan
Co., Ltd.
|
|
|
|
BlackRock, Inc.
(Chain 2)
|
Trident
Merger, LLC
|
|
|
|
BlackRock, Inc.
(Chain 2)
|
BlackRock
Investment Management, LLC
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock
International Holdings, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Holdco 3,
LLC
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Cayman 1
LP
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Cayman
West Bay Finco Limited
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Cayman
West Bay IV Limited
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Group
Limited
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Finance
Europe Limited
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
BlackRock, Inc.
(Chain 4)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 4)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 4)
|
BlackRock
International Holdings, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 4)
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock, Inc.
(Chain 4)
|
BlackRock Australia
Holdco Pty. Ltd.
|
|
|
|
BlackRock, Inc.
(Chain 4)
|
BlackRock
Investment Management (Australia) Limited
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock
International Holdings, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Holdco 3,
LLC
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Cayman 1
LP
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Cayman
West Bay Finco Limited
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Cayman
West Bay IV Limited
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Group
Limited
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock
International Limited
|
|
|
|
BlackRock, Inc.
(Chain 6)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 6)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 6)
|
BlackRock Holdco 4,
LLC
|
|
|
|
BlackRock, Inc.
(Chain 6)
|
BlackRock Holdco 6,
LLC
|
|
|
|
BlackRock, Inc.
(Chain 6)
|
BlackRock Delaware
Holdings Inc.
|
|
|
|
BlackRock, Inc.
(Chain 6)
|
BlackRock
Institutional Trust Company, National Association
|
|
|
|
BlackRock, Inc.
(Chain 7)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 7)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 7)
|
BlackRock Holdco 4,
LLC
|
|
|
|
BlackRock, Inc.
(Chain 7)
|
BlackRock Holdco 6,
LLC
|
|
|
|
BlackRock, Inc.
(Chain 7)
|
BlackRock Delaware
Holdings Inc.
|
|
|
|
BlackRock, Inc.
(Chain 7)
|
BlackRock Fund
Advisors
|
|
|
|
BlackRock, Inc.
(Chain 8)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 8)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BlackRock
International Holdings, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BlackRock HK Holdco
Limited
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BlackRock Asset
Management North Asia Limited
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock
International Holdings, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Holdco 3,
LLC
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Cayman 1
LP
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Cayman
West Bay Finco Limited
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Cayman
West Bay IV Limited
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Group
Limited
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Finance
Europe Limited
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock
(Netherlands) B.V.
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Asset
Management Deutschland AG
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock
International Holdings, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock Holdco 3,
LLC
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock Canada
Holdings LP
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock Canada
Holdings ULC
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock Asset
Management Canada Limited
|
|
|
|
BlackRock, Inc.
(Chain 12)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 12)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 12)
|
BlackRock Capital
Holdings, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 12)
|
BlackRock Advisors,
LLC
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock
International Holdings, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Holdco 3,
LLC
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Cayman 1
LP
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Cayman
West Bay Finco Limited
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Cayman
West Bay IV Limited
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Group
Limited
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Finance
Europe Limited
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Advisors
(UK) Limited
|
|
|
|
BlackRock, Inc.
(Chain 14)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
BlackRock, Inc.
(Chain 14)
|
BlackRock Financial
Management, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 14)
|
BlackRock
International Holdings, Inc.
|
|
|
|
BlackRock, Inc.
(Chain 14)
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock, Inc.
(Chain 14)
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock, Inc.
(Chain 14)
|
BlackRock
(Singapore) Limited
|
|
|
|
BlackRock, Inc.
(Chain 15)
|
Trident
Merger, LLC
|
|
|
|
BlackRock, Inc.
(Chain 15)
|
BlackRock
Investment Management, LLC
|
|
|
|
BlackRock, Inc.
(Chain 15)
|
Amethyst
Intermediate, LLC
|
|
|
|
BlackRock, Inc.
(Chain 15)
|
Aperio
Holdings, LLC
|
|
|
|
BlackRock, Inc.
(Chain 15)
|
Aperio
Group, LLC
|
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
BlackRock Regulatory Threshold Reporting TeamJana Blumenstein020
7743 3650
|
12. Date of Completion
13. Place Of Completion
12 Throgmorton Avenue, London, EC2N 2DL, U.K.
|
This notice is in compliance with National Grid's obligations under
the Disclosure and Transparency Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company
Secretary
Exhibit
99.5
7 June 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Major Interest in National Grid Ordinary
Shares
National Grid has received a notification on Form TR-1 from Bank of
America Corporation that its total interest in National Grid voting
ordinary shares is as shown below.
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
Issuer Name
UK or Non-UK Issuer
2. Reason for Notification
An acquisition or disposal of voting rights
|
3. Details of person subject to the notification
obligation
Name
Bank of America Corporation
|
City of registered office (if applicable)
Country of registered office (if applicable)
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject
to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification
obligation
|
%
of voting rights attached to shares (total of 8.A)
|
%
of voting rights through financial instruments (total of 8.B 1 +
8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights held in issuer
|
Resulting situation
on the date on which threshold was crossed or reached
|
2.353862
|
3.536233
|
5.890095
|
216654059
|
Position of
previous notification (if applicable)
|
2.550385
|
3.534363
|
6.084748
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
|
Number of direct voting rights (DTR5.1)
|
Number of indirect voting rights (DTR5.2.1)
|
% of direct voting rights (DTR5.1)
|
% of indirect voting rights (DTR5.2.1)
|
GB00BDR05C01
|
|
67755626
|
|
1.842048
|
US6362744095
|
|
18825947
|
|
0.511814
|
Sub
Total 8.A
|
86581573
|
2.353862%
|
8B1. Financial Instruments according to (DTR5.3.1R.(1)
(a))
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Number of voting rights that may be acquired if the instrument is
exercised/converted
|
% of voting rights
|
Right
to Recall
|
N/A
|
N/A
|
411118
|
0.011177
|
Physical Call
Options
|
15/12/2023
|
N/A
|
650000
|
0.017671
|
Physical Call
Options
|
21/07/2023
|
N/A
|
743000
|
0.020200
|
Physical
Swap
|
15/06/2023
|
N/A
|
3068740
|
0.083429
|
Sub
Total 8.B1
|
|
4872858
|
0.132477%
|
8B2. Financial Instruments with similar economic effect according
to (DTR5.3.1R.(1) (b))
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Physical or cash settlement
|
Number of voting rights
|
% of voting rights
|
Swaps
|
29/09/2023
|
N/A
|
Cash
|
24992
|
0.000679
|
Swaps
|
01/03/2024
|
N/A
|
Cash
|
2866777
|
0.077938
|
Swaps
|
03/06/2024
|
N/A
|
Cash
|
3953630
|
0.107486
|
Swaps
|
31/07/2024
|
N/A
|
Cash
|
1576449
|
0.042858
|
Swaps
|
02/05/2025
|
N/A
|
Cash
|
526
|
0.000014
|
Swaps
|
06/05/2025
|
N/A
|
Cash
|
99108
|
0.002694
|
Swaps
|
26/05/2026
|
N/A
|
Cash
|
646598
|
0.017579
|
Swaps
|
15/02/2028
|
N/A
|
Cash
|
9598
|
0.000261
|
Swaps
|
13/06/2023
|
N/A
|
Cash
|
135108
|
0.003673
|
Swaps
|
10/07/2023
|
N/A
|
Cash
|
14474
|
0.000393
|
Swaps
|
17/07/2023
|
N/A
|
Cash
|
33193
|
0.000902
|
Swaps
|
15/02/2024
|
N/A
|
Cash
|
16696
|
0.000454
|
Swaps
|
01/03/2024
|
N/A
|
Cash
|
2866777
|
0.077938
|
Swaps
|
17/04/2024
|
N/A
|
Cash
|
250000
|
0.006797
|
Swaps
|
31/05/2024
|
N/A
|
Cash
|
62962253
|
1.711732
|
Swaps
|
03/06/2024
|
N/A
|
Cash
|
3953630
|
0.107486
|
Swaps
|
24/06/2024
|
N/A
|
Cash
|
17684
|
0.000481
|
Swaps
|
25/06/2024
|
N/A
|
Cash
|
1675
|
0.000046
|
Swaps
|
26/06/2024
|
N/A
|
Cash
|
1835
|
0.000050
|
Swaps
|
02/07/2024
|
N/A
|
Cash
|
47121
|
0.001281
|
Swaps
|
31/07/2024
|
N/A
|
Cash
|
1748729
|
0.047542
|
Swaps
|
08/08/2024
|
N/A
|
Cash
|
143171
|
0.003892
|
Swaps
|
30/08/2024
|
N/A
|
Cash
|
114574
|
0.003115
|
Swaps
|
18/11/2024
|
N/A
|
Cash
|
1204826
|
0.032755
|
Swaps
|
22/11/2024
|
N/A
|
Cash
|
11258988
|
0.306094
|
Swaps
|
25/11/2024
|
N/A
|
Cash
|
24000000
|
0.652479
|
Swaps
|
29/11/2024
|
N/A
|
Cash
|
2997067
|
0.081480
|
Swaps
|
02/12/2024
|
N/A
|
Cash
|
119079
|
0.003237
|
Swaps
|
12/12/2024
|
N/A
|
Cash
|
14080
|
0.000383
|
Swaps
|
24/01/2025
|
N/A
|
Cash
|
2517
|
0.000068
|
Swaps
|
25/02/2025
|
N/A
|
Cash
|
754189
|
0.020504
|
Swaps
|
02/05/2025
|
N/A
|
Cash
|
526
|
0.000014
|
Swaps
|
06/05/2025
|
N/A
|
Cash
|
99108
|
0.002694
|
Swaps
|
07/11/2025
|
N/A
|
Cash
|
256440
|
0.006972
|
Swaps
|
06/03/2026
|
N/A
|
Cash
|
62992
|
0.001713
|
Swaps
|
16/03/2026
|
N/A
|
Cash
|
1622469
|
0.044109
|
Swaps
|
18/03/2026
|
N/A
|
Cash
|
56823
|
0.001545
|
Swaps
|
26/05/2026
|
N/A
|
Cash
|
646598
|
0.017579
|
Swaps
|
15/09/2027
|
N/A
|
Cash
|
5247
|
0.000143
|
Swaps
|
15/12/2027
|
N/A
|
Cash
|
470
|
0.000013
|
Swaps
|
15/02/2028
|
N/A
|
Cash
|
205663
|
0.005591
|
Physical Put
Option
|
16/06/2023
|
N/A
|
Physical
|
385000
|
0.010467
|
Cash
Equity Option
|
21/07/2023
|
N/A
|
Cash
|
13262
|
0.000361
|
Cash
Equity Option
|
16/06/2023
|
N/A
|
Cash
|
690
|
0.000019
|
Cash
Equity Option
|
18/08/2023
|
N/A
|
Cash
|
8996
|
0.000245
|
Sub
Total 8.B2
|
|
125199628
|
3.403756%
|
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
|
Ultimate controlling person
|
Name of controlled undertaking
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
Bank of
America Corporation
|
Bank of
America, NA
|
|
|
|
Bank of
America Corporation
|
BofA
Securities, Inc.
|
|
|
|
Bank of
America Corporation
|
BofA
Securities Europe, SA
|
|
|
|
Bank of
America Corporation
|
Managed
Account Advisors, LLC
|
|
|
|
Bank of
America Corporation
|
Merrill
Lynch International
|
|
3.215681
|
5.033011%
|
Bank of
America Corporation
|
Merrill
Lynch, Pierce, Fenner & Smith Inc.
|
|
|
|
Bank of
America Corporation
|
U.S.
Trust Co of Delaware
|
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
13. Place Of Completion
This notice is in compliance with National Grid's obligations under
the Disclosure and Transparency Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company
Secretary
Exhibit
99.6
8 June 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transaction of Person Discharging Managerial
Responsibilities ('PDMR')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the following
PDMR acquiring shares following the partial vesting of an award
under the Company's Retention Award Plan
('RAP').
This vesting relates to a RAP Award made to the PDMR in June 2022.
The award was conditional on continued employment with the Company
and on the satisfaction of the performance conditions approved by
the Remuneration Committee, which
(after tax on the gross award) must be retained until the
shareholding requirement is met. This award is subject to malus and
clawback provisions.
In accordance with MAR the relevant Financial Conduct Authority
modification is set out below.
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Will Serle
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief People & Culture Officer
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature of the transaction
|
Vesting of the third tranche of shares in respect of the 1 June
2022 RAP Award.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
Nil
|
8,026
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.07
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature of the transaction
|
Automatic disposal of shares resulting from RAP Award exercise to
cover tax liabilities.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP
|
£10.5150
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.07
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
99.7
8 June 2023
National Grid plc ('National
Grid' or 'Company')
Scrip Dividend for 2022/23 Final Dividend
The optional scrip dividend, allowing shareholders to receive new
fully paid ordinary shares in the Company, instead of a cash
dividend, is available to ordinary shareholders on the register on
2 June 2023, the dividend record date. A timetable is provided
below.
For ordinary shareholders, the scrip dividend reference price for
the 2022/23 final dividend is 1,059.00 pence. This is
calculated as the average closing mid-market price of an ordinary
share for the five dealing days commencing with, and including, the
ordinary share ex-dividend date.
For American Depositary Receipt (ADR) holders, the scrip ADR
reference price for the 2022/23 final dividend is US$65.9534. This
is calculated by multiplying the scrip dividend reference price
above by five (as there are five ordinary shares underlying each
ADR) and by the average US$ rate for the equivalent dates.
The current terms and conditions of the scrip dividend scheme are
available in the Investors section on the
Company's website and
from Equiniti (0800 169 7775).
2022/23 final dividend
timetable:
|
|
18 May 2023
|
2022/23 full year results and final dividend amount announced -
37.60 pence per ordinary share; US$2.3459 per ADR*
|
1 June 2023
|
Ordinary shares and ADRs go ex-dividend for 2022/23 final
dividend
|
2 June 2023
|
Record date for 2023/23 final dividend
|
8 June 2023
|
Scrip reference price announced
|
12 July 2023
|
Scrip election date for 2022/23 final dividend (5pm London
time)
|
9 August 2023
|
2022/23 final dividend paid to qualifying shareholders
|
|
|
*The figure
shown is gross of a $0.02 per ADR interim dividend fee which will
be applied to cash distributions made to ADR holders in relation to
the 2022/23 final dividend. This fee does not apply to ADRs
received through the scrip dividend.
Pritti Patel
Deputy Company Secretary and General Counsel Corporate
National Grid plc
Exhibit
99.8
9 June 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid Share Incentive Plan ('SIP') monthly purchases on behalf of
PDMRs.
In accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Andy
Agg
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Financial Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 10.6007
|
14
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.07
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
John
Pettigrew
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Executive Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 10.6007
|
14
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.07
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Will
Serle
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
People & Culture Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 10.6007
|
14
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.07
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ben Wilson
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief Strategy and External Affairs Officer and Interim President,
National Grid Ventures
|
b)
|
Initial notification /Amendment
|
Initial notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 10.6007
|
14
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.07
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
99.9
16 June 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation (MAR) and relates to the following
Executive Directors and PDMRs being granted awards under the
Company's Annual Performance Plan (APP) on 15 June
2023, which relates to a percentage of the award for 2022/23 being
paid in shares, and which (after tax on the gross award) must be
retained until the shareholding requirement is met, and in any
event for two years after receipt. This award is subject to
clawback and malus provisions.
For further details of the APP, please see the Company's 2022/23
Annual Report and Accounts.
In accordance with MAR the relevant Financial Conduct Authority
(FCA) notifications are set out below.
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Andy
Agg
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Financial Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature of the transaction
|
Under the National Grid plc Annual Performance Plan (APP) Ordinary
shares were purchased in the market, which
relates to 50% of the APP for 2022/23 being paid in
shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP
10.347915
|
18,726
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.15
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Justine
Campbell
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel & Company Secretary
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature of the transaction
|
Under the National Grid plc Annual Performance Plan (APP) Ordinary
shares were purchased in the market, which
relates to 50% of the APP for 2022/23 being paid in
shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP
10.347915
|
5,785
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.15
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Adriana
Karaboutis
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Information and Digital Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
American Depository Shares
US 6362744095
|
b)
|
Nature of the transaction
|
Under the National Grid plc Annual Performance Plan (APP) American
Depositary Shares (ADS)
were purchased in the market, which
relates to 33.33% of the APP for 2022/23 being paid in
shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
USD
66.989
|
2,206
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.15
|
f)
|
Place of the transaction
|
Outside
of a Trading Venue
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
John
Pettigrew
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Executive
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature of the transaction
|
Under the National Grid plc Annual Performance Plan (APP) Ordinary
shares were purchased in the market, which
relates to 50% of the APP for 2022/23 being paid in
shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP
10.347915
|
28,634
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.15
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ben
Wilson
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Strategy and External Affairs Officer & Interim President,
National Grid Ventures
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature of the transaction
|
Under the National Grid plc Annual Performance Plan (APP) Ordinary
shares were purchased in the market, which
relates to 50% of the APP for 2022/23 being paid in
shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP
10.347915
|
5,553
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.15
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Will
Serle
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
People and Culture Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
National
Grid plc
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
b)
|
Nature of the transaction
|
Under the National Grid plc Annual Performance Plan (APP) Ordinary
shares were purchased in the market, which
relates to 50% of the APP for 2022/23 being paid in
shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP
10.347915
|
4,959
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
e)
|
Date of the transaction
|
2023.06.15
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
|
NATIONAL GRID
plc
|
|
|
|
|
By:
|
/s/Sally Kenward
_______________________
|
|
|
Sally Kenward
Senior Assistant Company Secretary
|
Date:
30 June
2023
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