Current Report Filing (8-k)
February 05 2019 - 5:17PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported):
February 5, 2019
Millennium
Investment & Acquisition Co. Inc.
(Exact
name of registrant as specified in its charter)
Delaware
(State
or other jurisdiction of incorporation)
811-22156
(Commission
File Number)
20-4531310
(IRS
Employer Identification No.)
301
Winding Road
Old
Bethpage, NY 11804
(Address
of principal executive offices and Zip Code)
Registrant’s
telephone number, including area code:
(212) 750-0371
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
[ ]
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
[ ]
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
[ ]
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item
2.02 Results of Operations and Financial Condition.
SMC
Global Financials
The
unaudited consolidated financial statements of SMC Global Securities Limited (“SMC”) for the nine months ended December
31, 2018, including the accompanying notes thereto as received by the Registrant from SMC (the “SMC Financial Statements”),
are attached hereto as Exhibit 99.1.
The
SMC Financial Statements are not financial statements of the Registrant. The Registrant’s relevant asset is its ownership
of a minority equity interest in SMC. In connection with the Registrant’s investment in SMC, SMC has undertaken to provide
the registrant with financial statements of the sort attached hereto, and the Registrant has undertaken to file such financial
statements publicly with the Securities and Exchange Commission.
Item
9.01 Financial Statements and Exhibits.
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
February 5, 2018
MILLENNIUM
INVESTMENT & ACQUISITION COMPANY, INC.
By
|
/s/
David H. Lesser
|
|
|
David
H. Lesser
|
|
|
Chairman,
CEO, Secretary & Treasurer
|
|
Millennium Sustainable V... (CE) (USOTC:MILC)
Historical Stock Chart
From Aug 2024 to Sep 2024
Millennium Sustainable V... (CE) (USOTC:MILC)
Historical Stock Chart
From Sep 2023 to Sep 2024