AND EXCHANGE COMMISSION
to Section 13 or 15(d) of the Securities Exchange Act of 1934
of report (date of earliest event reported): September 26, 2018
name of registrant as specified in its charter)
or Other Jurisdiction
Sandhill Avenue, Carson, California 90746
of principal executive offices) (Zip Code)
telephone number, including area code:
of correspondence to:
J. Ross, Esq.
M. Turner, Esq.
Ross Ference LLP
Avenue of the Americas, 37
York, New York 10036
(212) 930-9700 Fax: (212) 930-9725
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§
230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
growth company [ ]
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
September 25, 2018, Generation Alpha, Inc. (f/k/a Solis Tek Inc.) (the “Company”) entered into an agreement and plan
of merger (the “Merger Agreement”), whereby a wholly-owned subsidiary of the Company (the “Merger Sub”)
was merged into the Company (the “Merger”). Upon consummation of the Merger, the separate existence of Merger Sub
permitted by Chapter 92A.180 of Nevada Revised Statutes, the purpose of the Merger was to effect a change of the Company’s
name from “Solis Tek Inc.” to “Generation Alpha, Inc.” On September 24, 2018, the Company filed articles
of merger (the “Articles of Merger”) with the Secretary of State of Nevada, which were effective September 25, 2018,
to effect the Merger, and the Company’s Articles of Incorporation were deemed amended to reflect the change in the Company’s
corporate name (the “Name Change”).
connection with the foregoing, the Company filed an Issuer Company-Related Action Notification Form with the Financial Industry
Regulatory Authority (“FINRA”), requesting confirmation of the Name Change and also to request the change of the Company’s
ticker symbol from “SLTK” to “GNAL” (the “Symbol Change”).
Name Change and Symbol Change do not affect the rights of the Company’s security holders. The Company’s securities
will continue to be quoted on the OTC Markets. Following the Name Change, the stock certificates, which reflect the former name
of the Company, will continue to be valid. Certificates reflecting the Name Change will be issued in due course as old stock certificates
are tendered for exchange or transfer to the Company’s transfer agent.
foregoing information is a summary of each of the matters described above, is not complete, and is qualified in its entirety by
reference to the full text of the Articles of Merger attached as Exhibit 3.01 hereto and the Merger Agreement attached as Exhibit
3.02 hereto. Readers should review those exhibits for a complete understanding of the terms and conditions associated with this
8.01 Other Events.
September 26, 2018, the Company issued a press release announcing that FINRA has approved the Name Change and Symbol Change,
which will become effective on the OTC Markets at the opening of trading on September 27, 2018. The new CUSIP number for the Company’s
common stock is 37147T 102.
copy of the press release that discusses this matter is filed as Exhibit 99.01 to, and incorporated by reference in, this report.
The information in this Item 8.01 of this Current Report is being furnished and shall not be deemed “filed” for the
purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section. The information
in this Item 8.01 of this Current Report shall not be incorporated by reference into any registration statement or other document
pursuant to the Securities Act of 1933, except as shall be expressly set forth by specific reference in any such filing.
9.01 Financial Statements and Exhibits.
Articles of Merger between Solis Tek Inc. and Generation Alpha, Inc., effective September 25, 2018
Agreement and Plan of Merger, by and between Solis Tek Inc. and Generation Alpha, Inc., effective September 25, 2018
Press Release, dated September 26, 2018, issued by the Company*
to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
GENERATION ALPHA, INC.
Date: September 26,
/s/ TIFFANY DAVIS