Amended Current Report Filing (8-k/a)
May 22 2020 - 8:58AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(AMENDMENT
NO.1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
May 14, 2020
Date of Report (Date of earliest event reported)
DALRADA FINANCIAL CORPORATION
(Exact name of registrant as specified in
its charter)
WYOMING
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000-12641
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13-0021693
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(State or other jurisdiction of
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(Commission File
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(IRS Employer Identification No.)
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incorporation)
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Number)
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600 La Terraza Blvd., Escondido, California
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92025
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(Address of principal executive offices)
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(Zip Code)
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(858) 283-1253
Registrant's telephone number, including
area code
N/A
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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N/A
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N/A
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N/A
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter)
or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 8.01 OTHER EVENTS
On March 4, 2020, the U.S. Securities and
Exchange Commission (the “SEC”) issued an order under Section 36 (Release No. 34-88318) of the Securities
Exchange Act of 1934, as amended (“Exchange Act”), granting exemptions from specified provisions of the
Exchange Act and certain rules thereunder. On March 25, 2020, the order was modified and superseded by a new SEC order (Release
No. 34-88465), which provides conditional relief to public companies that are unable to timely comply with their filing obligations
as a result of the novel coronavirus (“COVID- 19”) outbreak (the “SEC Order”).
The SEC Order provides that a registrant subject to the reporting requirements of Exchange Act Section 13(a) or 15(d), and any
person required to make any filings with respect to such registrant, is exempt from any requirement to file or furnish materials
with the Commission under Exchange Act Sections 13(a), 13(f), 13(g), 14(a), 14(c), 14(f), 15(d) and Regulations 13A, Regulation
13D-G (except for those provisions mandating the filing of Schedule 13D or amendments to Schedule 13D), 14A, 14C and 15D, and Exchange
Act Rules 13f-1, and 14f-1, as applicable, if certain conditions are satisfied.
The COVID-19 restrictions imposed has
caused our Company significant disruptions in the following areas, 1)transportation, 2) limited access to the Company's
facilities and 3) the stay at home orders, all of which is resulting in limited support from our staff and professional
advisors. This has, in turn, is delaying the Company's ability to prepare and complete its quarterly report as well as
management’s review of the report. Based on the foregoing, the Company expects to file the Quarterly Report no later
than June 29, 2020, which is within 45 days from the Report's original filing deadline.
In light of the current COVID-19 pandemic, the Company will
be including the following Risk Factor in its Report:
An occurrence of an uncontrollable event such as the COVID-19
pandemic may negatively affect our operations.
The occurrence of an uncontrollable event
such as the COVID-19 pandemic may negatively affect our operations. A pandemic typically results in social distancing, travel bans
and quarantine, and this may limit access to our facilities, customers, management, support staff and professional advisors. These
factors, in turn, may not only impact our operations, financial condition and demand for our goods and services but our overall
ability to react timely to mitigate the impact of this event. Also, it may hamper our efforts to comply with our filing obligations
with the Securities and Exchange Commission.
Signatures
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
Date: May 21, 2020
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DALRADA FINANCIAL CORPORATION
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By:
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/s/ Brian Bonar
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Brian Bonar
Officer, Director
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Dalrada Financial (QB) (USOTC:DFCO)
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