Statement of Changes in Beneficial Ownership (4)
August 13 2021 - 7:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ALBER LAURA |
2. Issuer Name and Ticker or Trading Symbol
WILLIAMS SONOMA INC
[
WSM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) PRESIDENT & CEO |
(Last)
(First)
(Middle)
3250 VAN NESS AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/12/2021 |
(Street)
SAN FRANCISCO, CA 94109
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/12/2021 | | S | | 1847 (1) | D | $163.06 (2) | 522974 | D | |
Common Stock | 8/12/2021 | | S | | 1737 (1) | D | $163.98 (3) | 521237 | D | |
Common Stock | 8/12/2021 | | S | | 616 (1) | D | $165.33 (4) | 520621 | D | |
Common Stock | 8/12/2021 | | S | | 600 (1) | D | $166.48 (5) | 520021 | D | |
Common Stock | 8/12/2021 | | S | | 200 (1) | D | $167.14 (6) | 519821 | D | |
Common Stock | 8/12/2021 | | S | | 3697 (7) | D | $163.10 (8) | 516124 | D | |
Common Stock | 8/12/2021 | | S | | 3375 (7) | D | $164.00 (9) | 512749 | D | |
Common Stock | 8/12/2021 | | S | | 1228 (7) | D | $165.32 (10) | 511521 | D | |
Common Stock | 8/12/2021 | | S | | 1500 (7) | D | $166.52 (11) | 510021 | D | |
Common Stock | 8/12/2021 | | S | | 200 (7) | D | $167.08 (12) | 509821 | D | |
Common Stock | | | | | | | | 15540 | I | By Managed Account (13) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. |
(2) | Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $162.67 to $163.47. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(3) | Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $163.69 to $164.50. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(4) | Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $164.90 to $165.71. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(5) | Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $165.94 to $166.83. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(6) | Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $167.03 to $167.25. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(7) | Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021. |
(8) | Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $162.66 to $163.63. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(9) | Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $163.69 to $164.63. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(10) | Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $164.90 to $165.81. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(11) | Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $165.91 to $166.87. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(12) | Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $166.98 to $167.18. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(13) | Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated August 12, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
ALBER LAURA 3250 VAN NESS AVENUE SAN FRANCISCO, CA 94109 | X |
| PRESIDENT & CEO |
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Signatures
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/s/ David King, Attorney-in-Fact for Laura Alber | | 8/13/2021 |
**Signature of Reporting Person | Date |
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