Statement of Changes in Beneficial Ownership (4)
December 02 2020 - 05:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Biggar Lynne |
2. Issuer Name and Ticker or Trading
Symbol VISA INC. [ V ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
EVP, CHIEF MRKTNG & COMM OFF |
(Last)
(First)
(Middle)
C/O VISA INC., PO BOX 8999 |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/30/2020
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(Street)
SAN FRANCISCO, CA 94128-8999
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
11/30/2020 |
|
M |
|
13373 |
A |
(1) |
29146 |
D |
|
Class A Common Stock |
11/30/2020 |
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F |
|
7150 |
D |
$210.35 |
21996 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Performance Share Award |
(1) |
11/30/2020 |
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A |
|
13373 |
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(2) |
(2) |
Class A Common Stock |
13373 |
(1) |
13373 |
D |
|
Performance Share Award |
(1) |
11/30/2020 |
|
M |
|
|
13373 |
(2) |
(2) |
Class A Common Stock |
13373 |
(1) |
0 |
D |
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Explanation of
Responses: |
(1) |
Each restricted stock unit
represents a contingent right to receive one share of Visa Inc.
common stock or a cash equivalent of its value. |
(2) |
Represents performance
shares earned pursuant to the November 19, 2017 award under the
Visa Inc. 2007 Equity Incentive Compensation Plan. The number of
performance shares earned was determined on the basis of the
applicable 3-year performance period. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Biggar Lynne
C/O VISA INC.
PO BOX 8999
SAN FRANCISCO, CA 94128-8999 |
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EVP, CHIEF MRKTNG & COMM OFF |
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Signatures
|
/s/ Douglas Stewart,
Attorney-In-Fact |
|
12/2/2020 |
**Signature of Reporting
Person |
Date |