Statement of Changes in Beneficial Ownership (4)
January 05 2021 - 04:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Jastrzebski Thaddeus
J |
2. Issuer Name and Ticker or Trading
Symbol UGI CORP /PA/ [ UGI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Financial Officer |
(Last)
(First)
(Middle)
460 NORTH GULPH ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/1/2021
|
(Street)
KING OF PRUSSIA, PA 19406
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option (Right to Buy) |
$34.96 |
1/1/2021 |
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A |
|
56500 |
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(1) |
12/31/2030 |
UGI Common Stock |
56500 |
$0.00 |
56500 |
D |
|
Performance Units |
$0.00 |
1/1/2021 |
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A |
|
15010 |
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(2) |
12/31/2023 |
UGI Common Stock |
15010 |
$0.00 |
15010 |
D |
|
Stock Units |
(3) |
1/1/2021 |
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A |
|
9150 |
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(3) |
(3) |
UGI Common Stock |
9150 |
$0.00 |
9150 |
D |
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Explanation of
Responses: |
(1) |
These options vest in three
equal annual installments beginning January 1, 2022. |
(2) |
Effective January 1, 2021,
the reporting person was granted performance units under the UGI
Corporation 2013 Omnibus Incentive Compensation Plan. Each
performance unit represents the right of the reporting person to
receive a share of UGI Common Stock if specified performance goals
and other conditions are met. |
(3) |
Effective January 1, 2021,
the reporting person was granted stock units with dividend
equivalents under the UGI Corporation 2013 Omnibus Incentive
Compensation Plan. Each stock unit represents the right of the
reporting person to receive a share of UGI Common Stock after three
years of employment. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Jastrzebski Thaddeus J
460 NORTH GULPH ROAD
KING OF PRUSSIA, PA 19406 |
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|
Chief Financial Officer |
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Signatures
|
/s/ Joshua T. Samples, Attorney-in-Fact for Ted
J. Jastrzebski |
|
1/5/2021 |
**Signature of Reporting
Person |
Date |