For annual reports, indicate by check mark the information filed with this Form:
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Annual information form
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Audited annual financial statements
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The following are the number of outstanding shares of each of the issuers classes of capital or common
stock as of August 31, 2018:
Class A Participating Shares 22,420,064 issued and outstanding
Class B
Non-Voting
Participating Shares 484,194,344
issued and
outstanding
Preferred Shares, Series A - 10,012,393 issued and outstanding
Preferred Shares, Series B - 1,987,607 issued and outstanding
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 of 15(d) of the Exchange Act during
the preceding 12 months (or for such shorter period that the Registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.
Yes ☒ No ☐
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of
Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit such files).
Yes ☒ No ☐
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 12b-2 of the Exchange Act.
Emerging growth company ☐
If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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The term new or revised financial accounting standard refers to any update issued by the Financial
Accounting Standards Board to its Accounting Standards Codification after April 5, 2012.
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DISCLOSURE CONTROLS AND PROCEDURES
Shaw
Communications Inc. (the Company) has designed disclosure controls and procedures (as defined in Rule
13a-15(e)
under the Exchange Act) to ensure that material information relating to the Company,
including its consolidated subsidiaries, is made known to the Chief Executive Officer and Chief Financial Officer by others within the Company, including its consolidated subsidiaries, on a regular basis, including during the period in which the
Companys Annual Report on Form
40-F
relating to financial results for the fiscal year ended August 31, 2018 is being prepared. The Chief Executive Officer and Chief Financial Officer have evaluated
the effectiveness of the disclosure controls and procedures as of the end of the period covered by this report. Based on the evaluation, the Chief Executive Officer and Chief Financial Officer have concluded, as of that evaluation date, that the
Companys disclosure controls and procedures were effective to ensure that the material information relating to the Company (including its consolidated subsidiaries) required to be included in the Companys periodic filings under the
Exchange Act, was (i) recorded, processed, summarized and reported within the time periods specified in Securities and Exchange Commission rules and forms and (ii) accumulated and communicated to the Companys management, including
its Chief Executive Officer and Chief Financial Officer, to allow timely decisions regarding required disclosure.
MANAGEMENTS
ANNUAL REPORT ON INTERNAL CONTROLS
See page 68 of Exhibit 99.2.
AUDITOR ATTESTATION
See page 69 of
Exhibit 99.2.
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