Quanex Corp - Statement of Changes in Beneficial Ownership (4)
January 03 2008 - 11:21AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BARGER DONALD G JR
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2. Issuer Name
and
Ticker or Trading Symbol
QUANEX CORP
[
NX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
1900 WEST LOOP SOUTH, SUITE 1500
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3. Date of Earliest Transaction
(MM/DD/YYYY)
12/31/2007
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(Street)
HOUSTON, TX 77027
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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12/31/2007
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J
(1)
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8.168
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A
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$52.2417
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4062.0725
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Phantom Stock Units
(2)
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$0
(3)
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12/31/2007
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A
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42.3
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(4)
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(4)
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Common Stock
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42.3
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$51.9
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15723.653
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D
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Restricted Stock Units
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(5)
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(6)
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(6)
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Common Stock
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1353
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1353
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D
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Stock Options (Right to buy)
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$8.8055
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10/31/2000
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10/31/2010
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Common Stock
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4500
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4500
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D
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Stock Options (Right to buy)
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$11.5333
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10/31/2001
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10/31/2011
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Common Stock
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4500
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4500
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D
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Stock Options (Right to buy)
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$15.7955
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10/31/2002
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10/31/2012
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Common Stock
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4500
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4500
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D
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Stock Options (Right to buy)
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$17.8
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10/31/2003
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10/31/2013
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Common Stock
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4500
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4500
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D
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Stock Options (Right to buy)
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$22.5333
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10/31/2004
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10/31/2014
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Common Stock
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4500
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4500
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D
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Stock Options (Right to buy)
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$33.51
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10/31/2006
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10/31/2016
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Common Stock
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3388
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3388
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D
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Stock Options (Right to buy)
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$38.6067
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10/31/2005
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10/31/2015
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Common Stock
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3042
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3042
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D
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Stock Options (Right to buy)
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$41.19
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10/31/2007
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10/31/2017
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Common Stock
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2528
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2528
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D
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Explanation of Responses:
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(
1)
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Shares acquired through dividend reinvestment.
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(
2)
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Units that are credited to the participant's account under the Quanex Corporation Deferred Compensation Plan as a result of Dividend Reinvestment.
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(
3)
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Conversion price is 1-for-1.
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(
4)
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All units credited under the Deferred Compensation Plan are 100% vested at all times; provided, however, that if a participant receives a benefit from the Deferred Compensation Plan for any reason other than death, disability or retirement within three years after a deferral is credited to a participant's account, any matching awards made by the Company with respect to such deferral will be forfeited. Distributions under the Deferred Compensation Plan are made beginning on a specified date selected bythe participant or upon a participant's death, disability, or termination of employment.
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(
5)
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Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.
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(
6)
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The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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BARGER DONALD G JR
1900 WEST LOOP SOUTH
SUITE 1500
HOUSTON, TX 77027
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X
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Signatures
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John J. Mannion, Power of Attorney
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1/3/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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