As filed with the Securities and Exchange Commission on September 11, 2020
Registration No. 333-
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
PRUDENTIAL FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
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New Jersey
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22-3703799
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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Prudential Plaza
751 Broad Street
Newark,
New Jersey 07102
(973) 802-6000
(Address, including Zip Code, of Principal Executive Office)
THE PRUDENTIAL FINANCIAL, INC. 2016 OMNIBUS INCENTIVE PLAN
(Full title of the plan)
Margaret M.
Foran
Chief Governance Officer, Senior Vice President and Corporate Secretary
Prudential Financial, Inc.
Prudential Plaza
751
Broad Street
Newark, New Jersey 07102
(973) 802-7001
(Name, address and telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting
company, and emerging growth company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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☒
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Accelerated filer
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☐
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Non-accelerated filer
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☐
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION
OF REGISTRATION FEE
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Title of securities
to be registered
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Amount
to be
registered
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Proposed
maximum
offering price
per share
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Proposed
maximum
aggregate
offering price
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Amount of
registration fee
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Common Stock, par value $0.01 per share
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716,767 (1)(2)
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$68.34 (3)
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$48,983,857 (3)
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$6,358.10
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(1)
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Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the Securities Act), this
registration statement also covers any additional securities that may from time to time be offered or issued in respect of the securities registered by this registration statement to prevent dilution as a result of any stock dividend, stock split,
recapitalization or other similar transaction, and any other securities with respect to which the outstanding shares are converted or exchanged. A registration statement on Form S-8 has been filed previously
on May 10, 2016 (Registration No. 333-211268), covering 28,000,000 shares of common stock.
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(2)
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Represents awards issued in connection with the assumption of outstanding awards of an entity acquired in a
corporate transaction, as permitted pursuant to Section 5.7 of the Registrants 2016 Omnibus Incentive Plan.
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(3)
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Estimated solely for the purpose of computing the registration fee pursuant to Rule 457(h) under the Securities
Act, based upon the average of the high and low prices of the common stock, par value $0.01, of Prudential Financial, Inc. on the New York Stock Exchange on September 9, 2020.
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