Additional Proxy Soliciting Materials (definitive) (defa14a)
March 22 2016 - 4:14PM
Edgar (US Regulatory)
UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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SCHEDULE 14A
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Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934 (Amendment No. )
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Filed by the Registrant
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Filed by a Party other than the Registrant
o
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Check the appropriate box:
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Preliminary Proxy Statement
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Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
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Definitive Proxy Statement
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Definitive Additional Materials
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Soliciting Material under §240.14a-12
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Piper Jaffray Companies
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(Name of Registrant as Specified In Its Charter)
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(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
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Payment of Filing Fee (Check the appropriate box):
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No fee required.
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Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
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(1)
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Title of each class of securities to which transaction applies:
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(2)
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Aggregate number of securities to which transaction applies:
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(3)
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Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
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(4)
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Proposed maximum aggregate value of transaction:
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(5)
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Total fee paid:
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o
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Fee paid previously with preliminary materials.
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Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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(1)
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Amount Previously Paid:
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(2)
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Form, Schedule or Registration Statement No.:
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(3)
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Filing Party:
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(4)
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Date Filed:
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See the reverse
side of this notice to obtain proxy materials and voting instructions. ***
Exercise Your Right to Vote *** Important Notice Regarding the Availability
of Proxy Materials for the Shareholder Meeting to Be Held on <mtgdate>.
You are receiving this communication because you hold shares in the above
named company. This is not a ballot. You cannot use this notice to vote these
shares. This communication presents only an overview of the more complete
proxy materials that are available to you on the Internet. You may view the
proxy materials online at www.proxyvote.com or easily request a paper copy
(see reverse side). We encourage you to access and review all of the
important information contained in the proxy materials before voting. Meeting
Information Meeting Type: <mtgtype> For holders as of: <recdate>
Date: Time: <mtgtime> Location: 0000277352_1 R1.0.1.25 PIPER JAFFRAY
COMPANIES 800 NICOLLET MALL SUITE 1000 MAIL STOP J09SSH MINNEAPOLIS, MN 55402
Annual Meeting March 09, 2016 May 04, 2016 May 04, 2016 2:00 PM CDT U.S.
Bancorp Center 800 Nicollet Mall 12th Floor - The Huber Room Minneapolis, MN
55402
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Please Choose One
of the Following Voting Methods Vote In Person: Many shareholder meetings
have attendance requirements including, but not limited to, the possession of
an attendance ticket issued by the entity holding the meeting. Please check
the meeting materials for any special requirements for meeting attendance. At
the meeting, you will need to request a ballot to vote these shares. Vote By
Internet: To vote now by Internet, go to www.proxyvote.com. Have the
information that is printed in the box marked by the arrow available and
follow the instructions. Vote By Mail: You can vote by mail by requesting a
paper copy of the materials, which will include a proxy card. How To Vote .
Before You Vote How to Access the Proxy Materials Proxy Materials Available
to VIEW or RECEIVE: How to View Online: Have the information that is printed
in the box marked by the arrow (located on the following page) and visit:
www.proxyvote.com. How to Request and Receive a PAPER or E-MAIL Copy: If you
want to receive a paper or e-mail copy of these documents, you must request
one. There is NO charge for requesting a copy. Please choose one of the
following methods to make your request: 1) BY INTERNET: www.proxyvote.com 2)
BY TELEPHONE: 1-800-579-1639 3) BY E-MAIL*: sendmaterial@proxyvote.com * If
requesting materials by e-mail, please send a blank e-mail with the
information that is printed in the box marked by the arrow (located on the
following page) in the subject line. . . 0000277352_2 R1.0.1.25 1. Notice
& Proxy Statement 2. Annual Report Requests, instructions and other
inquiries sent to this e-mail address will NOT be forwarded to your
investment advisor. Please make the request as instructed above on or before
April 20, 2016 to facilitate timely delivery.
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Voting items
0000277352_3 R1.0.1.25 The Board of Directors recommends you vote FOR the
following: 1. Election of Directors Nominees 01 Andrew S. Duff 02 William R.
Fitzgerald 03 Michael E. Frazier 04 B. Kristine Johnson 05 Addison L. Piper
06 Sherry M. Smith 07 Philip E. Soran 08 Scott C. Taylor 09 Michele Volpi The
Board of Directors recommends you vote FOR proposals 2 and 3. 2. Ratification
of the selection of Ernst & Young LLP as the independent auditor for the fiscal
year ending December 31, 2016. 3. An advisory vote to approve the
compensation of the officers disclosed in the enclosed proxy statement, or
"say-on-pay" vote. NOTE: Such other business as may properly come
before the meeting or any adjournment thereof.
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0000277352_4
R1.0.1.25
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