Statement of Changes in Beneficial Ownership (4)
August 31 2021 - 4:05PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Okun Andrew |
2. Issuer Name and Ticker or Trading Symbol
PERKINELMER INC
[
PKI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Please See Remarks |
(Last)
(First)
(Middle)
940 WINTER STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/30/2021 |
(Street)
WALTHAM, MA 02451
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 8/30/2021 | | M | | 3054 | A | $81.29 (1) | 11306 | D | |
Common Stock | 8/30/2021 | | S(2) | | 200 | D | $184.16 (3) | 11106 | D | |
Common Stock | 8/30/2021 | | S(2) | | 126 | D | $185.24 (4) | 10980 | D | |
Common Stock | 8/30/2021 | | S(2) | | 800 | D | $186.72 (5) | 10180 | D | |
Common Stock | 8/30/2021 | | S(2) | | 1328 | D | $188.02 (6) | 8852 | D | |
Common Stock | 8/30/2021 | | S(2) | | 600 | D | $188.85 (7) | 8252 | D | |
Common Stock | | | | | | | | 8 | I | By 401(K) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
NQ Stock Option (right to buy) | $81.29 (1) | 8/30/2021 | | M | | | 3054 | (8) | 1/30/2025 | Common Stock | 3054 | $0.00 | 0 | D | |
Explanation of Responses: |
(1) | The Exercise Price included on the Form 4 filed on February 1, 2018 for the Reporting Person was incorrectly reported due to administrative error. |
(2) | The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Okun on July 29, 2021. |
(3) | The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $184.05 to $184.27. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. |
(4) | The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $185.11 to $185.27. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. |
(5) | The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $186.32 to $187.15. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. |
(6) | The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $187.36 to $188.24. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. |
(7) | The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $188.44 to $189.26. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. |
(8) | This option became exercisable in three equal annual installments beginning on January 30, 2019, which was the first anniversary of the date on which the option was granted. |
Remarks: Vice President, Chief Accounting Officer and Treasurer |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Okun Andrew 940 WINTER STREET WALTHAM, MA 02451 |
|
| Please See Remarks |
|
Signatures
|
/s/ John L. Healy (POA on file) for Andrew Okun | | 8/31/2021 |
**Signature of Reporting Person | Date |
PerkinElmer (NYSE:PKI)
Historical Stock Chart
From Aug 2024 to Sep 2024
PerkinElmer (NYSE:PKI)
Historical Stock Chart
From Sep 2023 to Sep 2024