Amended Statement of Beneficial Ownership (3/a)
February 18 2020 - 11:38AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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GROVES DANIEL R |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/12/2020
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3. Issuer Name and Ticker or Trading Symbol
Koppers Holdings Inc. [KOP]
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(Last)
(First)
(Middle)
436 SEVENTH AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) VP, Culture & Engagement / |
(Street)
PITTSBURGH, PA 15219
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 2/13/2020
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 17066.8695 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units (1) | (2) | (2) | Common Stock (2) | 2925 | $0.00 | D | |
Restricted Stock Units (1) | (3) | (3) | Common Stock (3) | 3480 | $0.00 | D | |
Explanation of Responses: |
(1) | Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock. |
(2) | Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied. |
(3) | On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022. If the Company's total shareholder return over the three-year period of January 1, 2019 through December 31, 2021 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 100% of the target number. (This Form 3 amendment is being filed to correct footnote 3 in the original filing, which should be disregarded). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GROVES DANIEL R 436 SEVENTH AVENUE PITTSBURGH, PA 15219 |
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| VP, Culture & Engagement |
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Signatures
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/s/ Stephanie L. Apostolou, Attorney-in-Fact | | 2/18/2020 |
**Signature of Reporting Person | Date |
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