Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
|
Custodians Record:
1 |
i. Full name |
NORDEA BANK FINLAND ABP |
ii. LEI, if any |
529900ODI3047E2LIV03 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
FINLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), OSLO |
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NORWAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
BNP PARIBAS SECURITIES SERVICES, MILAN BRANCH |
ii. LEI, if any |
549300WCGB70D06XZS54 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name |
BNP PARIBAS SECURITIES SERVICES, FRANKFURT BRANCH |
ii. LEI, if any |
549300WCGB70D06XZS54 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name |
CITIBANK, N.A., LONDON BRANCH |
ii. LEI, if any |
E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name |
UNICREDIT BANK HUNGARY ZRT |
ii. LEI, if any |
Y28RT6GGYJ696PMW8T44 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
HUNGARY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name |
BNP PARIBAS SECURITIES SERVICES |
ii. LEI, if any |
549300WCGB70D06XZS54 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name |
BANK HANDLOWY W WARSZAWIE SA |
ii. LEI, if any |
XLEZHWWOI4HFQDGL4793 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
POLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name |
CACEIS BANK |
ii. LEI, if any |
549300WCGB70D06XZS54 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
FRANCE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name |
BANCO BILBAO VIZCAYA ARGENTARIA SA |
ii. LEI, if any |
K8MS7FD7N5Z2WQ51AZ71 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name |
CITIBANK EUROPE PLC, ORGANIZACNI SLOZKA FOR CITIBANK, N.A. |
ii. LEI, if any |
N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CZECHIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name |
BNP PARIBAS SECURITIES SERVICES |
ii. LEI, if any |
549300WCGB70D06XZS54 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name |
CITIBANK ANONIM SIRKETI |
ii. LEI, if any |
CWZ8NZDH5SKY12Q4US31 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
TURKEY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name |
BROWN BROTHERS HARRIMAN & CO. |
ii. LEI, if any |
5493006KMX1VFTPYPW14 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
|
Yes
X
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
| X
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name |
UNICREDIT BANK AUSTRIA AG |
ii. LEI, if any |
D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name |
BNP PARIBAS SECURITIES SERVICES |
ii. LEI, if any |
549300WCGB70D06XZS54 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
PORTUGAL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name |
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) |
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SWEDEN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name |
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), DANM |
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name |
CREDIT SUISSE AG |
ii. LEI, if any |
ANGGYXNX0JLX3X63JN86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name |
HSBC BANK PLC |
ii. LEI, if any |
MP6I5ZYZBEU3UXPYFY54 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name |
HSBC BANK PLC, ATHENS BRANCH |
ii. LEI, if any |
F0HUI1NY1AZMJMD8LP67 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
GREECE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name |
SWEDBANK AB FOR NORDEA BANK APB |
ii. LEI, if any |
549300FXBIWWGK7T0Y98 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
LITHUANIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Broker Dealers Record:
1 |
a. Full name |
DB STRATEGIC ADVISORS, INC. |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900DD5SKKGUNXWV81 |
e. State, if applicable |
|
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
2 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
3 |
a. Full name |
DEUTSCHE SECURITIES INC. |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900CK34A0NLD3NN83 |
e. State, if applicable |
|
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
4 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
5 |
a. Full name |
DEUTSCHE BANK SECURITIES INC. |
b. SEC file number |
8-17822 |
c. CRD number
|
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
6 |
a. Full name |
DEUTSCHE SECURITIES S.A. |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900PRFI5MR42T8K28 |
e. State, if applicable |
|
f. Foreign country, if applicable |
ARGENTINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
7 |
a. Full name |
DWS DISTRIBUTORS, INC. JACKSONVILLE BRANCH |
b. SEC file number |
8-47765 |
c. CRD number
|
000037306 |
d. LEI, if any |
5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
8 |
a. Full name |
OOO "DEUTSCHE BANK" |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900EHFBA8MNCV8M81 |
e. State, if applicable |
|
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
9 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
10 |
a. Full name |
DEUTSCHE BANK SECURITIES LIMITED |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900AZS6GG6GBDMN90 |
e. State, if applicable |
|
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
11 |
a. Full name |
DEUTSCHE BANK SECURITIES INC. MIAMI BRANCH |
b. SEC file number |
8-17822 |
c. CRD number
|
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
12 |
a. Full name |
Deutsche Bank Aktiengesellschaft |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
13 |
a. Full name |
DEUTSCHE BANK SOCIETA PER AZIONI |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900SS7ZWCX82U3W60 |
e. State, if applicable |
|
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
14 |
a. Full name |
DEUTSCHE SECURITIES MENKUL DEGERLER A.S. |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7890004KOVES3T55GW95 |
e. State, if applicable |
|
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
15 |
a. Full name |
DWS DISTRIBUTORS, INC. NEW YORK BRANCH |
b. SEC file number |
8-47765 |
c. CRD number
|
000037306 |
d. LEI, if any |
5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
16 |
a. Full name |
DEUTSCHE BANK SECURITIES INC. CHICAGO BRANCH |
b. SEC file number |
8-17822 |
c. CRD number
|
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
17 |
a. Full name |
PT Deutsche Sekuritas Indonesia |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900BYFVEGGOM24P36 |
e. State, if applicable |
|
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
18 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Manila |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
19 |
a. Full name |
PT DEUTSCHE VERDHANA SEKURITAS INDONESIA |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
N/A |
e. State, if applicable |
|
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
20 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
21 |
a. Full name |
CRAIGS INVESTMENT PARTNERS LIMITED |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
254900O8DEEDCQZFLK81 |
e. State, if applicable |
|
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
22 |
a. Full name |
DEUTSCHE BANK SECURITIES INC. BOSTON BRANCH |
b. SEC file number |
8-17822 |
c. CRD number
|
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
23 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
24 |
a. Full name |
HARVEST GLOBAL CAPITAL INVESTMENTS LIMITED |
b. SEC file number |
N/A |
c. CRD number
|
000157964 |
d. LEI, if any |
254900HXNL2VW0JOFU39 |
e. State, if applicable |
|
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
25 |
a. Full name |
DEUTSCHE EQUITIES INDIA PRIVATE LIMITED |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900K9ENYPTKECK071 |
e. State, if applicable |
|
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
26 |
a. Full name |
DEUTSCHE BANK SECURITIES INC. BALTIMORE BRANCH |
b. SEC file number |
8-17822 |
c. CRD number
|
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MARYLAND
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
27 |
a. Full name |
DEUTSCHE SECURITIES AUSTRALIA LIMITED |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900JDL9OTL8IG2U56 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
28 |
a. Full name |
HGI (USA) INVESTMENTS LLC |
b. SEC file number |
8-69176 |
c. CRD number
|
000165614 |
d. LEI, if any |
N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
29 |
a. Full name |
DEUTSCHE BANK, SOCIEDAD ANONIMA ESPANOLA |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900SICIK5OVMVY186 |
e. State, if applicable |
|
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
30 |
a. Full name |
DB INTERNATIONAL (ASIA) LIMITED |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900396G5HWCV38G39 |
e. State, if applicable |
|
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
31 |
a. Full name |
DEUTSCHE SECURITIES ASIA, TAIPEI BRANCH |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900D90NAWLSQNTI12 |
e. State, if applicable |
|
f. Foreign country, if applicable |
TAIWAN (PROVINCE OF CHINA)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
32 |
a. Full name |
DEUTSCHE REGIS PARTNERS INC. |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
254900HRLJFNOZBOK921 |
e. State, if applicable |
|
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
33 |
a. Full name |
DEUTSCHE SECURITIES VENEZUELA S.A. |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900J4VEUT0ZZXYH41 |
e. State, if applicable |
|
f. Foreign country, if applicable |
VENEZUELA (BOLIVARIAN REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
34 |
a. Full name |
DEUTSCHE SECURITIES ASIA, SINGAPORE BRANCH |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900D90NAWLSQNTI12 |
e. State, if applicable |
|
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
35 |
a. Full name |
DEUTSCHE BANK SECURITIES INC. JACKSONVILLE BRANCH |
b. SEC file number |
8-17822 |
c. CRD number
|
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
36 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
37 |
a. Full name |
DEUTSCHE SECURITIES ASIA LIMITED |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900D90NAWLSQNTI12 |
e. State, if applicable |
|
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
38 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
39 |
a. Full name |
DEUTSCHE SECURITIES (PROPRIETARY) LIMITED |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900HNLCDM7X1RJ063 |
e. State, if applicable |
|
f. Foreign country, if applicable |
SOUTH AFRICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
40 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
41 |
a. Full name |
DEUTSCHE BANK SECURITIES INC. LOS ANGELES BRANCH |
b. SEC file number |
8-17822 |
c. CRD number
|
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
42 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Athens |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
43 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
44 |
a. Full name |
DEUTSCHE SECURITIES KOREA CO. |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900J0N5FYROZOL786 |
e. State, if applicable |
|
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
45 |
a. Full name |
Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900CKC4TXHVRKX638 |
e. State, if applicable |
|
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
46 |
a. Full name |
DEUTSCHE CAPITAL MARKETS AUSTRALIA LIMITED |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900J30GWJRSJWJL27 |
e. State, if applicable |
|
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
47 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
48 |
a. Full name |
DEUTSCHE BANK SECURITIES INC. SAN FRANCISCO BRANCH |
b. SEC file number |
8-17822 |
c. CRD number
|
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
49 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
50 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
MOROCCO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
51 |
a. Full name |
DEUTSCHE SECURITIES, SA DE CV, CASA DE BOLSA |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900G9Z4I79FGUE649 |
e. State, if applicable |
|
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
52 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
53 |
a. Full name |
POWERS PTY. LTD. |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
315700575KVOHHFKLN10 |
e. State, if applicable |
|
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
54 |
a. Full name |
DWS Investments Hong Kong Limited |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900RX8DKTJ81MHL26 |
e. State, if applicable |
|
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
55 |
a. Full name |
Deutsche Bank Securities Inc., Palo Alto Branch |
b. SEC file number |
8-17822 |
c. CRD number
|
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
56 |
a. Full name |
Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
7LTWFZYICNSX8D621K86 |
e. State, if applicable |
|
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
57 |
a. Full name |
DWS Investments Japan Limited |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
529900GOHDG5JKIJXT78 |
e. State, if applicable |
|
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
58 |
a. Full name |
Deutsche Oppenheim Family Office AG |
b. SEC file number |
N/A |
c. CRD number
|
N/A |
d. LEI, if any |
549300ROVF0NN7Q5FU82 |
e. State, if applicable |
|
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |
Broker Dealers Record:
59 |
a. Full name |
DWS Distributors, Inc. |
b. SEC file number |
8-47765 |
c. CRD number
|
000037306 |
d. LEI, if any |
5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
|
0 |