Amended Statement of Ownership (sc 13g/a)
February 06 2015 - 3:04PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(AMENDMENT NO. 1)*
Diamond Resorts
International, Inc.
(NAME OF ISSUER)
Common Stock
(TITLE OF CLASS OF SECURITIES)
25272T104
(CUSIP NUMBER)
12/31/2014
(Date of Event Which Requires Filing of this
Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
x
Rule 13d-1(b)
¨
Rule 13d-1(c)
¨
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
1 |
NAME OF REPORTING PERSON
The Hartford Mutual Funds, Inc. on behalf of:
The Hartford Capital Appreciation Fund
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
06-1455339
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ¨
(b) ¨
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3 |
SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Maryland
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH: |
5 |
SOLE VOTING POWER
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6 |
SHARED VOTING POWER
0 |
7 |
SOLE DISPOSITIVE POWER
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8 |
SHARED DISPOSITIVE POWER
0 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0% |
12 |
TYPE OF REPORTING PERSON (see instructions)
IV |
Item 1(a). Name of Issuer:
Diamond Resorts International, Inc.
Item 1(b). Address of Issuer’s
Principal Executive Offices:
10600 West Charleston Boulevard
Las Vegas, NV 89135
Item 2(a). Name of Person(s) Filing:
The Hartford Mutual Funds, Inc. on behalf
of:
The Hartford Capital Appreciation Fund
Item 2(b). Address of Principal
Business Office or; if none, residence:
5 Radnor Corporate Center
100 Matsonford Road, Suite 300
Radnor, Pennsylvania 19087
Item 2(c). Citizenship:
Maryland
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
25272T104
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or
(c), check whether the person filing is a: |
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(a) |
¨ Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o). |
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(b) |
¨ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). |
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(c) |
¨ Insurance Company as defined in Section 3(a) (19) of the Act (15 U.S.C. 78c). |
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(d) |
x Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
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(e) |
¨ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
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(h) |
¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
¨ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
¨ Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Provide the following information regarding the aggregate
number and percentage of the class of securities of the issuer identified in Item 1.
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(a) |
Amount
Beneficially Owned |
0 |
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| (c) | Number of shares as to which such person has: |
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(i) |
sole power to vote or to direct the vote |
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(ii) |
shared power to vote or to direct the vote |
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0 |
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(iii) |
sole power to dispose or to direct the disposition of |
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(iv) |
shared power to dispose or to direct the disposition of |
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0 |
Item 5. | Ownership of Five Percent or Less of a Class: |
If this statement is being filed to report the fact that
as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following: x
Item 6. | Ownership of More than Five Percent on behalf of Another Person: N/A |
Item 7. | Identification and Classification of the Subsidiary which Acquired the Security being
Reported on by the Parent Holding Company: N/A |
Item 8. | Identification and Classification of Members of the Group: N/A |
Item 9. | Notice of Dissolution of Group: N/A |
By signing below I certify that, to the best
of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and
were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose
or effect.
Signature
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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DATE: February 6, 2015 |
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The Hartford Mutual Funds, Inc. on behalf of: |
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The Hartford Capital Appreciation Fund |
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BY: |
/s/ Joseph G. Melcher |
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Joseph G. Melcher |
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Chief Compliance Officer |
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