Initial Statement of Beneficial Ownership (3)
November 12 2019 - 3:33PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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DCP Midstream GP, LP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/6/2019
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3. Issuer Name and Ticker or Trading Symbol
DCP Midstream, LP [DCP]
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(Last)
(First)
(Middle)
370 17TH STREET, SUITE 2500 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
DENVER, CO 80202
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Units representing limited partner interests | 66887618.00 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The securities reported on this Form 3 are held directly by DCP Midstream GP, LP, a Delaware limited partnership (the "General Partner"), which is the general partner of the Issuer. DCP Midstream GP, LLC, a Delaware limited liability company ("GP LLC"), is the general partner of the General Partner and may be deemed to indirectly own the securities of the Issuer held by the General Partner, but disclaims beneficial ownership except to the extent of its pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DCP Midstream GP, LP 370 17TH STREET SUITE 2500 DENVER, CO 80202 | X | X |
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DCP Midstream GP, LLC 370 17TH STREET SUITE 2500 DENVER, CO 80202 | X | X |
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Signatures
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/s/ Michael S. Richards, Vice President, Deputy General Counsel and Corporate Secretary of DCP Midstream GP, LLC, the general partner of DCP Midstream GP, LP | | 11/12/2019 |
**Signature of Reporting Person | Date |
/s/ Michael S. Richards, Vice President, Deputy General Counsel and Corporate Secretary of DCP Midstream GP, LLC | | 11/12/2019 |
**Signature of Reporting Person | Date |
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