SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT TO RULE 13d-1(b), (c) AND (d)
AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)
(AMENDMENT NO. 2)*
ZILA, INC.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
989513205
(CUSIP Number)
June 3, 2008
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1 (b)
|X| Rule 13d-1 (c)
|_| Rule 13d-1 (d)
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 989513205
--------- ----------------------------------------------------------------------
1 NAME OF REPORTING PERSON: Visium Balanced Fund, LP
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
--------- ----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
--------- ----------------------------------------------------------------------
3 SEC USE ONLY
--------- ----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------- ----------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0 shares of Common Stock. *
SHARES ---- --------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 1,841,046 shares of Common Stock. *
OWNED BY ---- --------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0 shares of Common Stock. *
REPORTING ---- --------------------------------------------------------------
PERSON 8 SHARES DISPOSITIVE POWER: 1,841,046 shares of Common Stock. *
--------- ----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,841,046 shares of Common Stock. *
--------- ----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |
--------- ----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.7% *
--------- ----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
PN
--------- ----------------------------------------------------------------------
*Based on 67,807,778 shares of the common stock, $0.001 par value per share (the
"Common Stock"), outstanding of Zila, Inc., a Delaware corporation (the
"Issuer") as of June 3, 2008, as reported in the Issuer's (1) Quarterly Report
on Form 10Q, as filed with the Securities and Exchange Commission on March 11,
2008, as 62,097,174 Common Stock of the Issuer issued and outstanding as of
March 1, 2008, (2) Current Report on Form 8-K, as filed with the Securities and
Exchange Commission on May 2, 2008, which reported an issuance of 1,084,009
Common Stock of the Issuer on April 30, 2008, and (3) Current Report on Form
8-K, as filed with the Securities and Exchange Commission on June 6, 2008, which
reported an issuance of 4,626,595 Common Stock of the Issuer upon entry into a
Registration Rights Agreement, under which the Issuer agreed to file a resale
registration statement covering the Second Amendment Agreement with certain of
its investors. As of June 3, 2008, (i) Visium Balanced Fund, LP, a Delaware
limited partnership ("VBF"), held 1,067,616 shares of Common Stock and a 7%
Second Amended and Restated Senior Secured Convertible Note ("Note"), in the
aggregate principal amount of $1,701,546, which is convertible into 773,430
shares of Common Stock at a conversion rate of $2.20 per share, (ii) Visium Long
Bias Fund, LP, a Delaware limited partnership ("VLBF"), held 328,845 shares of
Common Stock and a Note in the aggregate principal amount of $524,113, which is
convertible into 238,233 shares of Common Stock at a conversion rate of $2.20
per share, (iii) Visium Balanced Offshore Fund, Ltd., a Cayman Islands exempted
company ("VBOF"), held 1,777,840 shares of Common Stock and a Note in the
aggregate principal amount of $2,833,486, which is convertible into 1,287,948
|
shares of Common Stock at a conversion rate of $2.20 per share, (iv) Visium Long
Bias Offshore Fund, Ltd., A Cayman Islands exempted company ("VLBOF"), held
1,246,029 shares of Common stock and a Note in the aggregate principal amount of
$1,985,896, which is convertible into 902,680 shares of Common Stock at a
conversion rate of $2.20 per share and (v) a separately managed account held by
Atlas Master Fund, Ltd. ("AMF"), held 285,458 shares of Common Stock and a Note
in the aggregate amount of $454,960, which is convertible into 206,800 shares of
Common Stock at a conversion rate of $2.20 per share. The Notes permit the
Issuer, at its option, to pay interest in cash or Common Stock. Visium Asset
Management, LP, a Delaware limited partnership, manages VBF, VLBF, VBOF and
VLBOF. Visium Asset Management, LP also served as a sub-advisor of AMF with
respect to the separately managed account (VBF, VLBF, VBOF, VLBOF and AMF,
collectively, the "Investors"). Visium Capital Management, LLC, a Delaware
limited liability company, is the General Partner of VBF and VLBF. Jacob
Gottlieb is the principal of Visium Asset Management, LP and sole managing
member of Visium Capital Management, LLC and has voting and investment power
over the securities held by the Investors as reported in this Schedule 13G, as
amended. Thus, as of June 3, 2008, for purposes of Reg.Section 240.13d-3, the
Investors, Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb in the aggregate beneficially own 11.4% of the shares of Common Stock.
Each of Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb disclaims beneficial ownership of the securities of the Issuer held by
the Investors, except to the extent of such person's pecuniary interest in the
Investors, if any. Each of the Investors disclaims beneficial ownership of the
securities of the Issuer held by the other Investors, except to the extent of
such Investor's pecuniary interest in the Investors, if any. The filing of this
Schedule 13G, as amended, shall not be deemed an admission that any person is,
for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise,
the beneficial owner of any equity securities covered by or described in this
Schedule (as amended).
CUSIP No. 989513205
--------- ----------------------------------------------------------------------
1 NAME OF REPORTING PERSON: Visium Long Bias Fund, LP
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
--------- ----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
--------- ----------------------------------------------------------------------
3 SEC USE ONLY
--------- ----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------- ----------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0 shares of Common Stock. *
SHARES ---- --------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 567,078 shares of Common Stock. *
OWNED BY ---- --------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0 shares of Common Stock. *
REPORTING ---- --------------------------------------------------------------
PERSON 8 SHARES DISPOSITIVE POWER: 567,078 shares of Common Stock. *
--------- ----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
567,078 shares of Common Stock. *
--------- ----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |
--------- ----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.8% *
--------- ----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
PN
--------- ----------------------------------------------------------------------
*Based on 67,807,778 shares of the common stock, $0.001 par value per share (the
"Common Stock"), outstanding of Zila, Inc., a Delaware corporation (the
"Issuer") as of June 3, 2008, as reported in the Issuer's (1) Quarterly Report
on Form 10Q, as filed with the Securities and Exchange Commission on March 11,
2008, as 62,097,174 Common Stock of the Issuer issued and outstanding as of
March 1, 2008, (2) Current Report on Form 8-K, as filed with the Securities and
Exchange Commission on May 2, 2008, which reported an issuance of 1,084,009
Common Stock of the Issuer on April 30, 2008, and (3) Current Report on Form
8-K, as filed with the Securities and Exchange Commission on June 6, 2008, which
reported an issuance of 4,626,595 Common Stock of the Issuer upon entry into a
Registration Rights Agreement, under which the Issuer agreed to file a resale
registration statement covering the Second Amendment Agreement with certain of
its investors. As of June 3, 2008, (i) Visium Balanced Fund, LP, a Delaware
limited partnership ("VBF"), held 1,067,616 shares of Common Stock and a 7%
Second Amended and Restated Senior Secured Convertible Note ("Note"), in the
aggregate principal amount of $1,701,546, which is convertible into 773,430
shares of Common Stock at a conversion rate of $2.20 per share, (ii) Visium Long
Bias Fund, LP, a Delaware limited partnership ("VLBF"), held 328,845 shares of
Common Stock and a Note in the aggregate principal amount of $524,113, which is
convertible into 238,233 shares of Common Stock at a conversion rate of $2.20
per share, (iii) Visium Balanced Offshore Fund, Ltd., a Cayman Islands exempted
company ("VBOF"), held 1,777,840 shares of Common Stock and a Note in the
aggregate principal amount of $2,833,486, which is convertible into 1,287,948
|
shares of Common Stock at a conversion rate of $2.20 per share, (iv) Visium Long
Bias Offshore Fund, Ltd., A Cayman Islands exempted company ("VLBOF"), held
1,246,029 shares of Common stock and a Note in the aggregate principal amount of
$1,985,896, which is convertible into 902,680 shares of Common Stock at a
conversion rate of $2.20 per share and (v) a separately managed account held by
Atlas Master Fund, Ltd. ("AMF"), held 285,458 shares of Common Stock and a Note
in the aggregate amount of $454,960, which is convertible into 206,800 shares of
Common Stock at a conversion rate of $2.20 per share. The Notes permit the
Issuer, at its option, to pay interest in cash or Common Stock. Visium Asset
Management, LP, a Delaware limited partnership, manages VBF, VLBF, VBOF and
VLBOF. Visium Asset Management, LP also served as a sub-advisor of AMF with
respect to the separately managed account (VBF, VLBF, VBOF, VLBOF and AMF,
collectively, the "Investors"). Visium Capital Management, LLC, a Delaware
limited liability company, is the General Partner of VBF and VLBF. Jacob
Gottlieb is the principal of Visium Asset Management, LP and sole managing
member of Visium Capital Management, LLC and has voting and investment power
over the securities held by the Investors as reported in this Schedule 13G, as
amended. Thus, as of June 3, 2008, for purposes of Reg.Section 240.13d-3, the
Investors, Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb in the aggregate beneficially own 11.4% of the shares of Common Stock.
Each of Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb disclaims beneficial ownership of the securities of the Issuer held by
the Investors, except to the extent of such person's pecuniary interest in the
Investors, if any. Each of the Investors disclaims beneficial ownership of the
securities of the Issuer held by the other Investors, except to the extent of
such Investor's pecuniary interest in the Investors, if any. The filing of this
Schedule 13G, as amended, shall not be deemed an admission that any person is,
for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise,
the beneficial owner of any equity securities covered by or described in this
Schedule (as amended).
CUSIP No. 989513205
---------- ---------------------------------------------------------------------
1 NAME OF REPORTING PERSON: Visium Balanced Offshore Fund, Ltd.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------- ---------- ------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0 shares of Common Stock. *
SHARES ---- --------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 3,065,788 shares of Common Stock. *
OWNED BY ---- --------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0 shares of Common Stock. *
REPORTING ---- --------------------------------------------------------------
PERSON 8 SHARES DISPOSITIVE POWER: 3,065,788 shares of Common Stock. *
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,065,788 shares of Common Stock. *
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.4% *
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
OO
---------- ---------------------------------------------------------------------
*Based on 67,807,778 shares of the common stock, $0.001 par value per share (the
"Common Stock"), outstanding of Zila, Inc., a Delaware corporation (the
"Issuer") as of June 3, 2008, as reported in the Issuer's (1) Quarterly Report
on Form 10Q, as filed with the Securities and Exchange Commission on March 11,
2008, as 62,097,174 Common Stock of the Issuer issued and outstanding as of
March 1, 2008, (2) Current Report on Form 8-K, as filed with the Securities and
Exchange Commission on May 2, 2008, which reported an issuance of 1,084,009
Common Stock of the Issuer on April 30, 2008, and (3) Current Report on Form
8-K, as filed with the Securities and Exchange Commission on June 6, 2008, which
reported an issuance of 4,626,595 Common Stock of the Issuer upon entry into a
Registration Rights Agreement, under which the Issuer agreed to file a resale
registration statement covering the Second Amendment Agreement with certain of
its investors. As of June 3, 2008, (i) Visium Balanced Fund, LP, a Delaware
limited partnership ("VBF"), held 1,067,616 shares of Common Stock and a 7%
Second Amended and Restated Senior Secured Convertible Note ("Note"), in the
aggregate principal amount of $1,701,546, which is convertible into 773,430
shares of Common Stock at a conversion rate of $2.20 per share, (ii) Visium Long
Bias Fund, LP, a Delaware limited partnership ("VLBF"), held 328,845 shares of
Common Stock and a Note in the aggregate principal amount of $524,113, which is
convertible into 238,233 shares of Common Stock at a conversion rate of $2.20
per share, (iii) Visium Balanced Offshore Fund, Ltd., a Cayman Islands exempted
company ("VBOF"), held 1,777,840 shares of Common Stock and a Note in the
aggregate principal amount of $2,833,486, which is convertible into 1,287,948
|
shares of Common Stock at a conversion rate of $2.20 per share, (iv) Visium Long
Bias Offshore Fund, Ltd., A Cayman Islands exempted company ("VLBOF"), held
1,246,029 shares of Common stock and a Note in the aggregate principal amount of
$1,985,896, which is convertible into 902,680 shares of Common Stock at a
conversion rate of $2.20 per share and (v) a separately managed account held by
Atlas Master Fund, Ltd. ("AMF"), held 285,458 shares of Common Stock and a Note
in the aggregate amount of $454,960, which is convertible into 206,800 shares of
Common Stock at a conversion rate of $2.20 per share. The Notes permit the
Issuer, at its option, to pay interest in cash or Common Stock. Visium Asset
Management, LP, a Delaware limited partnership, manages VBF, VLBF, VBOF and
VLBOF. Visium Asset Management, LP also served as a sub-advisor of AMF with
respect to the separately managed account (VBF, VLBF, VBOF, VLBOF and AMF,
collectively, the "Investors"). Visium Capital Management, LLC, a Delaware
limited liability company, is the General Partner of VBF and VLBF. Jacob
Gottlieb is the principal of Visium Asset Management, LP and sole managing
member of Visium Capital Management, LLC and has voting and investment power
over the securities held by the Investors as reported in this Schedule 13G, as
amended. Thus, as of June 3, 2008, for purposes of Reg.Section 240.13d-3, the
Investors, Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb in the aggregate beneficially own 11.4% of the shares of Common Stock.
Each of Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb disclaims beneficial ownership of the securities of the Issuer held by
the Investors, except to the extent of such person's pecuniary interest in the
Investors, if any. Each of the Investors disclaims beneficial ownership of the
securities of the Issuer held by the other Investors, except to the extent of
such Investor's pecuniary interest in the Investors, if any. The filing of this
Schedule 13G, as amended, shall not be deemed an admission that any person is,
for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise,
the beneficial owner of any equity securities covered by or described in this
Schedule (as amended).
CUSIP No. 989513205
--------- ----------------------------------------------------------------------
1 NAME OF REPORTING PERSON: Visium Long Bias Offshore Fund, Ltd.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
--------- ----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
--------- ----------------------------------------------------------------------
3 SEC USE ONLY
--------- ----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
--------- ----------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0 shares of Common Stock. *
SHARES ---- --------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 2,148,709 shares of Common Stock. *
OWNED BY ---- --------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0 shares of Common Stock. *
REPORTING ---- --------------------------------------------------------------
PERSON 8 SHARES DISPOSITIVE POWER: 2,148,709 shares of Common Stock. *
--------- ----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,148,709 shares of Common Stock. *
--------- ----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |
--------- ----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.1% *
--------- ----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
OO
--------- ----------------------------------------------------------------------
*Based on 67,807,778 shares of the common stock, $0.001 par value per share (the
"Common Stock"), outstanding of Zila, Inc., a Delaware corporation (the
"Issuer") as of June 3, 2008, as reported in the Issuer's (1) Quarterly Report
on Form 10Q, as filed with the Securities and Exchange Commission on March 11,
2008, as 62,097,174 Common Stock of the Issuer issued and outstanding as of
March 1, 2008, (2) Current Report on Form 8-K, as filed with the Securities and
Exchange Commission on May 2, 2008, which reported an issuance of 1,084,009
Common Stock of the Issuer on April 30, 2008, and (3) Current Report on Form
8-K, as filed with the Securities and Exchange Commission on June 6, 2008, which
reported an issuance of 4,626,595 Common Stock of the Issuer upon entry into a
Registration Rights Agreement, under which the Issuer agreed to file a resale
registration statement covering the Second Amendment Agreement with certain of
its investors. As of June 3, 2008, (i) Visium Balanced Fund, LP, a Delaware
limited partnership ("VBF"), held 1,067,616 shares of Common Stock and a 7%
Second Amended and Restated Senior Secured Convertible Note ("Note"), in the
aggregate principal amount of $1,701,546, which is convertible into 773,430
shares of Common Stock at a conversion rate of $2.20 per share, (ii) Visium Long
Bias Fund, LP, a Delaware limited partnership ("VLBF"), held 328,845 shares of
Common Stock and a Note in the aggregate principal amount of $524,113, which is
convertible into 238,233 shares of Common Stock at a conversion rate of $2.20
per share, (iii) Visium Balanced Offshore Fund, Ltd., a Cayman Islands exempted
company ("VBOF"), held 1,777,840 shares of Common Stock and a Note in the
aggregate principal amount of $2,833,486, which is convertible into 1,287,948
|
shares of Common Stock at a conversion rate of $2.20 per share, (iv) Visium Long
Bias Offshore Fund, Ltd., A Cayman Islands exempted company ("VLBOF"), held
1,246,029 shares of Common stock and a Note in the aggregate principal amount of
$1,985,896, which is convertible into 902,680 shares of Common Stock at a
conversion rate of $2.20 per share and (v) a separately managed account held by
Atlas Master Fund, Ltd. ("AMF"), held 285,458 shares of Common Stock and a Note
in the aggregate amount of $454,960, which is convertible into 206,800 shares of
Common Stock at a conversion rate of $2.20 per share. The Notes permit the
Issuer, at its option, to pay interest in cash or Common Stock. Visium Asset
Management, LP, a Delaware limited partnership, manages VBF, VLBF, VBOF and
VLBOF. Visium Asset Management, LP also served as a sub-advisor of AMF with
respect to the separately managed account (VBF, VLBF, VBOF, VLBOF and AMF,
collectively, the "Investors"). Visium Capital Management, LLC, a Delaware
limited liability company, is the General Partner of VBF and VLBF. Jacob
Gottlieb is the principal of Visium Asset Management, LP and sole managing
member of Visium Capital Management, LLC and has voting and investment power
over the securities held by the Investors as reported in this Schedule 13G, as
amended. Thus, as of June 3, 2008, for purposes of Reg.Section 240.13d-3, the
Investors, Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb in the aggregate beneficially own 11.4% of the shares of Common Stock.
Each of Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb disclaims beneficial ownership of the securities of the Issuer held by
the Investors, except to the extent of such person's pecuniary interest in the
Investors, if any. Each of the Investors disclaims beneficial ownership of the
securities of the Issuer held by the other Investors, except to the extent of
such Investor's pecuniary interest in the Investors, if any. The filing of this
Schedule 13G, as amended, shall not be deemed an admission that any person is,
for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise,
the beneficial owner of any equity securities covered by or described in this
Schedule (as amended).
CUSIP No. 989513205
--------- ----------------------------------------------------------------------
1 NAME OF REPORTING PERSON: Visium Asset Management, LP
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
--------- ----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
--------- ----------------------------------------------------------------------
3 SEC USE ONLY
--------- ----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------- ----------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0 shares of Common Stock. *
SHARES ---- --------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 8,114,879 shares of Common Stock. *
OWNED BY ---- --------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0 shares of Common Stock. *
REPORTING ---- --------------------------------------------------------------
PERSON 8 SHARES DISPOSITIVE POWER: 8,114,879 shares of Common Stock. *
--------- ----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,114,879 shares of Common Stock. *
--------- ----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |
--------- ----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.4% *
--------- ----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
OO
--------- ----------------------------------------------------------------------
*Based on 67,807,778 shares of the common stock, $0.001 par value per share (the
"Common Stock"), outstanding of Zila, Inc., a Delaware corporation (the
"Issuer") as of June 3, 2008, as reported in the Issuer's (1) Quarterly Report
on Form 10Q, as filed with the Securities and Exchange Commission on March 11,
2008, as 62,097,174 Common Stock of the Issuer issued and outstanding as of
March 1, 2008, (2) Current Report on Form 8-K, as filed with the Securities and
Exchange Commission on May 2, 2008, which reported an issuance of 1,084,009
Common Stock of the Issuer on April 30, 2008, and (3) Current Report on Form
8-K, as filed with the Securities and Exchange Commission on June 6, 2008, which
reported an issuance of 4,626,595 Common Stock of the Issuer upon entry into a
Registration Rights Agreement, under which the Issuer agreed to file a resale
registration statement covering the Second Amendment Agreement with certain of
its investors. As of June 3, 2008, (i) Visium Balanced Fund, LP, a Delaware
limited partnership ("VBF"), held 1,067,616 shares of Common Stock and a 7%
Second Amended and Restated Senior Secured Convertible Note ("Note"), in the
aggregate principal amount of $1,701,546, which is convertible into 773,430
shares of Common Stock at a conversion rate of $2.20 per share, (ii) Visium Long
Bias Fund, LP, a Delaware limited partnership ("VLBF"), held 328,845 shares of
Common Stock and a Note in the aggregate principal amount of $524,113, which is
convertible into 238,233 shares of Common Stock at a conversion rate of $2.20
per share, (iii) Visium Balanced Offshore Fund, Ltd., a Cayman Islands exempted
company ("VBOF"), held 1,777,840 shares of Common Stock and a Note in the
aggregate principal amount of $2,833,486, which is convertible into 1,287,948
|
shares of Common Stock at a conversion rate of $2.20 per share, (iv) Visium Long
Bias Offshore Fund, Ltd., A Cayman Islands exempted company ("VLBOF"), held
1,246,029 shares of Common stock and a Note in the aggregate principal amount of
$1,985,896, which is convertible into 902,680 shares of Common Stock at a
conversion rate of $2.20 per share and (v) a separately managed account held by
Atlas Master Fund, Ltd. ("AMF"), held 285,458 shares of Common Stock and a Note
in the aggregate amount of $454,960, which is convertible into 206,800 shares of
Common Stock at a conversion rate of $2.20 per share. The Notes permit the
Issuer, at its option, to pay interest in cash or Common Stock. Visium Asset
Management, LP, a Delaware limited partnership, manages VBF, VLBF, VBOF and
VLBOF. Visium Asset Management, LP also served as a sub-advisor of AMF with
respect to the separately managed account (VBF, VLBF, VBOF, VLBOF and AMF,
collectively, the "Investors"). Visium Capital Management, LLC, a Delaware
limited liability company, is the General Partner of VBF and VLBF. Jacob
Gottlieb is the principal of Visium Asset Management, LP and sole managing
member of Visium Capital Management, LLC and has voting and investment power
over the securities held by the Investors as reported in this Schedule 13G, as
amended. Thus, as of June 3, 2008, for purposes of Reg.Section 240.13d-3, the
Investors, Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb in the aggregate beneficially own 11.4% of the shares of Common Stock.
Each of Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb disclaims beneficial ownership of the securities of the Issuer held by
the Investors, except to the extent of such person's pecuniary interest in the
Investors, if any. Each of the Investors disclaims beneficial ownership of the
securities of the Issuer held by the other Investors, except to the extent of
such Investor's pecuniary interest in the Investors, if any. The filing of this
Schedule 13G, as amended, shall not be deemed an admission that any person is,
for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise,
the beneficial owner of any equity securities covered by or described in this
Schedule (as amended).
CUSIP No. 989513205
--------- ----------------------------------------------------------------------
1 NAME OF REPORTING PERSON: Visium Capital Management, LLC
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
--------- ----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
--------- ----------------------------------------------------------------------
3 SEC USE ONLY
--------- ----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------- ----------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0 shares of Common Stock. *
SHARES ---- --------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 2,408,124 shares of Common Stock. *
OWNED BY ---- --------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0 shares of Common Stock. *
REPORTING ---- --------------------------------------------------------------
PERSON 8 SHARES DISPOSITIVE POWER: 2,408,124 shares of Common Stock. *
--------- ----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,408,124 shares of Common Stock. *
--------- ----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |
--------- ----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.5% *
--------- ----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
OO
--------- ----------------------------------------------------------------------
*Based on 67,807,778 shares of the common stock, $0.001 par value per share (the
"Common Stock"), outstanding of Zila, Inc., a Delaware corporation (the
"Issuer") as of June 3, 2008, as reported in the Issuer's (1) Quarterly Report
on Form 10Q, as filed with the Securities and Exchange Commission on March 11,
2008, as 62,097,174 Common Stock of the Issuer issued and outstanding as of
March 1, 2008, (2) Current Report on Form 8-K, as filed with the Securities and
Exchange Commission on May 2, 2008, which reported an issuance of 1,084,009
Common Stock of the Issuer on April 30, 2008, and (3) Current Report on Form
8-K, as filed with the Securities and Exchange Commission on June 6, 2008, which
reported an issuance of 4,626,595 Common Stock of the Issuer upon entry into a
Registration Rights Agreement, under which the Issuer agreed to file a resale
registration statement covering the Second Amendment Agreement with certain of
its investors. As of June 3, 2008, (i) Visium Balanced Fund, LP, a Delaware
limited partnership ("VBF"), held 1,067,616 shares of Common Stock and a 7%
Second Amended and Restated Senior Secured Convertible Note ("Note"), in the
aggregate principal amount of $1,701,546, which is convertible into 773,430
shares of Common Stock at a conversion rate of $2.20 per share, (ii) Visium Long
Bias Fund, LP, a Delaware limited partnership ("VLBF"), held 328,845 shares of
Common Stock and a Note in the aggregate principal amount of $524,113, which is
convertible into 238,233 shares of Common Stock at a conversion rate of $2.20
per share, (iii) Visium Balanced Offshore Fund, Ltd., a Cayman Islands exempted
company ("VBOF"), held 1,777,840 shares of Common Stock and a Note in the
aggregate principal amount of $2,833,486, which is convertible into 1,287,948
|
shares of Common Stock at a conversion rate of $2.20 per share, (iv) Visium Long
Bias Offshore Fund, Ltd., A Cayman Islands exempted company ("VLBOF"), held
1,246,029 shares of Common stock and a Note in the aggregate principal amount of
$1,985,896, which is convertible into 902,680 shares of Common Stock at a
conversion rate of $2.20 per share and (v) a separately managed account held by
Atlas Master Fund, Ltd. ("AMF"), held 285,458 shares of Common Stock and a Note
in the aggregate amount of $454,960, which is convertible into 206,800 shares of
Common Stock at a conversion rate of $2.20 per share. The Notes permit the
Issuer, at its option, to pay interest in cash or Common Stock. Visium Asset
Management, LP, a Delaware limited partnership, manages VBF, VLBF, VBOF and
VLBOF. Visium Asset Management, LP also served as a sub-advisor of AMF with
respect to the separately managed account (VBF, VLBF, VBOF, VLBOF and AMF,
collectively, the "Investors"). Visium Capital Management, LLC, a Delaware
limited liability company, is the General Partner of VBF and VLBF. Jacob
Gottlieb is the principal of Visium Asset Management, LP and sole managing
member of Visium Capital Management, LLC and has voting and investment power
over the securities held by the Investors as reported in this Schedule 13G, as
amended. Thus, as of June 3, 2008, for purposes of Reg.Section 240.13d-3, the
Investors, Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb in the aggregate beneficially own 11.4% of the shares of Common Stock.
Each of Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb disclaims beneficial ownership of the securities of the Issuer held by
the Investors, except to the extent of such person's pecuniary interest in the
Investors, if any. Each of the Investors disclaims beneficial ownership of the
securities of the Issuer held by the other Investors, except to the extent of
such Investor's pecuniary interest in the Investors, if any. The filing of this
Schedule 13G, as amended, shall not be deemed an admission that any person is,
for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise,
the beneficial owner of any equity securities covered by or described in this
Schedule (as amended).
CUSIP No. 989513205
---------- ---------------------------------------------------------------------
1 NAME OF REPORTING PERSON: Jacob Gottlieb
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
-------------------- ---------- ------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0 shares of Common Stock. *
SHARES ---- --------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 8,114,879 shares of Common Stock. *
OWNED BY ---- --------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0 shares of Common Stock. *
REPORTING ---- --------------------------------------------------------------
PERSON 8 SHARES DISPOSITIVE POWER: 8,114,879 shares of Common Stock. *
--------- ----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,114,879 shares of Common Stock. *
--------- ----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| |
--------- ----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.4% *
--------- ----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
--------- ----------------------------------------------------------------------
*Based on 67,807,778 shares of the common stock, $0.001 par value per share (the
"Common Stock"), outstanding of Zila, Inc., a Delaware corporation (the
"Issuer") as of June 3, 2008, as reported in the Issuer's (1) Quarterly Report
on Form 10Q, as filed with the Securities and Exchange Commission on March 11,
2008, as 62,097,174 Common Stock of the Issuer issued and outstanding as of
March 1, 2008, (2) Current Report on Form 8-K, as filed with the Securities and
Exchange Commission on May 2, 2008, which reported an issuance of 1,084,009
Common Stock of the Issuer on April 30, 2008, and (3) Current Report on Form
8-K, as filed with the Securities and Exchange Commission on June 6, 2008, which
reported an issuance of 4,626,595 Common Stock of the Issuer upon entry into a
Registration Rights Agreement, under which the Issuer agreed to file a resale
registration statement covering the Second Amendment Agreement with certain of
its investors. As of June 3, 2008, (i) Visium Balanced Fund, LP, a Delaware
limited partnership ("VBF"), held 1,067,616 shares of Common Stock and a 7%
Second Amended and Restated Senior Secured Convertible Note ("Note"), in the
aggregate principal amount of $1,701,546, which is convertible into 773,430
shares of Common Stock at a conversion rate of $2.20 per share, (ii) Visium Long
Bias Fund, LP, a Delaware limited partnership ("VLBF"), held 328,845 shares of
Common Stock and a Note in the aggregate principal amount of $524,113, which is
convertible into 238,233 shares of Common Stock at a conversion rate of $2.20
per share, (iii) Visium Balanced Offshore Fund, Ltd., a Cayman Islands exempted
company ("VBOF"), held 1,777,840 shares of Common Stock and a Note in the
aggregate principal amount of $2,833,486, which is convertible into 1,287,948
|
shares of Common Stock at a conversion rate of $2.20 per share, (iv) Visium Long
Bias Offshore Fund, Ltd., A Cayman Islands exempted company ("VLBOF"), held
1,246,029 shares of Common stock and a Note in the aggregate principal amount of
$1,985,896, which is convertible into 902,680 shares of Common Stock at a
conversion rate of $2.20 per share and (v) a separately managed account held by
Atlas Master Fund, Ltd. ("AMF"), held 285,458 shares of Common Stock and a Note
in the aggregate amount of $454,960, which is convertible into 206,800 shares of
Common Stock at a conversion rate of $2.20 per share. The Notes permit the
Issuer, at its option, to pay interest in cash or Common Stock. Visium Asset
Management, LP, a Delaware limited partnership, manages VBF, VLBF, VBOF and
VLBOF. Visium Asset Management, LP also served as a sub-advisor of AMF with
respect to the separately managed account (VBF, VLBF, VBOF, VLBOF and AMF,
collectively, the "Investors"). Visium Capital Management, LLC, a Delaware
limited liability company, is the General Partner of VBF and VLBF. Jacob
Gottlieb is the principal of Visium Asset Management, LP and sole managing
member of Visium Capital Management, LLC and has voting and investment power
over the securities held by the Investors as reported in this Schedule 13G, as
amended. Thus, as of June 3, 2008, for purposes of Reg.Section 240.13d-3, the
Investors, Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb in the aggregate beneficially own 11.4% of the shares of Common Stock.
Each of Visium Asset Management, LP, Visium Capital Management, LLC and Jacob
Gottlieb disclaims beneficial ownership of the securities of the Issuer held by
the Investors, except to the extent of such person's pecuniary interest in the
Investors, if any. Each of the Investors disclaims beneficial ownership of the
securities of the Issuer held by the other Investors, except to the extent of
such Investor's pecuniary interest in the Investors, if any. The filing of this
Schedule 13G, as amended, shall not be deemed an admission that any person is,
for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise,
the beneficial owner of any equity securities covered by or described in this
Schedule (as amended).
CUSIP No. 989513205
Item 1(a). Name of Issuer: Zila, Inc. (the "Issuer")
Item 1(b). Address of Issuer's Principal Executive Offices:
5227 North 7th Street
PHOENIX, AZ 85014
Item 2(a)-(c).
This Schedule 13G is filed on behalf of:
(1) Visium Balanced Fund, LP, a Delaware limited partnership ("VBF"),
with its principal business office at c/o Visium Asset
Management, LP, 950 Third Avenue, New York, NY 10022;
(2) Visium Long Bias Fund, LP, a Delaware limited partnership
("VLBF"), with its principal business office at c/o Visium Asset
Management, LP, 950 Third Avenue, New York, NY 10022;
(3) Visium Balanced Offshore Fund, Ltd., a Cayman Islands exempted
company ("VBOF"), with its principal business office at c/o
Morgan Stanley Fund Services (Cayman) Limited, P.O. Box 2681GT,
Century yard, 4th Floor, Cricket Square, Hutchins Drive, Grand
Cayman, Cayman Islands, British West Indies;
(4) Visium Long Bias Offshore Fund, Ltd, a Cayman Islands exempted
company ("VLBOF"), with its principal business office at c/o
Morgan Stanley Fund Services (Cayman) Limited, P.O. Box 2681GT,
Century yard, 4th Floor, Cricket Square, Hutchins Drive, Grand
Cayman, Cayman Islands, British West Indies;
(5) Visium Asset Management, LP, a Delaware limited partnership
("VAM"), with its principal business office at c/o Visium Asset
Management, LP, 950 Third Avenue, New York, NY 10022;
(6) Visium Capital Management, LLC, a Delaware limited liability
company ("VCM"), with its principal business office at c/o Visium
Asset Management, LP, 950 Third Avenue, New York, NY 10022; and
(7) Jacob Gottlieb.
VAM is the investment manager to VBF, VLBF, VBOF, VLBOF and a separately managed
account held by Atlas Master Fund, Ltd. ("AMF") (VBF, VLBF, VBOF, VLBOF and AMF,
collectively, the "Investors"). VCM is the General Partner of VBF and VLB. Jacob
Gottlieb is the principal of VAM and sole managing member of VCM and has voting
and investment power over the securities owned by the Investors as reported in
this Schedule 13G, as amended. Each of VAM, VCM and Jacob Gottlieb disclaims
beneficial ownership of the securities of the Issuer held by the Investors,
except to the extent of such person's pecuniary interest in the Investors, if
any. Each of the Investors disclaims beneficial ownership of the securities of
the Issuer held by the other Investors, except to the extent of such Investor's
pecuniary interest in the Investors, if any. The filing of this Schedule 13G, as
amended, shall not be deemed an admission that any person is, for purposes of
|
Section 13 of the Securities Exchange Act of 1934 or otherwise, the beneficial
owner of any equity securities covered by or described in this Schedule (as
amended).
Item 2(d). Title of Class of Securities:
Common Stock, $0.001 per share ("Common Stock")
Item 2(e). CUSIP Number:
989513205
Item 3. Not Applicable
Item 4. Ownership:
VBF
(a) Amount Beneficially Owned:
1,841,046 shares of Common Stock, which consist of: 1,067,616
shares of Common Stock and a 7% Second Amended and Restated
Senior Secured Convertible Note ("Note"), in the aggregate
principal amount of $1,701,546, which is convertible into 773,430
shares of Common Stock at a conversion rate of $2.20 per share.
The Note permits the Issuer, at its option, to pay interest in
cash or Common Stock.
(b) Percent of Class: 2.7%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0 shares of Common
Stock.*
(ii) shared power to vote or to direct the vote: 1,841,046 shares
of Common Stock. *
(iii) sole power to dispose or to direct the disposition of: 0
shares of Common Stock. *
(iv) shared power to dispose or to direct the disposition of:
1,841,046 shares of Common Stock. *
VLBF
(a) Amount Beneficially Owned:
567,078 shares of Common Stock, which consist of: 328,845 shares
of Common Stock and a Note in the aggregate principal amount of
$524,113, which is convertible into 238,233 shares of Common
Stock at a conversion rate of $2.20 per share. The Note permits
the Issuer, at its option, to pay interest in cash or Common
Stock.
(b) Percent of Class: 0.8%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0 shares of Common
Stock.*
(ii) shared power to vote or to direct the vote: 567,078 shares of
Common Stock. *
(iii) sole power to dispose or to direct the disposition of: 0
shares of Common Stock. *
(iv) shared power to dispose or to direct the disposition of:
567,078 shares of Common Stock. *
VBOF
(a) Amount Beneficially Owned:
3,065,788 shares of Common Stock, which consist of: 1,777,840
shares of Common Stock and a Note in the aggregate principal
amount of $2,833,486, which is convertible into 1,287,948 shares
of Common Stock at a conversion rate of $2.20 per share. The Note
permits the Issuer, at its option, to pay interest in cash or
Common Stock.
(b) Percent of Class: 4.4%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0 shares of Common
Stock.*
(ii) shared power to vote or to direct the vote: 3,065,788 shares
of Common Stock. *
(iii) sole power to dispose or to direct the disposition of: 0
shares of Common Stock. *
(iv) shared power to dispose or to direct the disposition of:
3,065,788 shares of Common Stock. *
VLBOF
(a) Amount Beneficially Owned:
2,148,709 shares of Common Stock, which consist of: 1,246,029
shares of Common stock and a Note in the aggregate principal
amount of $1,985,896, which is convertible into 902,680 shares of
Common Stock at a conversion rate of $2.20 per share. The Note
permits the Issuer, at its option, to pay interest in cash or
Common Stock.
(b) Percent of Class: 3.1%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0 shares of Common
Stock.*
(ii) shared power to vote or to direct the vote: 2,148,709 shares
of Common Stock. *
(iii) sole power to dispose or to direct the disposition of: 0
shares of Common Stock. *
(iv) shared power to dispose or to direct the disposition of:
2,148,709 shares of Common Stock. *
VAM
(a) Amount Beneficially Owned:
By virtue of its position as investment advisor to each of VBF,
VLBF, VBOF, VLBOF and its former position as a sub-advisor to a
separately managed account held by AMF, VAM may be deemed to
beneficially own 8,114,879 shares of Common Stock beneficially
owned by the Investors.
(b) Percent of Class: 11.4%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0 shares of Common
Stock.*
(ii) shared power to vote or to direct the vote: 8,114,879 shares
of Common Stock. *
(iii) sole power to dispose or to direct the disposition of: 0
shares of Common Stock. *
(iv) shared power to dispose or to direct the disposition of:
8,114,879 shares of Common Stock. *
VCM
(a) Amount Beneficially Owned:
By virtue of its position as General Partner to each of VBF and
VLBF, VCM may be deemed to beneficially own the 2,408,124 shares
of Common Stock beneficially owned by VBF and VLBF.
(b) Percent of Class: 3.5%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0 shares of Common
Stock.*
(ii) shared power to vote or to direct the vote: 2,408,124 shares
of Common Stock. *
(iii) sole power to dispose or to direct the disposition of: 0
shares of Common Stock. *
(iv) shared power to dispose or to direct the disposition of:
2,408,124 shares of Common Stock. *
JACOB GOTTLIEB
(a) Amount Beneficially Owned:
By virtue of his position as General Partner of VAM and managing
member of VCM, Mr. Gottlieb may be deemed to beneficially own
8,114,879 shares of Common Stock beneficially owned by the
Investors.
(b) Percent of Class: 11.4%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0 shares of Common
Stock.*
(ii) shared power to vote or to direct the vote: 8,114,879 shares
of Common Stock. *
(iii) sole power to dispose or to direct the disposition of: 0
shares of Common Stock. *
(iv) shared power to dispose or to direct the disposition of:
8,114,879 shares of Common Stock. *
Item 5. Ownership of Five Percent or Less of a Class:
Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
Not applicable
Item 7. Identification and Classification of Subsidiary Which Acquired the
Securities: Not applicable
Item 8. Identification and Classification of Members of the Group:
Not applicable
Item 9. Notice of Dissolution of Group: Not applicable
Item 10. Certification:
By signing below, I certify to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
CUSIP No. 989513205
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: August 8, 2008
VISIUM ASSET MANAGEMENT, LP
By: /s/ Mark Gottlieb
-------------------------------------------------------
Mark Gottlieb
Authorized Signatory
VISIUM CAPITAL MANAGEMENT, LLC
By: /s/ Mark Gottlieb
-------------------------------------------------------
Mark Gottlieb
Authorized Signatory
VISIUM BALANCED FUND, LP
By: /s/ Mark Gottlieb
-------------------------------------------------------
Mark Gottlieb
Authorized Signatory of Visium Capital Management, LLC,
the general partner of Visium Balanced Fund, LP
VISIUM LONG BIAS FUND, LP
By: /s/ Mark Gottlieb
--------------------------------------------------------
Mark Gottlieb
Authorized Signatory of Visium Capital Management, LLC,
the general partner of Visium Balanced Fund, LP
VISIUM BALANCED OFFSHORE FUND, LTD.
By: /s/ Mark Gottlieb
-------------------------------------------------------
Mark Gottlieb
Authorized Signatory
VISIUM LONG BIAS OFFSHORE FUND, LTD.
By: /s/ Mark Gottlieb
-------------------------------------------------------
Mark Gottlieb
Authorized Signatory
JACOB GOTTLIEB
By: /s/ Mark Gottlieb
-------------------------------------------------------
Mark Gottlieb
Attorney-in-fact for Jacob Gottlieb
|
Zila (NASDAQ:ZILA)
Historical Stock Chart
From May 2024 to Jun 2024
Zila (NASDAQ:ZILA)
Historical Stock Chart
From Jun 2023 to Jun 2024