Statement of Changes in Beneficial Ownership (4)
January 03 2020 - 4:35PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Carter J Braxton II |
2. Issuer Name and Ticker or Trading Symbol
T-Mobile US, Inc.
[
TMUS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP & CFO |
(Last)
(First)
(Middle)
C/O T-MOBILE US, INC., 12920 SE 38TH STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/31/2019 |
(Street)
BELLEVUE, WA 98006
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/31/2019 | | A | | 174888 (1) | A | $0 | 474121 | D | |
Common Stock | 12/31/2019 | | F | | 68821 (2) | D | $78.42 | 405300 | D | |
Common Stock | 12/31/2019 | | F | | 34486 (3) | D | $78.42 | 370814 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents performance-based restricted stock units earned under the issuer's 2013 Omnibus Incentive Plan that vested on December 31, 2019 based on the Company's relative total shareholder return as of December 31, 2019, pursuant to executive's third amendment to his amended and restated employment agreement dated on November 15, 2019. |
(2) | Represents shares withheld for payment of taxes on vesting of performance-based restricted stock units; not an open market transaction. |
(3) | Represents shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Carter J Braxton II C/O T-MOBILE US, INC. 12920 SE 38TH STREET BELLEVUE, WA 98006 |
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| EVP & CFO |
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Signatures
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/s/ Frederick Williams, Attorney-in-Fact | | 1/3/2020 |
**Signature of Reporting Person | Date |
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