Amended Statement of Ownership (sc 13g/a)
February 14 2019 - 10:49AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment #7
Under the Securities and Exchange Act of 1934
Synaptics
Inc.
(Name of Issuer)
Common Stock
(Title of
Class of Securities)
87157D109
(CUSIP Number)
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
This Schedule is filed pursuant to Rule
13d-1(b)
The information required in the remainder of this cover page (except any items to which the form
provides a cross-reference) shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act.
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1)
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Name of
Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Ameriprise Financial, Inc.
IRS No. 13-3180631
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2)
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Check the Appropriate Box if a Member
of a Group
(a) ☐ (b) ☒*
* This filing describes the
reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.
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3)
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SEC Use Only
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4)
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Citizenship or Place of
Organization
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5)
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Sole Voting Power
0
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6)
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Shared Voting Power
4,439,480
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7)
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Sole Dispositive Power
0
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8)
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Shared Dispositive Power
4,556,275
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9)
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Aggregate Amount Beneficially Owned by Each Reporting Person
4,556,275
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10)
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Check if the Aggregate Amount in Row
(9) Excludes Certain Shares
Not Applicable
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11)
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Percent of Class Represented by Amount
In Row (9)
13.16%
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12)
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Type of Reporting Person
HC
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1)
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Name of
Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Columbia Management Investment Advisers, LLC
IRS No.
41-1533211
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2)
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Check the Appropriate Box if a Member
of a Group
(a) ☐ (b) ☒*
* This filing describes the
reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.
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3)
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SEC Use Only
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4)
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Citizenship or Place of
Organization
Minnesota
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5)
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Sole Voting Power
0
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6)
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Shared Voting Power
4,439,480
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7)
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Sole Dispositive Power
0
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8)
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Shared Dispositive Power
4,542,021
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9)
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Aggregate Amount Beneficially Owned by Each Reporting Person
4,542,021
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10)
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Check if the Aggregate Amount in Row
(9) Excludes Certain Shares
Not Applicable
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11)
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Percent of Class Represented by Amount
In Row (9)
13.12%
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12)
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Type of Reporting Person
IA
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1)
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Name of
Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Columbia Seligman Communications & Information Fund
IRS No.
13-3154449
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2)
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Check the Appropriate Box if a Member
of a Group
(a) ☐ (b) ☒*
* This filing describes the
reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.
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3)
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SEC Use Only
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4)
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Citizenship or Place of
Organization
Massachusetts
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5)
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Sole Voting Power
2,921,045
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6)
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Shared Voting Power
0
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7)
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Sole Dispositive Power
0
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8)
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Shared Dispositive Power
2,921,045
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9)
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Aggregate Amount Beneficially Owned by Each Reporting Person
2,921,045
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10)
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Check if the Aggregate Amount in Row
(9) Excludes Certain Shares
Not Applicable
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11)
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Percent of Class Represented by Amount
In Row (9)
8.44%
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12)
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Type of Reporting Person
IV
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1(a)
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Name of Issuer:
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Synaptics Inc.
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1(b)
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Address of Issuers Principal
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3120 Scott Blvd.
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Executive Offices:
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Santa Clara, CA 95054
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2(a)
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Name of Person Filing:
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(a) Ameriprise Financial, Inc. (AFI)
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(b) Columbia Management Investment
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Advisers, LLC (CMIA)
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(c) Columbia Seligman Communications & Information Fund
(Fund)
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2(b)
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Address of Principal Business Office:
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(a) Ameriprise Financial, Inc.
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145 Ameriprise Financial Center
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Minneapolis, MN 55474
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(b) 225 Franklin St.
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Boston, MA 02110
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(c) 225 Franklin St.
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Boston, MA 02110
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2(c)
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Citizenship:
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(a) Delaware
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(b) Minnesota
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(c) Massachusetts
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2(d)
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Title of Class of Securities:
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Common Stock
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2(e)
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Cusip Number:
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87157D109
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3
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Information if statement is filed pursuant to Rules
13d-1(b)
or
13d-2(b):
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(a) Ameriprise Financial, Inc.
A parent holding company in accordance with Rule
13d-1(b)(1)(ii)(G).
(Note: See Item 7)
(b) Columbia Management Investment Advisers, LLC
An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E).
(c) Columbia Seligman Communications & Information Fund
An investment company in accordance with Rule
13d-1(b)(1)(ii)(D).
4
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Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.
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CMIA and AFI do not directly own any shares of Common Stock of the issuer. As the investment adviser to the Fund and
various other unregistered and registered investment companies and other managed accounts, CMIA may be deemed to beneficially own the shares reported herein by the Fund. Accordingly, the shares reported herein by CMIA include those shares separately
reported herein by the Fund.
As the parent holding company of CMIA, AFI may be deemed to beneficially own the shares reported
herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.
Each of AFI and
CMIA, and the subsidiaries identified on the attached Exhibit I, disclaims beneficial ownership of any shares reported on this Schedule.
5
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Ownership of 5% or Less of a Class: Not Applicable
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6
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Ownership of more than 5% on Behalf of Another Person:
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To the knowledge of AFI, CMIA and the Fund, no other persons besides AFI, CMIA and the Fund and those persons for whose shares of common stock
CMIA and AFI report beneficial ownership have the right to receive or the power to direct the receipt of dividends from or the proceeds from the sale of the securities of the issuer reported herein. As of December 31, 2018, only the Fund owned
more than 5% of the class of securities reported herein.
Any remaining shares reported herein by CMIA are held by various other funds or
accounts managed by CMIA which each have the right to receive any dividends paid by the issuer and could terminate their respective investment advisory relationship with CMIA and then subsequently direct the use of proceeds from the sale of the
common stock owned by such fund or account. To CMIAs knowledge, none of these other funds or accounts own more than 5% of the outstanding shares of the issuer as December 31, 2018.
7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent
Holding Company:
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AFI: See Exhibit I
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Identification and Classification of Members of the Group:
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Not Applicable
9
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Notice of Dissolution of Group:
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Not Applicable
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course
of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such
purposes or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 14, 2019
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Ameriprise Financial, Inc.
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By:
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/s/ Amy K. Johnson
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Name:
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Amy K. Johnson
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Title:
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Senior Vice President and Chief Operating Officer-Asset Management
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Columbia Management Investment
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Advisers, LLC
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By:
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/s/ Amy K. Johnson
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Name:
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Amy K. Johnson
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Title:
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Managing Director and Global Head of Operations
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Columbia Seligman Communications & Information Fund
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By:
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/s/ Paul Goucher
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Name:
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Paul Goucher
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Title:
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Senior Vice President and
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Assistant Secretary
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Contact Information
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Mark D. Braley
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Vice President
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Head of Reporting and Data Management |
Global Operations and Investor Services
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Telephone: (617)
747-0663
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Exhibit Index
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Exhibit I
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Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
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Exhibit II
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Joint Filing Agreement
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