Amended Current Report Filing (8-k/a)
January 13 2020 - 4:31PM
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2019-11-06
2019-11-07
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K/A
(Amendment
No. 2)
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported): November 7, 2019
NortonLifeLock
Inc.
(Exact
Name of Registrant as Specified in Charter)
Delaware
|
|
000-17781
|
|
77-0181864
|
(State
or Other Jurisdiction of
Incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer Identification No.)
|
60
E. Rio Salado Parkway, Suite
1000, Tempe,
AZ
|
|
85281
|
(Address
of Principal Executive Offices)
|
|
(Zip
Code)
|
Registrant’s
Telephone Number, Including Area Code (650)
527-8000
(Former
name or former address, if
changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol
|
|
Name
of each exchange
on which registered
|
Common Stock, par value $0.01 per share
|
|
NLOK
|
|
The Nasdaq Stock Market LLC
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§
230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ¨
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Explanatory
Note
On November 7, 2019, NortonLifeLock Inc. (the "Company") filed a Current Report on Form 8-K to report, among other things, the appointment of Matthew Brown as the Company's interim Chief Financial Officer. On November 12, 2019, the Company filed an amendment to the aforementioned Form 8-K (Amendment No. 1) to disclose the details of Mr. Pilette's equity award, which was granted in connection with his appointment but was not determined at the time of the initial filing. The Company is filing this Form 8-K/A as an amendment (Amendment No. 2) to the aforementioned Form 8-K to disclose the details of Mr. Brown’s additional compensation, which was awarded in connection with his appointment but was not determined at the time of the previous filings.
Item
5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
On
January 10, 2020, the Compensation and Leadership Development Committee of the Board of Directors of the Company approved an additional
cash award for Matt Brown, interim Chief Financial Officer, of $25,000 for each month that Mr. Brown serves as interim Chief Financial
Officer from November 7, 2019, the date of Mr. Brown’s appointment. The cash award will be payable to Mr. Brown
in a lump sum upon the appointment of a permanent Chief Financial Officer.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
NortonLifeLock
Inc.
|
|
|
|
Date: January 13,
2020
|
By:
|
/s/
Scott C. Taylor
|
|
|
Scott
C. Taylor
Executive
Vice President, General Counsel and Secretary
|
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