Amended Statement of Ownership (sc 13g/a)
February 14 2020 - 6:19AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
§ 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO § 240.13d-2
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
STEIN MART,
INC.
(Name of Issuer)
Common Stock, $0.01 par value
(Title of Class of Securities)
858375-10-8
(CUSIP
Number)
January 30, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the
Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 858375-10-8
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Schedule 13G
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Page 1 of 4
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1
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NAMES OF
REPORTING PERSONS
Jay Meredith Stein 2019 Grantor Retained Annuity
Trust
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Florida
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
01
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
01
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
01
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
☐ (See
Instructions)
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0%
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12
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TYPE OF REPORTING PERSON (See
Instructions)
00
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FOOTNOTES
1.
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This Schedule 13G/A is filed by the Jay Meredith Stein 2019 Grantor Retained Annuity Trust (the
GRAT), which is administered by four (4) trustees, including Jay Stein, who is also the grantor, and three (3) additional independent trustees. A majority of the three (3) independent trustees has the power to vote, or direct the voting
of, the shares held by the GRAT. A majority of all four (4) trustees has the power to dispose of, or direct the disposition of, the shares held by the GRAT, and, additionally, Jay Stein, as grantor, may exercise a power of substitution and reacquire
the shares from the GRAT by substitution of other property of an equivalent value.
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CUSIP No. 858375-10-8
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Schedule 13G
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Page 2 of 4
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Item 1.
Stein Mart, Inc. (the Issuer)
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(b)
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Address of Issuers Principal Executive Offices
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1200 River Place Boulevard
Jacksonville, FL 32207
Item 2.
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(a)
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Name of Person Filing:
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Jay Meredith Stein 2019 Grantor Retained Annuity Trust (the Reporting Person)
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(b)
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Address of Principal Business Office or, if None, Residence:
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1200 River Place Boulevard, 10th Floor
Jacksonville, FL 32207
Florida
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(d)
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Title of Class of Securities:
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Common Stock, $0.01 par value
858375-10-8
Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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Not applicable.
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(a)
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Amount beneficially owned:
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This amendment to Schedule 13G is being filed on behalf of the Reporting Person to report that, as of January 30, 2020,
the Reporting Person does not beneficially own any shares of the Issuers Common Stock.
See Item 4(a) hereof.
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or to direct the vote: 0
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(ii)
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shared power to vote or to direct the vote: 0
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(iii)
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sole power to dispose or to direct the disposition of: 0
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(iv)
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shared power to dispose or to direct the disposition of: 0
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CUSIP No. 858375-10-8
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Schedule 13G
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Page 3 of 4
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following ☒.
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not applicable.
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company or Control Person.
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Not applicable.
Item 8.
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Identification and Classification of Members of the Group.
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Not applicable.
Item 9.
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Notice of Dissolution of Group.
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Not applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than
activities solely in connection with a nomination under § 240.14a-11.
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CUSIP No. 858375-10-8
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Schedule 13G
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Page 4 of 4
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
February 14, 2020
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Jay Meredith Stein 2019
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Grantor Retained Annuity Trust
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By:
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/s/ Jay Stein
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Name: Jay Stein, Trustee
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By:
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/s/ Mark J. Shorstein
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Name: Mark J. Shorstein, Trustee
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By:
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/s/ Benjamin I. Shorstein
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Name: Benjamin I. Shorstein, Trustee
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By:
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/s/ Nancy L. Campbell
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Name: Nancy L. Campbell, Trustee
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