Statement of Changes in Beneficial Ownership (4)
July 31 2019 - 4:10PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MURPHY JAMES J
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2. Issuer Name
and
Ticker or Trading Symbol
Seagate Technology plc
[
STX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP, Sales & Marketing
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(Last)
(First)
(Middle)
10200 S. DEANZA BOULEVARD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
7/29/2019
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(Street)
CUPERTINO, CA 95014
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares
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7/29/2019
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A
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20962
(1)
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A
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$0
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20962
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D
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Ordinary Shares
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7/29/2019
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A
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5816
(2)
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A
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$0
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26778
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D
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Ordinary Shares
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7/29/2019
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A
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5966
(3)
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A
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$0
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32744
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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On July 29, 2019, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 20,962 of the 83,850 Threshold Performance Share Units granted to Mr. Murphy on December 20, 2016. The 20,962 Ordinary Shares will vest on December 20, 2019, subject to continuous service though such date.
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(2)
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On July 29, 2019, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 5,816 of the 23,264 Threshold Performance Share Units granted to Mr. Murphy on September 11, 2017. The 5,816 Ordinary Shares will vest on September 11, 2019, subject to continuous service through such date.
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(3)
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On July 29, 2019, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 5,966 of the 23,862 Threshold Performance Share Units granted to Mr. Murphy on September 10, 2018. The 5,966 Ordinary Shares will vest on September 10, 2019, subject to continuous service through such date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MURPHY JAMES J
10200 S. DEANZA BOULEVARD
CUPERTINO, CA 95014
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EVP, Sales & Marketing
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Signatures
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/s/ Roshen Prasad Attorney-in-Fact for James J. Murphy
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7/31/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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