Initial Statement of Beneficial Ownership (3)
March 16 2020 - 6:40PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Belhumeur Kristi A |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/16/2020
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3. Issuer Name and Ticker or Trading Symbol
RED ROBIN GOURMET BURGERS INC [RRGB]
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(Last)
(First)
(Middle)
6312 S FIDDLERS GREEN CIRCLE, SUITE 200N |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Accounting Officer / |
(Street)
GREENWOOD VILLAGE, CO 80111
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1090 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Options (Right to Buy) | (2) | 10/3/2026 | Common Stock | 3901 | $45.52 | D | |
Employee Stock Options (Right to Buy) | (3) | 2/24/2027 | Common Stock | 1022 | $47.00 | D | |
Employee Stock Options (Right to Buy) | (4) | 3/15/2028 | Common Stock | 893 | $61.25 | D | |
Explanation of Responses: |
(1) | Includes 951 shares subject to vesting and forfeiture restrictions. |
(2) | On October 3, 2016, the reporting person was granted 7,802 stock options, of which 3,901 are still held by the reporting person. The option is fully vested. |
(3) | On February 24, 2017, the reporting person was granted 1,362 stock options, of which 1,022 are still held by the reporting person. One-fourth (1/4) of the options become exercisable on each of the first, second, third, and fourth anniversaries of the date of grant. |
(4) | On March 15, 2018, the reporting person was granted 893 stock options. One-fourth (1/4) of the options become exercisable on each of the first, second, third, and fourth anniversaries of the date of grant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Belhumeur Kristi A 6312 S FIDDLERS GREEN CIRCLE SUITE 200N GREENWOOD VILLAGE, CO 80111 |
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| Chief Accounting Officer |
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Signatures
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/s/ Kristi Belhumeur | | 3/16/2020 |
**Signature of Reporting Person | Date |
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