Current Report Filing (8-k)
October 07 2019 - 5:29PM
Edgar (US Regulatory)
United
States
Securities
and Exchange Commission
Washington,
D.C. 20549
FORM
8-K
Current
Report
Pursuant
to Section 13 or 15(d) of
The
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): October 3, 2019
RCI
HOSPITALITY HOLDINGS, INC.
(Exact
Name of Registrant as Specified in Its Charter)
Texas
|
|
001-13992
|
|
76-0458229
|
(State
or Other Jurisdiction
of
Incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
10737
Cutten Road
Houston,
Texas 77066
(Address
of Principal Executive Offices, Including Zip Code)
(281)
397-6730
(Issuer’s
Telephone Number, Including Area Code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
|
Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
|
|
|
[ ]
|
Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a -12)
|
|
|
[ ]
|
Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
|
|
|
[ ]
|
Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
|
Securities
registered pursuant to Section 12(b) of the Act:
Title of each class
|
|
Trading Symbol(s)
|
|
Name
of each exchange on which registered
|
Common stock, $0.01 par value
|
|
RICK
|
|
The Nasdaq Global Market
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
ITEM
8.01 OTHER EVENTS
As
previously disclosed, on May 17 and August 12, 2019, the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”)
notified us that we no longer met the periodic filing requirement for Nasdaq under Listing Rule 5250(c)(1) (the “Rule”).
On October 3, 2019, Nasdaq notified us that, based on the September 24, 2019 filing of our quarterly reports on Form 10-Q for
the quarters ended March 31, 2019 and June 30, 2019, it has determined that we have regained compliance with the Rule, and that
this matter is now closed with Nasdaq.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report on Form 8-K to be signed
on its behalf by the undersigned hereunto duly authorized.
|
RCI Hospitality
Holdings, INC.
|
|
|
|
Date: October
7, 2019
|
By:
|
/s/
Eric Langan
|
|
|
Eric Langan
|
|
|
President and Chief Executive Officer
|
RCI Hospitality (NASDAQ:RICK)
Historical Stock Chart
From Aug 2024 to Sep 2024
RCI Hospitality (NASDAQ:RICK)
Historical Stock Chart
From Sep 2023 to Sep 2024