Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
August 09 2019 - 4:20PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
SEC
FILE NUMBER:
001-13992
CUSIP
NUMBER:
74934Q108
(Check
One):
[ ] Form 10-K
|
[ ] Form 20-F
|
[ ] Form 11-K
|
[X] Form 10-Q
|
[ ] Form 10-D
|
[ ] Form N-SAR
|
[ ] Form N-CSR
|
For
Period Ended:
June 30, 2019
|
[ ]
|
Transition
Report on Form 10-K
|
|
[ ]
|
Transition
Report on Form 20-F
|
|
[ ]
|
Transition
Report on Form 11-K
|
|
[ ]
|
Transition
Report on Form 10-Q
|
|
[ ]
|
Transition
Report on Form N-SAR
|
For
the Transition Period Ended:__________________________________________
Read
Attached Instruction Sheet Before Preparing Form. Please Print or Type.
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein.
If
the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:
PART
I - REGISTRANT INFORMATION
Full Name of Registrant:
|
RCI Hospitality Holdings,
Inc.
|
|
|
Former Name if Applicable:
|
|
|
|
Address of Principal Executive Offices
(Street
and Number):
|
10737 Cutten Road
|
|
|
City, State and Zip Code:
|
Houston, Texas 77066
|
PART
II - RULE 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule
12b-25(b), the following should be completed. (Check box if appropriate)
|
(a)
|
The
reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
|
|
|
|
[ ]
|
(b)
|
The subject annual
report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof,
will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or
transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before
the fifth calendar day following the prescribed due date; and
|
|
|
|
|
(c)
|
The accountant’s statement or other exhibit
required by Rule 12b-25(c) has been attached if applicable.
|
PART
III - NARRATIVE
State
below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion
thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.)
On
July 12, 2019, the registrant’s independent registered public accounting firm resigned. The registrant is in the process
of interviewing a new independent registered public accounting firm. Because the registrant has not yet engaged a new firm, the
registrant will be delayed in filing its Form 10-Q
.
PART
IV - OTHER INFORMATION
|
(1)
|
Name
and telephone number of person to contact in regard to this notification
|
|
Phillip
K. Marshall
|
|
(281)
|
|
397-6730
|
|
(Name)
|
|
(Area Code)
|
|
(Telephone
Number)
|
|
(2)
|
Have all other periodic
reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s)
been filed? If the answer is no, identify report(s).
|
[ ]
Yes [X] No
The
registrant’s Form 10-Q for the quarter ended March 31, 2019 has not yet been filed.
|
(3)
|
Is it anticipated
that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected
by the earnings statements to be included in the subject report or portion thereof?
|
[ ]
Yes [X] No
If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
RCI
Hospitality Holdings, Inc.
(Name
of Registrant as Specified in Charter)
has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date:
|
August
9, 2019
|
By:
|
/s/
Phillip K. Marshall
|
|
|
|
Phillip
K. Marshall, Chief Financial Officer
|
INSTRUCTION:
The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and
title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of
the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority
to sign on behalf of the registrant shall be filed with the form.
ATTENTION
Intentional
misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
RCI Hospitality (NASDAQ:RICK)
Historical Stock Chart
From Aug 2024 to Sep 2024
RCI Hospitality (NASDAQ:RICK)
Historical Stock Chart
From Sep 2023 to Sep 2024