Amended Statement of Ownership (sc 13g/a)
February 14 2022 - 6:04AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. 1)*
Otonomy, Inc.
(Name of Issuer)
Common Stock
(Title of Class
of Securities)
68906L105
(CUSIP Number)
December 31, 2021
(Date of Event
Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
*The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page
1 of 4 Pages
CUSIP NO. 68906L105
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13 G
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Page
2 of 4
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1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only).
Sofinnova Investments, Inc.
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ¨ (b) x
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0 shares.
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6
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SHARED VOTING POWER
0 shares.
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7
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SOLE DISPOSITIVE POWER
0 shares.
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8
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SHARED DISPOSITIVE POWER
0 shares.
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares
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10
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) ¨
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
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12
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TYPE OF REPORTING PERSON (See Instructions)
CO
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CUSIP NO. 68906L105
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13 G
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Page
3 of 4
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This
Amendment No. 1 amends the Statement on Schedule 13G previously filed by Sofinnova Investments, Inc. Sofinnova Investments, Inc. is
referred to herein as the “Reporting Person.” Only those items as to which there has been a change are included in this Amendment
No. 1.
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ITEM 4.
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OWNERSHIP
The following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item
1 is provided as of December 31, 2021:
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(a) Amount beneficially owned:
See Row 9 of cover page for the Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for the Reporting Person.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for the Reporting Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for the Reporting
Person.
(iii) Sole power to dispose or to direct the disposition of:
See Row 7 of cover page for the Reporting
Person.
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(iv)
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Shared power to dispose or to direct the disposition of:
See Row 8 of cover page for the Reporting Person.
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ITEM 5.
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OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the following: x
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CUSIP NO. 68906L105
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13 G
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Page
4 of 4
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SIGNATURES
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 11, 2022
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Sofinnova Investments, Inc.
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/s/ Jim Brody
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Jim Brody, Chief Compliance Officer
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